129 jobs in Larson Maddox

The Director of Global Trade Compliance will lead export and import compliance across the Aerospace & Electronics segment of a diversified industrial organization. This individual will play a key role in enabling business objectives by designing, implementing, and maintaining effective trade compliance programs aligned with applicable regulations and internal standards. This individual will report into the organization's senior trade compliance leadership within the legal department.

• Lead the development, execution, and continuous improvement of global trade compliance programs, ensuring adherence to U.S. and international regulations.
• Establish and maintain policies, procedures, and internal controls in collaboration with cross‑functional stakeholders (e.g., engineering, supply chain, logistics, program management).
• Manage and mentor a team of trade compliance professionals across multiple business units, including workload prioritization and performance oversight.
• Oversee day‑to‑day compliance activities, including: Export classification and jurisdiction analysis, licensing strategy, applications, and administration, technology transfer and deemed export considerations, import compliance matters (classification, valuation, country of origin), free trade agreement qualification and duty optimization programs, coordination with customs brokers and third‑party providers.
• Interface with relevant government agencies on trade‑related matters and support regulatory inquiries as needed.
• Develop and deliver training programs to promote trade compliance awareness across the organization.
• Support internal and external audits, investigations, and voluntary disclosures related to potential compliance issues.
• Contribute to enterprise initiatives, including M&A due diligence and post‑acquisition integration of compliance programs.
• Monitor evolving global trade regulations and advise the business on risk exposure and compliance requirements.

• Bachelor's Degree required; Juris Doctor preferred.
• Approximately 8+ years of experience in international trade compliance.
• Familiarity with non‑U.S. regulatory frameworks, including European or UK export/import controls.
• Demonstrated experience managing complex compliance programs in a global, multi‑entity environment.
• Proven leadership experience, including team management and cross‑functional collaboration.
• Professional certifications (e.g., customs broker license) and/or ability to obtain security clearance are a plus.

Larson Maddox is seeking a Director of Global Trade Compliance in Dallas, Texas. The successful candidate will lead the compliance program for the Aerospace & Electronics segment. Responsibilities include developing trade compliance programs, managing a team, and interfacing with government agencies.

An ideal candidate will have 8+ years of experience in international trade compliance and possess strong leadership skills. A Bachelor's Degree is required, and a Juris Doctor is preferred.

Larson Maddox is seeking a Private Funds Compliance Manager to join its leadership team at a rapidly growing consulting firm specializing in private funds compliance. The role splits 50/50 between internal leadership and client-facing responsibilities, overseeing a team of compliance SMEs and serving as lead advisor to private fund clients.

You will guide regulatory filings including Form ADV and Form PF, develop policies and procedures, and oversee ethics programs and annual reviews.

Corporate M&A & Capital Markets Associate

We are partnered with a highly regarded law firm to support the growth of its Corporate, M&A, and Securities practice. This is an excellent opportunity to join a collaborative team advising public and private companies, private equity sponsors, investment banks, and investors on a broad range of corporate transactions, securities matters, and capital markets offerings.

• Represent public and private companies, private equity sponsors, and financial institutions in mergers, acquisitions, divestitures, and other strategic transactions
• Assist with capital markets transactions, including public and private offerings of equity and debt securities
• Draft, review, and negotiate transaction documents, including purchase agreements, merger agreements, underwriting agreements, investor rights agreements, and related ancillary documents
• Advise clients on SEC reporting and compliance obligations, corporate governance matters, stock exchange requirements, and securities law issues
• Conduct legal due diligence and manage transaction workflows from initial structuring through closing
• Coordinate with clients, opposing counsel, investment bankers, accountants, and other advisors throughout the transaction process
• Assist with the preparation and review of registration statements, proxy statements, periodic reports, and other SEC filings
• Work closely with partners and clients to identify legal and business risks and develop practical solutions

• J.D. from an accredited law school and admitted to practice (or ability to waive in)
• 3+ years of law firm experience focused on corporate transactions, M&A, securities, capital markets, or related corporate matters
• Experience representing clients in mergers and acquisitions and/or capital markets transactions
• Familiarity with SEC reporting obligations, securities regulations, and corporate governance matters preferred
• Strong drafting, negotiation, analytical, and project management skills
• Ability to manage multiple matters simultaneously in a fast-paced transactional environment
• Excellent communication skills and ability to work directly with clients and transaction teams
• Strong attention to detail and commitment to delivering high-quality work

• Work on sophisticated M&A transactions and capital markets offerings for a diverse client base
• Gain meaningful client exposure and significant responsibility on complex matters
• Join a team with a strong market reputation and consistent deal flow
• Collaborative, team-oriented environment with strong mentorship and professional development opportunities
• Competitive compensation and comprehensive benefits package
• Clear opportunities for long-term career growth and advancement

Larson Maddox is seeking an experienced attorney to join their Municipal finance Legal team based in New York. This role emphasizes handling financial insurance matters across U.S. transactions and supporting senior leadership in wider legal aspects.

The ideal candidate will have a J.D. and at least 6 years of relevant experience, focusing on public finance transactions. Familiarity with industry participants and complex financings, such as healthcare and education, is highly preferred.

My client, a rapidly growing consulting firm specializing in private funds compliance, is seeking a Private Funds Compliance Manager to join its leadership team.

Currently operating as a boutique platform, the firm is entering a significant growth phase with approximately a dozen approved hires, plans to substantially expand headcount over the coming years, and the anticipated launch of two new business lines. This is an opportunity to join a firm at a pivotal stage of growth and play a key role in shaping both the team and client service offering.

The position will be split roughly 50/50 between internal leadership and client-facing responsibilities. This individual will oversee and develop a team of compliance Subject Matter Experts while also serving as a lead advisor to private fund clients, ensuring the delivery of high-quality compliance solutions and regulatory support.

• Manage, mentor, and develop a team of compliance Subject Matter Experts
• Oversee client engagements and ensure successful execution of compliance deliverables
• Lead regulatory filing processes, including Form ADV, Form PF, and related filings
• Draft, review, and maintain compliance policies and procedures
• Conduct marketing and advertising material reviews
• Administer and oversee Code of Ethics programs
• Lead annual compliance reviews and testing initiatives
• Manage compliance certifications and employee attestations
• Serve as a trusted compliance advisor to private fund clients, particularly private equity managers

• Significant private funds compliance experience with a strong focus on private equity
• Proven people management and team leadership experience
• Form ADV and Form PF filings
• Policies & procedures development and maintenance
• Marketing material review
• Code of Ethics administration

• Significant private funds compliance experience with a strong focus on private equity
• Proven people management and team leadership experience
• Form ADV and Form PF filings
• Policies & procedures development and maintenance
• Marketing material review
• Code of Ethics administration
• Annual reviews
• Compliance certifications
• Background from a private equity firm, private fund manager, compliance consulting firm, law firm, the SEC, or another regulatory organization

Larson Maddox in New York seeks an experienced Equities and Options Compliance Advisory professional to join its Global Markets Compliance team. You will provide regulatory advice and compliance oversight across Equities Sales, Trading, Research, and Electronic Trading, acting as a trusted advisor to front‑office stakeholders.

The role requires strong knowledge of U.S. securities rules, ability to manage multiple stakeholders, and a track record of influencing across divisions.

A leading wholesale bank is seeking an experienced Equities and Options Compliance Advisory professional to join its Global Markets Compliance team. This is a highly visible role supporting Equities businesses across Sales, Trading, Research and Electronic Trading, providing regulatory advice and compliance oversight in a fast‑paced trading environment.

The successful candidate will act as a trusted advisor to front‑office stakeholders, partnering closely with business management, Legal, Risk and Control functions to ensure compliance with applicable regulatory requirements and internal policies.

• Provide day‑to‑day compliance advisory coverage to Equities Sales and Trading businesses.
• Advise front‑office personnel on regulatory requirements, market conduct risks and compliance policies.
• Interpret and implement regulatory developments impacting Equities businesses, including SEC, FINRA, CFTC and exchange rules.
• Participate in new business initiatives, product launches and strategic projects, identifying and mitigating regulatory risks.
• Support investigations, regulatory inquiries and internal reviews.
• Assist in the development and delivery of compliance training programmes.
• Conduct thematic reviews and risk assessments across Equities trading activities.
• Partner with Surveillance, Compliance Testing and Financial Crimes teams to ensure a robust control framework.
• Build strong relationships with senior business stakeholders and serve as a key point of contact for compliance matters.

• Significant experience within a Compliance Advisory function at a large investment bank, wholesale bank or broker‑dealer.
• Direct coverage of Equities Sales and Trading businesses is essential.
• Strong knowledge of U.S. securities regulations, market structure and market conduct rules.
• Experience advising senior trading and sales personnel on regulatory and compliance matters.
• Proven ability to manage multiple stakeholders in a dynamic, front‑office environment.
• Excellent communication, influencing and problem‑solving skills.
• Bachelor's degree required; relevant industry qualifications are advantageous.

• Current or very recent experience within the Compliance Advisory team of a major global bank
• Exposure to electronic trading, prime services and wider equity derivatives would be advantageous.

Larson Maddox, a technology-enabled professional services organization, seeks a Deputy General Counsel to serve as a strategic advisor to the CEO, senior executives, and the Board of Directors on complex legal, regulatory, risk, and operational matters. This role offers broad exposure across governance, commercial transactions, and enterprise risk oversight.

Based in Houston, this position collaborates with Finance, HR, Operations, Technology, and Information Security to align legal strategy