What Director Of Risk Management Jobs are in Chicago?
Showing 5000+ Director Of Risk Management jobs in Chicago
Job Description
Robert Half is looking for an experienced Director of Risk Management to lead a broad risk portfolio for a real estate and property organization based in Oak Brook, Illinois. In this role, you will oversee complex insurance programs, captive operations, claims management, and key financial and strategic risk initiatives. The Company's Risk Management operates as a shared service model, offering the opportunity to collaborate closely with leaders across the firm and influence risk strategy at an enterprise level
Key Responsibilities
+ Lead the placement, structure, and ongoing management of complex property & casualty insurance programs, including D& O/E& O, Cyber, EPL, Fiduciary, Crime, and Workers' Compensation.
+ Oversee claims management, ensuring effective resolution and cost control.
+ Manage and grow a single-parent captive insurance program, coordinating with brokers, captive managers, and internal stakeholders to maximize utilization and revenue opportunities.
+ Conduct comprehensive risk assessments and enterprise risk analysis, identifying exposures and developing mitigation strategies.
+ Support and participate in Enterprise Risk Management (ERM) and Environmental, Social & Governance (ESG) initiatives.
+ Develop and execute strategies for collateral recovery, strengthening financial outcomes and reducing losses.
+ Perform risk-related financial forecasting, providing insight and recommendations to support strategic decision-making.
+ Participate in group P& L reviews, analyzing trends, variances, and opportunities for improvement.
+ Serve as a key advisor to leadership on insurance market conditions, coverage optimization, and cost containment.
+ Develop, implement, and maintain risk management policies and procedures in alignment with regulatory and industry best practices.
+ Act as a key member of the Cyber Security Incident Response Team and ESG committee.
+ Lead, mentor, and develop the risk management team, fostering professional growth and continuous improvement.
+ Perform supervisory duties including hiring, performance management, coaching, promotion, and disciplinary actions.
+ Maintain the highest standards of professionalism, integrity, and compliance with all laws, policies, and regulations.
+ Perform other duties as assigned.
+ Directly supervise 2 team members
This role offers a salary range of $145,000-$190,000 plus bonus and comes with a full benefit package including:
+ Medical/Dental/Vision insurance (PPO)
+ Participation in the company 401(k) plan with a company match
+ Vacation Time, Nine Paid Holidays, Three floating holidays per year
+ Sick time
+ Tuition reimbursement opportunity
+ Company-paid life insurance equaling your annual base salary
+ Company-paid short-term and long-term disability
+ Paid Parental Leave
If interested, please contact Brian Keating at .
Requirements - Bachelor's degree in Risk Management, Finance, or a related discipline, or equivalent relevant experience.
- At least 10 years of progressive experience spanning risk management, insurance, claims, loss control, and financial analysis.
- Hands-on experience overseeing captive insurance programs is required.
- Property and Casualty license required or ability to obtain it within one year of employment.
- Advanced proficiency in Microsoft Excel, with solid working knowledge of Microsoft Word and Outlook.
- Strong analytical, financial, and problem-solving capabilities with the ability to turn data into business recommendations.
- Excellent written and verbal communication skills and the ability to influence stakeholders across multiple functions.
- Prior leadership experience with success managing, mentoring, and developing teams in a collaborative environment.
Robert Half is the world's first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.
Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. Download the Robert Half app ( and get 1-tap apply, notifications of AI-matched jobs, and much more.
Our specialized recruiting professionals apply their expertise and utilize our proprietary AI to find you great job matches faster.
All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals, including medical, vision, dental, and life and disability insurance. Hired contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit roberthalf.gobenefits.net for more information.
© 2025 Robert Half. An Equal Opportunity Employer. M/F/Disability/Veterans. By clicking "Apply Now," you're agreeing to Robert Half's Terms of Use ( and Privacy Notice ( .
Is this job a match or a miss?
Director of Risk Management
Posted today
Job Viewed
Job Description
Montrose Behavioral Health is seeking an experienced and strategic Risk Director to lead our facility's risk management efforts and ensure a safe environment for patients, staff, and visitors. In this leadership role, you will oversee the implementation of a comprehensive risk management program, collaborate with multiple departments to assess and mitigate risks, and promote a culture of safety throughout the organization. The Risk Director will lead incident investigations, manage compliance with regulations, and develop proactive strategies to prevent harm and potential liabilities.
At Montrose Behavioral Health Hospital for Adults, located in Chicago not far from Lake Michigan, we provide premier inpatient care for children ages 5-12, adolescents ages 13-17, adults age 18 and older, and senior adults age 55 and older. We also offer outpatient care for adolescents and adults. With a dedicated team of professionals, the hospital offers a supportive environment designed to promote healing and long‑term stability. Working at Montrose Behavioral Health Hospital offers a meaningful opportunity to support patients on their path to healing while being part of a compassionate, multidisciplinary team. It’s a rewarding environment where colleagues are dedicated to providing throughtful and patient centered care every day.
Montrose Behavioral Health Hospital offers an extensive array of benefits to our valued team members. Current offerings encompass:
- Medical, Dental, and Vision Insurance coverage
- Health Savings Account (HSA) and Flexible Spending Account (FSA) options
- Company-paid Basic Life & AD&D insurance
- Disability benefits
- 401(k) Retirement Plan with a company match
- Employee Assistance Program (EAP) and Employee Discount Program
- Paid Holidays for work‑life balance
- Paid Time Off (PTO)
- Tuition Reimbursement opportunities for career advancement
Plan, organize, direct, and oversee all aspects of risk management activities. Promote a safe environment for the protection of patients, clients, employees, and visitors to the facility in such a manner as to comply with laws, regulations, and regulatory agencies. Identify risks that could potentially result in harm to patients, staff or visitors or lead to litigation or negative media or various forms of loss.
Essential Functions- Implement a robust risk management program throughout the facility.
- Collaborate and consult with the corporate risk management department.
- Lead Investigations and analyze actual and potential risks in the facility. Collaborate with the Legal team to assess liability and probability of legal action for potential notification. Implement, educate, and encourage incident reporting per policy throughout the facility.
- Develop and implement infrastructures and systems that support patient safety.
- Promote a culture of safety by encouraging incident reporting.
- Collaborate with employees to streamline the incident reporting process making it more effective and efficient.
- Collaborate with facility leadership and all departments to monitor and promote compliance with the organization's policies, procedures, state and federal laws, and regulatory agencies
- Responsible for identifying high-risk areas that could cause harm to persons receiving services, visitors, and employees.
- Provide staff development, and training related to identifying, reporting, mitigating, and minimizing risk.
- Collaborate with Patient Advocate to review complaints and grievances to identify potential exposures.
- Coordinate with facility leadership to establish and implement a Safe Catch Program.
- Collaborate with QAPI disciplines to complete a Root Cause Analysis for specified events.
- Establish and lead a Safety Committee that identifies and develops measurable safety initiatives based on facility data that improve the safety culture.
- Serve as a resource and consultant for risk management activities, performance improvement, policy/procedure development, and compliance initiatives.
- Perform other functions and tasks as assigned.
- Bachelor's degree in a clinical healthcare, risk management, business, finance, or a related field required. Master's degree in health information management, nursing, or related field preferred.
- Two or more years’ experience in a risk management position required.
- One or more years of supervisory experience preferred.
- Experience with CARF, DEA, Joint Commission, or CMS surveys, as required by service line(s) supported
- CPHRM Preferred.
- CPR and de‑escalation/restraint certification required (training available upon hire and offered by facility).
- First aid may be required based on state or facility.
Pay Range: $97,427-$116,417
While this job description is intended to be an accurate reflection of the requirements of the job, management reserves the right to add or remove duties from particular jobs when circumstances (e.g. emergencies, changes in workload, rush jobs or technological developments) dictate.
We are committed to providing equal employment opportunities to all applicants for employment regardless of an individual’s characteristics protected by applicable state, federal and local laws.
#J-18808-LjbffrIs this job a match or a miss?
Note: If you’re asked to pay for a job, avoid the role and report the job to us immediately.
Job Description
Overview
Montrose Behavioral Health is seeking an experienced and strategic Risk Director to lead our facility's risk management efforts and ensure a safe environment for patients, staff, and visitors. In this leadership role, you will oversee the implementation of a comprehensive risk management program, collaborate with multiple departments to assess and mitigate risks, and promote a culture of safety throughout the organization. The Risk Director will lead incident investigations, manage compliance with regulations, and develop proactive strategies to prevent harm and potential liabilities.
At Montrose Behavioral Health Hospital for Adults, located in Chicago not far from Lake Michigan, we provide premier inpatient care for children ages 5-12, adolescents ages 13-17, adults age 18 and older, and senior adults age 55 and older. We also offer outpatient care for adolescents and adults. With a dedicated team of professionals, the hospital offers a supportive environment designed to promote healing and long-term stability. Working at Montrose Behavioral Health Hospital offers a meaningful opportunity to support patients on their path to healing while being part of a compassionate, multidisciplinary team. It’s a rewarding environment where colleagues are dedicated to providing throughtful and patient centered care every day.
Montrose Behavioral Health Hospital offers an extensive array of benefits to our valued team members. Current offerings encompass:
- Medical, Dental, and Vision Insurance coverage
- Health Savings Account (HSA) and Flexible Spending Account (FSA) options
- Company-paid Basic Life & AD&D insurance
- Disability benefits
- 401(k) Retirement Plan with a company match
- Employee Assistance Program (EAP) and Employee Discount Program
- Paid Holidays for work-life balance
- Paid Time Off (PTO)
- Tuition Reimbursement opportunities for career advancement
PURPOSE STATEMENT:
Plan, organize, direct, and oversee all aspects of risk management activities. Promote a safe environment for the protection of patients, clients, employees, and visitors to the facility in such a manner as to comply with laws, regulations, and regulatory agencies. Identify risks that could potentially result in harm to patients, staff or visitors or lead to litigation or negative media or various forms of loss.
ResponsibilitiesESSENTIAL FUNCTIONS:
- Implement a robust risk management program throughout the facility.
- Collaborate and consult with the corporate risk management department.
- Lead Investigations and analyze actual and potential risks in the facility. Collaborate with the Legal team to assess liability and probability of legal action for potential notification. Implement, educate, and encourage incident reporting per policy throughout the facility.
- Develop and implement infrastructures and systems that support patient safety.
- Promote a culture of safety by encouraging incident reporting.
- Collaborate with employees to streamline the incident reporting process making it more effective and efficient.
- Collaborate with facility leadership and all departments to monitor and promote compliance with the organization's policies, procedures, state and federal laws, and regulatory agencies
- Responsible for identifying high-risk areas that could cause harm to persons receiving services, visitors, and employees.
- Provide staff development, and training related to identifying, reporting, mitigating, and minimizing risk.
- Collaborate with Patient Advocate to review complaints and grievances to identify potential exposures.
- Coordinate with facility leadership to establish and implement a Safe Catch Program.
- Collaborate with QAPI disciplines to complete a Root Cause Analysis for specified events.
- Establish and lead a Safety Committee that identifies and develops measurable safety initiatives based on facility data that improve the safety culture.
- Serve as a resource and consultant for risk management activities, performance improvement, policy/procedure development, and compliance initiatives.
OTHER FUNCTIONS:
- Perform other functions and tasks as assigned.
EDUCATION/EXPERIENCE/SKILL REQUIREMENTS:
- Bachelor's degree in a clinical healthcare, risk management, business, finance, or a related field required. Master's degree in health information management, nursing, or related field preferred.
- Two or more years’ experience in a risk management position required.
- One or more years of supervisory experience preferred.Experience with CARF, DEA, Joint Commission, or CMS surveys, as required by service line(s) supported
LICENSES/DESIGNATIONS/CERTIFICATIONS:
- CPHRM Preferred.
- CPR and de-escalation/restraint certification required (training available upon hire and offered by facility).
- First aid may be required based on state or facility.
Pay Range: $97,427-$116,417
While this job description is intended to be an accurate reflection of the requirements of the job, management reserves the right to add or remove duties from particular jobs when circumstances (e.g. emergencies, changes in workload, rush jobs or technological developments) dictate.
We are committed toprovidingequalemploymentopportunitiestoall applicantsforemploymentregardlessofanindividual’scharacteristicsprotected byapplicable state,federalandlocallaws.
#J-18808-LjbffrIs this job a match or a miss?
Note: If you’re asked to pay for a job, avoid the role and report the job to us immediately.
Director, Risk Management (LOD1)
Posted 6 days ago
Job Viewed
Job Description
At Early Warning, we’ve powered and protected the U.S. financial system for over thirty years with cutting-edge solutions like Zelle, Paze, and so much more. As a trusted name in payments, we partner with thousands of institutions to increase access to financial services and protect transactions for hundreds of millions of consumers and small businesses.
Positions located in Scottsdale, San Francisco, Chicago, or New York follow a hybrid work model to allow for a more collaborative working environment.
Candidates responding to this posting must independently possess the eligibility to work in the United States, for any employer, at the date of hire. This position is ineligible for employment Visa sponsorship.
OverviewThe Director, Risk Management is responsible for the management and coordination of a centralized first-line of defense (LOD1) risk and internal control program for Early Warning’s Enterprise Technology business lines. This role is designed to ensure risk programs and controls are implemented consistently and operating effectively across these business lines as it relates to all risk types including strategic, operational, compliance and financial. The role will be required to align with the company’s Enterprise Risk Management leadership around the structure of the 3LOD (three lines of defense) Program to ensure the consistency in the implementation and operationalization across the enterprise.
Essential Functions- Support the business line’s centralized LOD1 function, including strategic vision and implementation plans, acting as business-line liaison to Enterprise Risk Management, Operational Risk Management, and Compliance in support of the company’s 3LOD program.
- Work with Compliance and other Risk functions to understand and monitor applicable regulations and requirements, assess business impact, and drive appropriate projects and processes to address needed changes.
- Partner with Enterprise Risk Management in the execution of Risk and Control Self Assessments.
- Partner with Business Continuity Management on business’ participation in BC/DR tests, and own and maintain required process and technical recovery plans.
- Assist the business-line in the management of third-party relationships, including both performance and risk management.
- Assist the business-line in the design and build of process maps in alignment with Early Warning’s Process Classification Framework. Own and maintain business-lines’ process inventory and internal control environment inventory. Design, maintain, and report metrics (KPIs and KRIs) demonstrating control effectiveness.
- Identify and self-report issues through the ERM Self-Identified Issue Process; individually and together with other LOD1 business-line members
- Ensure risk remediation plans exist and are sufficient; track remediation plans to completion and ensure remediation is on-time and sustainable; ensure action plans and remediation of issues by risk owners.
- Support business-line Risk Acceptance Forms (RAF) process, when applicable.
- Drive periodic executive level reporting regarding business risk management activities, working closely with business-line leadership. Develop, in alignment with ERM’s frameworks, a 1st LOD risk management governance process across the business lines to support decision making and escalation regarding risks that may not be consistent with the business’ risk tolerance.
- Deliver education and awareness of risk ownership essentials.
- Continually monitor and update assessments of the control environment, keeping abreast of significant control issues, trends, and developments. Perform internal control effectiveness test plans and procedures.
- Lead a team of risk professionals in matrixed organization.
- Support the company’s commitment to risk management and protecting the integrity and confidentiality of systems and data.
- Bachelor’s degree in business administration, Finance, Accounting, Computer Information Systems, or other related field of specialty.
- Typically, a minimum of 12 years of progressive experience in the financial services industry or within a three-lines of defense program.
- Demonstrated success leading risk functions in a 3LOD environment.
- Demonstrated ability to work effectively in a complex, highly regulated environment.
- Excellent problem solver with effective change management skills.
- Working knowledge of regulatory requirements specific to the business-lines.
- Excellent communication, organization, and interpersonal skills, with demonstrated ability to collaborate and build trust in business partners.
- Effective influence management skills.
- Background and drug screen.
- Knowledge and experience with model risk management and first line support for Chief Data Office.
- Demonstrated success developing and implementing effective risk solutions for data management.
The above job description is not intended to be an all-inclusive list of duties and standards of the position. Incumbents will follow instructions and perform other related duties as assigned by their supervisor.
Preferred Qualifications- Experience interacting with executive management.
- Demonstrated experience working in multiple risk disciplines including but not limited to product, regulatory and compliance, third party, reputation, competitive, etc.
- Knowledge of COSO’s Internal Control - Integrated Framework, or similar.
- Risk management, internal control, or internal audit certification(s) (e.g., CISA, CPA, CRISC, CISSP, or AAIR).
- First line of defense risk management experience in a regulated financial institution.
- Proficient in writing policies and procedures.
- In depth knowledge and understanding of regulatory environment and its applicability to financial services and risk.
Working conditions consist of a normal office environment. Work is primarily sedentary and requires extensive use of a computer and involves sitting for periods of approximately four hours. Work may require occasional standing, walking, kneeling and reaching. Must be able to lift 10 pounds occasionally and/or negligible amount of force frequently. Requires visual acuity and dexterity to view, prepare, and manipulate documents and office equipment including personal computers. Requires the ability to communicate with internal and/or external customers.
Employee must be able to perform essential functions and physical requirements of position with or without reasonable accommodation.
The Base Pay Scale For This Position InPhoenix, AZ/ Chicago, IL in USD per year is: $154,000 - $193,000.
Additionally, candidates are eligible for a discretionary incentive plan and benefits.
This pay scale is subject to change and is not necessarily reflective of actual compensation that may be earned, nor a promise of any specific pay for any specific candidate, which is always dependent on legitimate factors considered at the time of job offer. Early Warning Services takes into consideration a variety of factors when determining a competitive salary offer, including, but not limited to, the job scope, market rates and geographic location of a position, candidate’s education, experience, training, and specialized skills or certification(s) in relation to the job requirements and compared with internal equity (peers). The business actively supports and reviews wage equity to ensure that pay decisions are not based on gender, race, national origin, or any other protected classes.
Some of the Ways We Prioritize Your Health and Happiness- Healthcare Coverage -Competitive medical (PPO/HDHP), dental, and vision plans as well as company contributions to your Health Savings Account (HSA) or pre-tax savings through flexible spending accounts (FSA) for commuting, health & dependent care expenses.
- 401(k) Retirement Plan -Featuring a 100% Company Safe Harbor Match on your first 6% deferral immediately upon eligibility.
- Paid Time Off - Flexible Time Off for Exempt (salaried) employees, as well as generous PTO for Non-Exempt (hourly) employees, plus 11 paid company holidays and a paid volunteer day.
- 12 weeks of Paid Parental Leave
- Maven Family Planning - provides support through your Parenting journey including egg freezing, fertility, adoption, surrogacy, pregnancy, postpartum, early pediatrics, and returning to work.
Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
Early Warning Services, LLC (“Early Warning”) considers for employment, hires, retains and promotes qualified candidates on the basis of ability, potential, and valid qualifications without regard to race, religious creed, religion, color, sex, sexual orientation, genetic information, gender, gender identity, gender expression, age, national origin, ancestry, citizenship, protected veteran or disability status or any factor prohibited by law, and as such affirms in policy and practice to support and promote equal employment opportunity and affirmative action, in accordance with all applicable federal, state, and municipal laws. The company also prohibits discrimination on other bases such as medical condition, marital status or any other factor that is irrelevant to the performance of our employees.
#J-18808-LjbffrIs this job a match or a miss?
Note: If you’re asked to pay for a job, avoid the role and report the job to us immediately.
Job Description
Audit Director, Risk Management – CIBC US
What you'll be doingAs a member of the Internal Audit team, you’ll work in a fast-paced and dynamic environment where your contributions will make a meaningful difference in our clients’ lives and the organization’s success. This role offers an exciting opportunity to lead audit initiatives, contribute to the organization’s success, and grow as a leader in a challenging and rewarding environment.
At CIBC we enable the work environment most optimal for you to thrive in your role. You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 2+ days per week on-site, while other days will be remote
How you’ll succeed- Develop the annual audit plan: Develops the annual audit plan by identifying the business planning needs, assigned resources, and relevant budgets to provide required coverage for assigned client(s). The plan may cut across CIBC's business lines and processes and includes interdependencies so that an end-to-end perspective of the business is considered
- Manage a portfolio of audit entities: Ensures annual audit plan for portfolio addresses key regulatory requirements / expectations and provides a sound third line of defense risk-based coverage and assists the audit team to connect the dots across projects to ensure appropriate coverage as well as effectively anticipate new hot topics and Head of Internal Audit concerns.
- Oversee audit programs: Provides guidance, support, and oversight for the audit team to set the audit strategy that is reasonable and complies with Internal Audit Methodology. Ensures the audit team is appropriately leveraging the knowledge, audit expertise and creative mindset in executing the audit/projects timely and helps vetting issues and communications with the client on challenging issues/clients
- Ensure audit engagement quality: Maintains ongoing communication/coordination with CIBC Senior Management to ensure awareness of upcoming changes/potential challenges and effectively shares information with the audit team to apply as appropriate, escalates audit plan delays and solutions to Senior Director and Portfolio Executive in a timely manner, and ensures the timely completion of audit various department reporting requirements
- Lead and Mentor Teams: Coaches and mentors team relating to project management skills and works with PPC resource manager to ensure we are working as a team to manage resources collectively. Completes timely and effectively mid-year and annual performance management requirements, helps others in the learn through on-the-job coaching and sharing of business/organizational knowledge.
- Collaborate with stakeholders: Maintains partnerships with key Business leaders to solicit concerns and use knowledge to help develop meaningful and accurate risk-based audit plan. Builds trust and rapport with the audit clients by communicating thematic risk identified across business lines. Comfortable presenting audit work internally and externally (to regulators), working in the gray areas and able to navigate challenging situations within and outside IA. Manages situations escalated from the audit teams and able to gain alignment with audit clients. Understand the bigger picture and clients’ perspective that help gain consensus. Begins building relationships with executive levels and understanding their strategic plans and upcoming changes.
- You have a minimum of 10+ years of experience in auditing in a financial institution, preferably in Enterprise, Operational or Liquidity risk management areas
- You have a proven track record of leading and managing audit teams, with a focus on delivering high-quality results in dynamic and fast-paced environments.
- You have a deep understanding of banking regulations and experience in working with regulators. Knowledge of audit software, data analytics or python programming is an asset.
- You have a Bachelor/Master’s degree in preferably in Finance, Accounting or Risk Management. CIA and CPA preferred.
- Values matter to you. You bring your real self to work and you live our values - trust, teamwork, and accountability.
California residents — your privacy rights regarding your actual or prospective employment.
At CIBC, we offer a competitive total rewards package. This role has an expected salary range of $150,000 - $180,000 for the market based on experience, qualifications, and location of the position. The successful candidate may be eligible to participate in the relevant business unit’s incentive compensation plan, which may also include a discretionary bonus component. CIBC offers a full range of benefits and programs to meet our employee’s needs; including Medical, Dental, Vision, Health Savings Account, Life Insurance, Disability, and Other Insurance Plans, Paid Time Off (including Sick Leave, Parental Leave and Vacation), Holidays and 401(k), in addition to other special (including Sick Leave, Parental Leave and Vacation), Holidays and 401(k), in addition to other perks reserved for our team members.
Seniority level- Director
- Full-time
- Accounting/Auditing
Is this job a match or a miss?
Note: If you’re asked to pay for a job, avoid the role and report the job to us immediately.
Director, Risk Management (LOD1)
Posted 6 days ago
Job Viewed
Job Description
At Early Warning, we've powered and protected the U.S. financial system for over thirty years with cutting-edge solutions like Zelle, Paze, and so much more. As a trusted name in payments, we partner with thousands of institutions to increase access to financial services and protect transactions for hundreds of millions of consumers and small businesses.
Positions located in Scottsdale, San Francisco, Chicago, or New York follow a hybrid work model to allow for a more collaborative working environment.
Candidates responding to this posting must independently possess the eligibility to work in the United States, for any employer, at the date of hire. This position is ineligible for employment Visa sponsorship.
OverviewThe Director, Risk Management is responsible for the management and coordination of a centralized first-line of defense (LOD1) risk and internal control program for Early Warning's Enterprise Technology business lines. This role is designed to ensure risk programs and controls are implemented consistently and operating effectively across these business lines as it relates to all risk types including strategic, operational, compliance and financial. The role will be required to align with the company's Enterprise Risk Management leadership around the structure of the 3LOD (three lines of defense) Program to ensure the consistency in the implementation and operationalization across the enterprise.
Essential Functions- Support the business line's centralized LOD1 function, including strategic vision and implementation plans, acting as business-line liaison to Enterprise Risk Management, Operational Risk Management, and Compliance in support of the company's 3LOD program.
- Work with Compliance and other Risk functions to understand and monitor applicable regulations and requirements, assess business impact, and drive appropriate projects and processes to address needed changes.
- Partner with Enterprise Risk Management in the execution of Risk and Control Self Assessments.
- Partner with Business Continuity Management on business' participation in BC/DR tests, and own and maintain required process and technical recovery plans.
- Assist the business-line in the management of third-party relationships, including both performance and risk management.
- Assist the business-line in the design and build of process maps in alignment with Early Warning's Process Classification Framework. Own and maintain business-lines' process inventory and internal control environment inventory. Design, maintain, and report metrics (KPIs and KRIs) demonstrating control effectiveness.
- Identify and self-report issues through the ERM Self-Identified Issue Process; individually and together with other LOD1 business-line members.
- Ensure risk remediation plans exist and are sufficient; track remediation plans to completion and ensure remediation is on-time and sustainable; ensure action plans and remediation of issues by risk owners.
- Support business-line Risk Acceptance Forms (RAF) process, when applicable.
- Drive periodic executive level reporting regarding business risk management activities, working closely with business-line leadership. Develop, in alignment with ERM's frameworks, a 1st LOD risk management governance process across the business lines to support decision making and escalation regarding risks that may not be consistent with the business' risk tolerance.
- Deliver education and awareness of risk ownership essentials.
- Continually monitor and update assessments of the control environment, keeping abreast of significant control issues, trends, and developments. Perform internal control effectiveness test plans and procedures.
- Lead a team of risk professionals in matrixed organization.
- Support the company's commitment to risk management and protecting the integrity and confidentiality of systems and data.
- Bachelor's degree in business administration, Finance, Accounting, Computer Information Systems, or other related field of specialty.
- Typically, a minimum of 12 years of progressive experience in the financial services industry or within a three-lines of defense program.
- Demonstrated success leading risk functions in a 3LOD environment.
- Demonstrated ability to work effectively in a complex, highly regulated environment.
- Excellent problem solver with effective change management skills.
- Working knowledge of regulatory requirements specific to the business-lines.
- Excellent communication, organization, and interpersonal skills, with demonstrated ability to collaborate and build trust in business partners.
- Effective influence management skills.
- Background and drug screen.
- Knowledge and experience with model risk management and first line support for Chief Data Office.
- Demonstrated success developing and implementing effective risk solutions for data management.
The above job description is not intended to be an all-inclusive list of duties and standards of the position. Incumbents will follow instructions and perform other related duties as assigned by their supervisor.
Preferred Qualifications- Experience interacting with executive management.
- Demonstrated experience working in multiple risk disciplines including but not limited to product, regulatory and compliance, third party, reputation, competitive, etc.
- Knowledge of COSO's Internal Control - Integrated Framework, or similar.
- Risk management, internal control, or internal audit certification(s) (e.g., CISA, CPA, CRISC, CISSP, or AAIR).
- First line of defense risk management experience in a regulated financial institution.
- Proficient in writing policies and procedures.
- In depth knowledge and understanding of regulatory environment and its applicability to financial services and risk.
Working conditions consist of a normal office environment. Work is primarily sedentary and requires extensive use of a computer and involves sitting for periods of approximately four hours. Work may require occasional standing, walking, kneeling and reaching. Must be able to lift 10 pounds occasionally and/or negligible amount of force frequently. Requires visual acuity and dexterity to view, prepare, and manipulate documents and office equipment including personal computers. Requires the ability to communicate with internal and/or external customers. Employee must be able to perform essential functions and physical requirements of position with or without reasonable accommodation.
The base pay scale for this position in Phoenix, AZ/ Chicago, IL in USD per year is: $154,000 - $193,000. Additionally, candidates are eligible for a discretionary incentive plan and benefits.
This pay scale is subject to change and is not necessarily reflective of actual compensation that may be earned, nor a promise of any specific pay for any specific candidate, which is always dependent on legitimate factors considered at the time of job offer. Early Warning Services takes into consideration a variety of factors when determining a competitive salary offer, including, but not limited to, the job scope, market rates and geographic location of a position, candidate's education, experience, training, and specialized skills or certification(s) in relation to the job requirements and compared with internal equity (peers). The business actively supports and reviews wage equity to ensure that pay decisions are not based on gender, race, national origin, or any other protected classes.
Some of the Ways We Prioritize Your Health and Happiness- Healthcare Coverage - Competitive medical (PPO/HDHP), dental, and vision plans as well as company contributions to your Health Savings Account (HSA) or pre-tax savings through flexible spending accounts (FSA) for commuting, health & dependent care expenses.
- 401(k) Retirement Plan - Featuring a 100% Company Safe Harbor Match on your first 6% deferral immediately upon eligibility.
- Paid Time Off - Flexible Time Off for Exempt (salaried) employees, as well as generous PTO for Non-Exempt (hourly) employees, plus 11 paid company holidays and a paid volunteer day.
- 12 weeks of Paid Parental Leave.
- Maven Family Planning - provides support through your Parenting journey including egg freezing, fertility, adoption, surrogacy, pregnancy, postpartum, early pediatrics, and returning to work.
And SO much more! We continue to enhance our program, so be sure to check our Benefits page here for the latest. Our team can share more during the interview process!
Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
Early Warning Services, LLC ("Early Warning") considers for employment, hires, retains and promotes qualified candidates on the basis of ability, potential, and valid qualifications without regard to race, religious creed, religion, color, sex, sexual orientation, genetic information, gender, gender identity, gender expression, age, national origin, ancestry, citizenship, protected veteran or disability status or any factor prohibited by law, and as such affirms in policy and practice to support and promote equal employment opportunity and affirmative action, in accordance with all applicable federal, state, and municipal laws. The company also prohibits discrimination on other bases such as medical condition, marital status or any other factor that is irrelevant to the performance of our employees.
#J-18808-LjbffrIs this job a match or a miss?
Note: If you’re asked to pay for a job, avoid the role and report the job to us immediately.
Job Description
The Inland Real Estate Group of Companies, a diversified real estate, investment, and financial services organization, is seeking an experienced Director of Risk Management to lead and advance our enterprise-wide risk management strategy. This is a highly visible, senior-level role with broad exposure to executive leadership and multiple business lines across the organization.
Reporting directly to the Chief Risk Officer, EVP , the Director of Risk Management will oversee complex insurance programs, captive operations, claims management, and key financial and strategic risk initiatives. Inland Risk Management operates as a shared service model, offering the opportunity to collaborate closely with leaders across the firm and influence risk strategy at an enterprise level.
Key Responsibilities- Lead the placement, structure, and ongoing management of complex property & casualty insurance programs , including D&O/E&O, Cyber, EPL, Fiduciary, Crime, and Workers’ Compensation.
- Oversee claims management , ensuring effective resolution and cost control.
- Manage and grow a single-parent captive insurance program domiciled in Vermont , coordinating with brokers, captive managers, and internal stakeholders to maximize utilization and revenue opportunities.
- Conduct comprehensive risk assessments and enterprise risk analysis , identifying exposures and developing mitigation strategies.
- Support and participate in Enterprise Risk Management (ERM) and Environmental, Social & Governance (ESG) initiatives.
- Develop and execute strategies for collateral recovery , strengthening financial outcomes and reducing losses.
- Perform risk-related financial forecasting , providing insight and recommendations to support strategic decision-making.
- Participate in group P&L reviews , analyzing trends, variances, and opportunities for improvement.
- Serve as a key advisor to leadership on insurance market conditions , coverage optimization, and cost containment.
- Develop, implement, and maintain risk management policies and procedures in alignment with regulatory and industry best practices.
- Act as a key member of the Cyber Security Incident Response Team and ESG committee.
- Lead, mentor, and develop the risk management team, fostering professional growth and continuous improvement.
- Perform supervisory duties including hiring, performance management, coaching, promotion, and disciplinary actions.
- Maintain the highest standards of professionalism, integrity, and compliance with all laws, policies, and regulations.
- Perform other duties as assigned.
- Directly supervises two team members :
- Administrative Assistant
- Claims Specialist
- Bachelor’s degree with a concentration in Risk Management, Finance , or equivalent professional experience required
- 10+ years of progressive experience in Risk Management, Claims, Loss Control, Insurance, and Financial Management
- Demonstrated experience with captive insurance administration (required)
- Property & Casualty License – required (or able to obtain within 1 year)
- ARM (Associate in Risk Management) strongly preferred
- Proficiency in Microsoft Word and Outlook
- Experience with RMIS and TPA systems
- Strong analytical, financial, and problem-solving skills
- Excellent written and verbal communication abilities
- Proven leadership skills with the ability to influence across diverse business groups
- High-impact, enterprise-level leadership role
- Exposure to executive leadership and multiple business platforms
- Opportunity to shape and grow a sophisticated risk function and captive program
- Stable, well-established organization with a long-term view
Annual Base Salary Range: $145,567-$189,237. This position is eligible to participate in the company’s annual discretionary bonus program.
Inland offers a competitive range of benefits for eligible Full-time employees:
- Medical/Dental/Vision insurance (PPO)
- Participation in the company 401(k) plan with a company match
- Vacation Time, Nine Paid Holidays, Three floating holidays per year
- Sick time
- Company-paid life insurance equaling your annual base salary
- Company-paid short-term and long-term disability
We are a drug-free workplace. Pre-employment background checks and drug screening are performed on all new hires, in accordance with applicable laws and regulations.
We are an Equal Opportunity Employer. We consider applicants for all positions without regard to race, color, religion, sex, national origin, age, sexual orientation, familial, marital or veteran status, disability, or any other legally protected classes.
We are an E-Verify employer. Please click the following link to learn more.
#J-18808-LjbffrIs this job a match or a miss?
Note: If you’re asked to pay for a job, avoid the role and report the job to us immediately.
Director, Enterprise Risk Management Issues & Events
Posted 6 days ago
Job Viewed
Job Description
Do you want to be part of an organization that's dedicated to helping Capital One identify, manage and effectively mitigate risk - for our customers, our communities and our associates? As part of Enterprise Risk Management (ERM), you'll work with talented associates to provide oversight and guidance for our risk assessment programs and our risk and risk mitigation methodology that ensure our businesses effectively manage risk.
Enterprise Risk Management is a critical function within the firm's second line of defense that establishes the bank's approach to risk management and ensures adherence to strong risk management practices across the organizations. We are seeking a senior leader within our ERM team to lead our Issue and Event Management Program. This leader will ensure that our core capabilities to identify, manage, and resolve Issues and Loss Events are well managed, continuously improving, and identifying insights to improve Risk Management across the Enterprise.
The Director, Enterprise Risk Management will be responsible for ongoing management and continuous improvement of the programs within their scope. This includes ensuring that the issue and event management program establishes the appropriate risk management expectations across the firm in alignment with risk management best practices and regulatory expectations. This leader will also develop a vision for future enhancements, particularly in the space of data analysis and root cause analysis and ensure that this critical work continues to adapt to the changing needs of the organization over time.
The ideal candidate for this role will have strong experience in Risk Management within the financial services industry, ideally with experience across the lines of defense. Top notch problem solving, communication and analytical skills as well as the ability to drive decision-making with senior executives across all three lines of defense will be critical to success. Additionally, this candidate will possess significant leadership experience, including leadership of direct teams, program delivery, change management, and influence/collaboration with multiple stakeholders across the organization.
**Responsibilities**
+ Ensure effective management and enhancement of the bank's Issues and Events Programs in alignment with business objectives and stakeholder expectations (including applicable regulatory frameworks)
+ Drive cross-functional improvement efforts to the Issue and Event Management Program, including enhancements to enterprise-wide practices around Root Cause Analysis
+ Drive proactive analysis and reporting around issues and events to identify enterprise-wide themes, trends, and opportunities for improvement
+ Develop and deliver appropriate reporting to senior management and the Board of Directors
**Competencies**
The ideal candidate will be a seasoned risk management professional with strategic leadership skills, and a proven ability to operate effectively in a complex, highly regulated environment. Candidates should have a passion for leading risk management frameworks that improve our ability to be well managed and ensure we have a best-in-class enterprise risk strategy.
+ **Leadership:**
+ Able to lead a team through change to drive a culture of strong risk management
+ Highly collaborative, energetic, results-oriented, and entrepreneurial in nature
+ Approaches risk management with a forward lean and an orientation towards innovation
+ Understands and embraces the power of technology, analytics, and automation to drive error-free execution from a second line perspective
+ **Strong Business Judgment:**
+ Able to employ judgment and experience to make rapid and complex decisions
+ Able to influence and build consensus among peers and senior leaders leveraging sound logic and intellectual horsepower
+ Able to identify critical issues and to resolve them quickly ***
+ **Communication:**
+ Able to identify critical issues and to resolve them quickly
+ Exhibits leadership presence with highly developed interpersonal, presentation, and communications skills (written and oral)
+ Communicates easily at all levels of the organization, as well as with external parties including regulators and consultants
+ Has good knowledge of the regulatory landscape in the financial industry and an ability to interact regularly with the multiple Federal banking regulators with jurisdiction over Capital One
**Basic Qualifications:**
+ Bachelor's degree or military experience
+ At least 9 years of risk management experience
+ At least 7 years of experience in financial services
+ At least 5 years of people management experience
**Preferred Qualifications:**
+ 10+ years of experience leading risk programs, projects or initiatives across an organization
+ 8+ years of experience in financial services
+ 6+ years of experience in people management
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
Chicago, IL: $187,300 - $213,700 for Director, Risk Management
McLean, VA: $206,000 - $235,100 for Director, Risk Management
Richmond, VA: $187,300 - $213,700 for Director, Risk Management
Riverwoods, IL: $187,300 - $213,700 for Director, Risk Management
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.
This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website ( . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.
No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections ; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Is this job a match or a miss?
Job Description
#J-18808-Ljbffr
Is this job a match or a miss?
Note: If you’re asked to pay for a job, avoid the role and report the job to us immediately.
Director, Risk Management Lead - Portfolio (Hybrid)
Posted 6 days ago
Job Viewed
Job Description
#J-18808-Ljbffr
Is this job a match or a miss?
Note: If you’re asked to pay for a job, avoid the role and report the job to us immediately.