2,339 Clinical Risk Management jobs in the United States
Clinical Risk Management Director
Posted 10 days ago
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Job Description
When you join Sunrise Senior Living, you will be able to use your unique skills to empower residents to live longer, healthier, and happier lives. Not only will you build meaningful relationships with residents, their families, and team members alike, you will also gain joy in serving others and deep fulfillment in your work. Explore how you can follow your passions and shed light on meaningful ways to serve, grow, and shine together.
Sunrise Senior Living was again certified as a Great Place to Work by Activated Insights. This is the 8th time Sunrise has received this top culture and workplace designation, highlighting the special place Sunrise is to be a part of.
The Director of Clinical Risk Management will help spearhead our initiatives aimed at identifying, assessing, and mitigating clinical risks, focused on resident safety, and upholding high-quality care standards. This position requires a strategic thinker with extensive experience in clinical operations, adept at implementing risk management programs, partnering with the regulatory compliance teams, and fostering a culture of safety across the organization.
As a part of the Sunrise team, supporting our Mission, Principles of Service and Core Values is a fundamental part of this job. Our foundational belief is the sacred value of human life. The unique responsibilities for this role include but are not limited to the essential functions listed as follows:
Risk Identification and Assessment- Perform comprehensive risk assessments, such as FMEAs, to detect potential clinical risks.
- Analyze data to identify trends and areas of high risk.
- Formulate and maintain a strategic approach to risk management, focusing on prevention, mitigation, and response under the direction of VP of Clinical Risk.
- Integrate risk management strategies into the operational framework with clinical leadership.
- Create, implement, and revise policies to reduce clinical risks.
- Train staff on policies to ensure understanding and adherence.
- Lead investigations into incidents, near misses, and adverse events, using root cause analysis.
- Monitor incident reporting systems for accuracy and timeliness in Partnership with Director of Legal & Clinical Risk.
- Develop educational programs enhancing staff's understanding of risk management and safety.
- Engage with Operations, Care, and other departments to align risk management with organizational objectives.
- Define and monitor metrics to assess risk management effectiveness, reporting to leadership.
- Maintain compliance in assigned required training and all training required by state/province or other regulating authorities as applicable to this role to ensure that Sunrise standards are always met.
- Perform other duties as assigned.
- Strategic Thinking: Ability to envision and implement long-term risk management strategies
- Analytical Skills: Strong capability in data analysis, problem-solving, and decision-making
- Leadership: Proven track record in leading teams, fostering a safety culture, and driving change
- Communication: Excellent verbal and written communication skills, with the ability to convey complex information clearly
- Collaboration: Work effectively with diverse groups to achieve common goals
- Compliance Knowledge: Deep understanding of healthcare regulations and standards
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed throughout this job description are representative of the knowledge, skills, and abilities required.
- At least 10 years in healthcare with 5 years in a risk management or quality improvement leadership role
- Must be licensed as a Registered Nurse
- Proven expertise in risk management methodologies, patient safety, and quality assurance
- Experience in leading cultural change within healthcare settings
- Proficiency in healthcare information systems, particularly those related to risk management
Ready to take the next step and make a bigger impact than you ever imagined? As part of our team, you will help brighten the future for everyone at Sunrise and beyond. That is why we make it a priority to celebrate the unique ways you bring moments of togetherness and joy to everyone you serve. And when combined with the support, benefits, and growth opportunities we offer, the result is a career that PositivelyShines with everything you need to reach your goals at work and in your life.
We also offer benefits and other compensation that include:
- Medical, Dental, Vision, Life, and Disability Plans
- Retirement Savings Plans
- Employee Assistant Program / Discount Program
- Paid time off (PTO), sick time, and holiday pay
- myFlexPay offered to get paid within hours of a shift
- Tuition Reimbursement
- In addition to base compensation, Sunrise may offer discretionary and/or non-discretionary bonuses. The eligibility to receive such a bonus will depend on the employee's position, plan/program offered by Sunrise at the time, and required performance pursuant to the plan/program.
- Some benefits have eligibility requirements
Sunrise considers the health and safety of its residents, family members, and team members to be one of its highest priorities. Employment with Sunrise is conditioned on completing and passing a drug test (which does not include marijuana), participating in testing requirements (e.g. Tuberculosis Test, Physical Evaluation). Covid-19 and Influenza vaccination is only required to the extent mandated by applicable federal, state, and local laws and authorities.
Selected candidates will be offered competitive compensation based on geographic location of community/office, skills, experience, qualifications, and certifications/licenses (where applicable).
Clinical Risk Management Director

Posted 23 days ago
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Job Description
**Sunrise Senior Living was again certified as a Great Place to Work® by Activated Insights. This is the 9th time Sunrise has received this top culture and workplace designation, highlighting the special place Sunrise is to be a part of.**
**COMMUNITY NAME**
Community Support Office
**Job ID**
2025-231349
**JOB OVERVIEW**
The Director of Clinical Risk Management will help spearhead our initiatives aimed at identifying, assessing, and mitigating clinical risks, focused on resident safety, and upholding high-quality care standards. This position requires a strategic thinker with extensive experience in clinical operations, adept at implementing risk management programs, partnering with the regulatory compliance teams, and fostering a culture of safety across the organization.
**RESPONSIBILITIES & QUALIFICATIONS**
**Essential Duties**
As a part of the Sunrise team, supporting our Mission, Principles of Service and Core Values is a fundamental part of this job. Our foundational belief is the sacred value of human life. The unique responsibilities for this role include but are not limited to the essential functions listed as follows:
**Risk Identification and Assessment**
+ Perform comprehensive risk assessments, such as FMEAs, to detect potential clinical risks.
+ Analyze data to identify trends and areas of high risk.
**Strategy Development**
+ Formulate and maintain a strategic approach to risk management, focusing on prevention, mitigation, and response under the direction of VP of Clinical Risk.
+ Integrate risk management strategies into the operational framework with clinical leadership.
**Policy and Procedure**
+ Create, implement, and revise policies to reduce clinical risks.
+ Train staff on policies to ensure understanding and adherence.
**Incident Management**
+ Lead investigations into incidents, near misses, and adverse events, using root cause analysis.
+ Monitor incident reporting systems for accuracy and timeliness in Partnership with Director of Legal & Clinical Risk.
**Education and Training**
+ Develop educational programs enhancing staff's understanding of risk management and safety.
**Stakeholder Engagement**
+ Engage with Operations, Care, and other departments to align risk management with organizational objectives.
**Performance Metrics**
+ Define and monitor metrics to assess risk management effectiveness, reporting to leadership.
+ Maintain compliance in assigned required training and all training required by state/province or other regulating authorities as applicable to this role to ensure that Sunrise standards are always met.
+ Perform other duties as assigned.
**Core Competencies**
+ Strategic Thinking: Ability to envision and implement long-term risk management strategies
+ Analytical Skills: Strong capability in data analysis, problem-solving, and decision-making
+ Leadership: Proven track record in leading teams, fostering a safety culture, and driving change
+ Communication: Excellent verbal and written communication skills, with the ability to convey complex information clearly
+ Collaboration: Work effectively with diverse groups to achieve common goals
+ Compliance Knowledge: Deep understanding of healthcare regulations and standards
**Experience and Qualifications**
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed throughout this job description are representative of the knowledge, skills, and abilities required.
+ At least 10 years in healthcare with 5 years in a risk management or quality improvement leadership role
+ Must be licensed as a Registered Nurse
+ Proven expertise in risk management methodologies, patient safety, and quality assurance
+ Experience in leading cultural change within healthcare settings
+ Proficiency in healthcare information systems, particularly those related to risk management
**ABOUT SUNRISE**
Ready to take the next step and make a bigger impact than you ever imagined? As part of our team, you will help brighten the future for everyone at Sunrise and beyond. That is why we make it a priority to celebrate the unique ways you bring moments of togetherness and joy to everyone you serve. And when combined with the support, benefits, and growth opportunities we offer, the result is a career that PositivelyShines with everything you need to reach your goals - at work and in your life.
We also offer benefits and other compensation that include:
+ Medical, Dental, Vision, Life, and Disability Plans
+ Retirement Savings Plans
+ Employee Assistant Program / Discount Program
+ Paid time off (PTO), sick time, and holiday pay
+ myFlexPay offered to get paid within hours of a shift
+ Tuition Reimbursement
+ In addition to base compensation, Sunrise may offer discretionary and/or non-discretionary bonuses.The eligibility to receive such a bonus will depend on the employee's position, plan/program offered by Sunrise at the time, and required performance pursuant to the plan/program.
+ Some benefits have eligibility requirements
**_Apply today to learn why Sunrise Senior Living is a certified Great Place to Work®_**
**PRE-EMPLOYMENT REQUIREMENTS**
Sunrise considers the health and safety of its residents, family members, and team members to be one of its highest priorities. Employment with Sunrise is conditioned on completing and passing a drug test (which does not include marijuana), participating in testing requirements (e.g. Tuberculosis Test, Physical Evaluation). Covid-19 and Influenza vaccination is only required to the extent mandated by applicable federal, state, and local laws and authorities.
**COMPENSATION DISCLAIMER**
Selected candidates will be offered competitive compensation based on geographic location of community/office, skills, experience, qualifications, and certifications/licenses (where applicable).
**Location : Name** _Community Support Office_
**Type** _Full-Time_
**_Location : Address_** _7902 Westpark Dr_
**_Location : City_** _McLean_
**_Location : State/Province (Full Name)_** _Virginia_
**Salary Range** _USD $97,600.00 - USD $150,200.00 /Yr._
**Variable Compensation** _Bonus Eligible_
Sunrise Senior Living is an Equal Opportunity Employer.
Program Manager, Clinical Risk Management
Posted today
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Job Description
HealthPartners is hiring a Program Manager, Clinical Risk Management. The Program Manager Clinical Risk Management is responsible for administering the risk management program on a daily basis, managing and analyzing risk management data, conducting risk management education programs and complying with regulations and standards of all applicable accrediting and regulatory agencies with the objective of minimizing loss to the organization. The Program Manager manages the collection of aggregate data from unexpected events and liability claims to assess risk and liability potential and support the development of strategic risk reduction initiatives to prevent and/or reduce risk to the organization's patients, visitors, members and employees. This position will specifically support the risk management activities of HealthPartners' hospitals and clinics in collaboration with their leaders.
ACCOUNTABILITIES:
Under the direction of the Director of Clinical Risk Management, this position is accountable for the following key functions:
- Administering risk management activities on a daily basis
- Managing the collection of and analysis of risk management data to identify risk trends, create loss control initiatives, and evaluate effectiveness of loss prevention program
- Conducting risk management continuing education programs for clinic and hospital staff
- Investigating unexpected outcomes
- Managing potential claims against the organization
- Supporting compliance with accrediting and regulatory agency standards
- Evaluating incident responses to clinical areas for continuous improvement
- Assisting in evaluation of clinical procedures and operational policies and processes
- Developing, evaluating, and communicating assigned risk management program components and tasks to appropriate stakeholders
- Serving as a risk consultant to internal customers to prevent or minimize loss
- Representing Risk Management at committee meetings where risk data is discussed and report findings to Director
- Ensuring the accuracy of data in risk management databases
- Periodic after-hours call
- Other duties as assigned
- Bachelors degree in health-care related field
- Minimum of 5 years working in health care with knowledge of clinical processes
- Ability to understand and evaluate information in medical records
- Previous experience with data and trend analysis
- Ability to maintain strict confidentiality
- Exceptional organizational and analytical skills
- Excellent communication skills (verbal and written)
- Excellent computer skills and proficiency with software programs: MS Word, Excel, PowerPoint
- Commitment to quality and customer service
- Ability to establish and maintain good working relationships with staff and hospital department leaders
- Previous experience with managing outcomes through others
- Proven ability to exercise initiative, good judgment and discretion
- Ability to organize and prioritize multiple tasks
- Ability to plan projects and meet deadlines (e.g., set objectives and goals, adjust for necessary change, evaluate results, etc.)
- Health care risk management experience
- Advanced degree in a health-care or other related field
- CPHRM designation
- Experience with interviewing and/or investigating sensitive or emotional matters
- Knowledge of health care regulatory requirements
About Us
At HealthPartners we believe in the power of good - good deeds and good people working together. As part of our team, you'll find an inclusive environment that encourages new ways of thinking, celebrates differences, and recognizes hard work.
We're a nonprofit, integrated health care organization, providing health insurance in six states and high-quality care at more than 90 locations, including hospitals and clinics in Minnesota and Wisconsin. We bring together research and education through HealthPartners Institute, training medical professionals across the region and conducting innovative research that improve lives around the world.
At HealthPartners, everyone is welcome, included and valued. We're working together to increase diversity and inclusion in our workplace, advance health equity in care and coverage, and partner with the community as advocates for change.
Benefits Designed to Support Your Total Health As a HealthPartners colleague, we're committed to nurturing your diverse talents, valuing your dedication, and supporting your work-life balance. We offer a comprehensive range of benefits to support every aspect of your life, including health, time off, retirement planning, and continuous learning opportunities. Our goal is to help you thrive physically, mentally, emotionally, and financially, so you can continue delivering exceptional care.
Join us in our mission to improve the health and well-being of our patients, members, and communities.
We are an Equal Opportunity Employer and do not discriminate against any employee or applicant because of race, color, sex, age, national origin, religion, sexual orientation, gender identify, status as a veteran and basis of disability or any other federal, state or local protected class.
Lead Clinical Risk Management Analyst

Posted today
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**Lead Clinical Risk Management Analyst**
**Working at Abbott**
At Abbott, you can do work that matters, grow, and learn, care for yourself and family, be your true self and live a full life. You'll also have access to:
+ Career development with an international company where you can grow the career you dream of.
+ Free medical coverage for employees* via the Health Investment Plan (HIP) PPO
+ An excellent retirement savings plan with high employer contribution
+ Tuition reimbursement, the Freedom 2 Save ( student debt program and FreeU ( education benefit - an affordable and convenient path to getting a bachelor's degree.
+ A company recognized as a great place to work in dozens of countries around the world and named one of the most admired companies in the world by Fortune.
+ A company that is recognized as one of the best big companies to work for as well as a best place to work for diversity, working mothers, female executives, and scientists.
**The Opportunity**
The Lead Clinical Risk Management Analyst is responsible to lead and manage the development, documentation, and execution of risk-based quality management process, as described in the risk assessment, data management plan, and site and central monitoring plans. Demonstrate ability to systematically identify potential risks across all trial phases-from protocol design to data lock.
The Lead Clinical Risk Management Analyst will collaborate with cross-functional clinical teams to integrate the risk mitigation strategies during the conduct of the study protocols.
They are responsible for maintaining comprehensive research documentation for audits, inspections and regulatory submissions.
Develop and/or conduct the continuous review the IQRMP routinely, coordinate risk review meetings between functional groups, completing risk management review reports and ensuring execution of actionable items, guide the monitoring and data process.
This position will be based out of our Abbott Diabetes Care in Alameda, CA and the individual will be expected to be onsite Monday-Friday.
**What You'll Work On**
+ Identification of study specific risks to study conduct and human subject safety; analysis of risks; development and implementation of mitigation strategies.
+ Review of study data to detect anticipated and unanticipated issues related to trial data completeness and quality.
+ Facilitate multi-stakeholder discussions to facilitate review findings, evaluate impact and develop action plans for correction and continued monitoring.
+ Conduct or facilitate Central Monitoring activities, as described in Central Monitoring Plan.
+ Facilitate data cleaning activity related to assigned studies as needed.
**Required Qualifications**
+ Bachelor's degree in life sciences, medical, bio-medical engineering, or related field.
+ Minimum 6 years in clinical research or related field.
+ Education and work experience in research compliance, or quality, project management, or life sciences or clinical research.
+ Knowledge of data collection best practices for clinical trials familiarity with regulatory frameworks (e.g., FDA, EMA, ICH-GCP).
+ Knowledge of global clinical research operations.
**Preferred Qualifications:**
+ Certification in risk management (e.g., RMP, or clinical research certifications).
+ Risk based or quality management experience
+ Experience in consultative role, with Subject Matter Expertise, and effectively influencing a team decision to the desired outcome.
+ Proficient at the identification of risks in a process, evaluation of likelihood and impact, and the development of effective mitigation and monitoring strategies that are imperfect yet meet the business need.
+ Proficient in the translation of clinical trial requirements to the technical specifications.
+ Skilled at making inferences and connections based on limited information, clearly describing the knowns, unknowns, and alternative explanations.
+ Intermediate project management skills; developing a multifaceted plan with complex dependencies and holding peers accountable to adherence to the plan while maintaining positive and collaborative relationships.
+ Intermediate therapy specific knowledge of anatomy, physiology, pathophysiology, therapy and device.
+ Advanced medical knowledge related to common medical histories, medical terminology, diagnostics (imaging, laboratory), and medications (class, dose, route).
Apply Now ( more about our health and wellness benefits, which provide the security to help you and your family live full lives:** ( your career aspirations to Abbott for diverse opportunities with a company that can help you build your future and live your best life. Abbott is an Equal Opportunity Employer, committed to employee diversity.
Connect with us at , on Facebook at , and on Twitter @AbbottNews.
**Divisional Information**
Medical Devices
General Medical Devices:
Our medical devices help more than 10,000 people have healthier hearts, improve quality of life for thousands of people living with chronic pain and movement disorders, and liberate more than 500,000 people with diabetes from routine fingersticks.
Diabetes
We're focused on helping people with diabetes manage their health with life-changing products that provide accurate data to drive better-informed decisions. We're revolutionizing the way people monitor their glucose levels with our new sensing technology.
The base pay for this position is $86,700.00 - $173,300.00. In specific locations, the pay range may vary from the range posted.
An Equal Opportunity Employer
Abbot welcomes and encourages diversity in our workforce.
We provide reasonable accommodation to qualified individuals with disabilities.
To request accommodation, please call or email
Senior Director, Clinical Risk Management & Patient Relations

Posted today
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Job Description
Phoenix, Arizona
**Department Name:**
Clinical Risk Mgmt & Ptnt Rel
**Work Shift:**
Day
**Job Category:**
Risk, Quality and Safety
The **Senior Director, Clinical Risk Management & Patient Relations** will provide strategic and operational leadership to Banner Health's teams responsible for clinical risk management team and patient relations. Great opportunity to collaborate with quality and patient safety, and strategically contribute to Banner's mission of _"Making Health Care Better, so Life can be Easier."_ Broad leadership experience in clinical risk management, quality of care delivery issues, investigating and assessing potential liability exposures, using data analytics to identify areas for continued improvement, identifying, directing and implementing risk mitigation strategies and providing consultation and education to Banner Health system and facility leaders.
Banner Health is a **non-profit health system** based in Phoenix, Arizona, with **30 hospitals** and **several specialized facilities** across six states, and having over 55,000 employees. If you have **significant leadership experience with clinical risk management, quality, performance improvement, patient relations, and process improvement** consider this unique opportunity with Banner Health.
This is a remote position living in the Phoenix area. You will go into the office periodically and work remote from home.
Your pay and benefits are important components of your journey at Banner Health. This opportunity includes the option to participate in a variety of health, financial, and security benefits. In addition, this position may be eligible for our Management Incentive Program as part of your Total Rewards package.
Within Banner Health Corporate, you will have the opportunity to apply your unique experience and expertise in support of a nationally-recognized healthcare leader. We offer stimulating and rewarding careers in a wide array of disciplines. Whether your background is in Human Resources, Finance, Information Technology, Legal, Managed Care Programs or Public Relations, you'll find many options for contributing to our award-winning patient care.
POSITION SUMMARY
This position is responsible for providing strategic and operational leadership to the clinical risk management team and patient relations team. The Senior Director, Clinical Risk Management and Patient Relations has oversight for Clinical Risk Management Directors managing risk and interacting with facility leadership teams across all care delivery sites for the organization. The position incorporates and utilizes methods to improve all aspects of clinical risk management and collaborates with quality, performance improvement and patient safety teams, including overseeing the assessment and trending of liability exposures, identifying and directing risk mitigation strategies and providing consultation, education and coaching to assist Banner Health facilities' leaders in mitigating clinical risks and improving patient relations. The position has oversight for the Patient Relations Service Center (PRSC), the team of centralized patient relations service center representatives who address patient relations issues across multiple entities to turn issues into opportunities that result in positive outcomes.
CORE FUNCTIONS
1. Provide leadership for all aspects of Banner Health's clinical risk management and patient relations programs; lead, guide, direct, and evaluate the work of regional and facility Risk Management and centralized Patient Relations staff. Integrate objectives and risk management work with Banner Health disciplines and other corporate departments.
2. Provide leadership in building consistency in risk management's practices. Identifies staffing needs and is responsible for the selection, training, supervision and professional development of personnel required to support clinical risk and patient relations programs. Implement procedures designed to facilitate the efficient and effective utilization of resources. Regularly consult with regional and facility-based risk managers.
3. Develop and direct short and near term goals for the clinical risk and patient relations teams. Develop data metrics and reports to support recommendations for annual strategic initiatives and budget; manage operations within approved budget. Serve as member of the Chief Risk Officer's leadership team, helping to establish, implement and monitor system level strategies and initiatives.
4. Collaborate with senior leaders and key stakeholders or experts, (e.g., Care Management, Quality, Patient Safety, Supply Chain, Legal, Pharmacy, and Human Resources, etc.) to develop system-wide responses to risk issues that impact specific groups or the entire System with policies/procedures, guidelines, tools, forms, and education/training.
5. As required, provide leadership in the response to emergent safety concerns or events across the organization. Inform those who need to know of the findings of risk management and make recommendations related to identified exposures. Develop risk mitigation strategies based on analysis of relevant data (e.g. claims, reportable events, assessments, FEMAs, etc.)
6. Implement and maintain clinical risk management programs including but not limited to CANDOR, that promote early identification and reporting of events involving serious injuries or probable liability, and prompt investigation, disclosure, and proactive intervention to resolve potential liability events. Develop processes and benchmarks to monitor the effectiveness of risk mitigation strategies.
7. Design and implement clinical risk programs to support insurance programs for the employed and independent medical staff; provide consultative risk management assistance to providers and management. Coordinate representation of clinical risk expertise and/or support on System initiatives. Assist with preparing meeting agendas and materials and regularly participate and present at System Committees, Risk Management Leadership meetings, and captive board meetings.
8. Pursue continuing education and professional organization memberships to advance knowledge of healthcare risk management. Serve on committees and task forces as assigned. Maintain a working knowledge of applicable Federal, State, and local laws and regulations, Banner Health's Corporate Integrity Program, Code of Ethics, as well as other policies and procedures in order to ensure adherence in a manner that reflects honest, ethical, and professional behavior.
9. Oversee the management of the PRSC, including ensuring patient complaints and grievances are timely and thoroughly addressed, and develop and implement best practices and process improvement opportunities for PRSC to ensure all key success metrics are consistently met.
10. System-wide responsibility for the direction and management of Clinical Risk Management. This position has a wide variety of internal and external customers. Internal customers include senior management, CEOs, patients and their families, administrators, physicians, relevant department heads, other leadership personnel, all types of employees, the department, the facility, and the organization as a whole; external customers include federal agencies, the legal system such as the judiciary, outside legal counsel; state agencies, various professional boards; state and local law enforcement agencies; foreign consulates; and physicians and other health care providers. Work independently under limited direction. Use specialized knowledge and independent judgment to make operational, financial, and strategic decisions affecting outcomes throughout the company.
MINIMUM QUALIFICATIONS
Bachelor's Degree in a relevant field or equivalent level of education and experience. Expert-level working knowledge of principles, practices, and operations in assigned or related area of responsibility as normally obtained through a minimum of seven years of progressively responsible managerial experience, including a minimum of three years management level experience within a healthcare system setting or large multi-operational, complex corporate environment.
Depending upon assigned area of responsibility, position may require applicable certifications and/or licensures, including but not limited to: **RN; MD or DO** ; Driver's License; Certified Healthcare Protection Administrator (CHPA); Certified Protection Professional (CPP); Chartered Property Casualty Underwriter (CPCU); Associate in Risk Management (ARM); CPA; SPHR; Registered Health Information Administrator (RHIA); Registered Health Information Technologist (RHIT); Certified Healthcare Facility Manager (CHFM); Certified Facility Manager (CFM); Certified Coding Specialist (CCS); Certified Professional Coder (CPC); **JD from an American Bar Association accredited school; admission to a State Bar Association.**
Must demonstrate expert-level knowledge and awareness of area of expertise in designated facility, business entity or area and/or experience in which the knowledge, skills, and abilities are directly transferrable. Proven track record of driving successful performance outcomes and accomplishing organizational goals. Must demonstrate skills and business acumen through direct leadership experiences such as: anticipating and responding to the needs of internal and external customers; managing a budget and financial plans; building partnerships with management, staff, and stakeholders to achieve department goals and objectives; managing problems and situations where uncertainty is inherent; persuading others to adopt a particular stance on an issue; developing and evaluating best practices and emerging trends for organizational applicability and appropriateness; constructing new and innovative solutions for complex and varying problems and situations while considering the larger perspective or context; mentoring and coaching staff by providing open and honest feedback to enhance performance; developing and implementing strategic goals and initiatives that support organizational success; demonstrating excellent human relations, organizational and communication skills; and demonstrating a passion for continuously improving and providing high quality care and service excellence to customers, patients, families, employees and/or physicians.
PREFERRED QUALIFICATIONS
Advanced business/healthcare management skills.
Juris Doctor and/or professional clinical degree and experience with healthcare professional liability claims management.
Additional related education and/or experience preferred.
**EEO Statement:**
EEO/Female/Minority/Disability/Veterans ( organization supports a drug-free work environment.
**Privacy Policy:**
Privacy Policy ( Health supports a drug-free work environment.
Banner Health complies with applicable federal and state laws and does not discriminate based on race, color, national origin, religion, sex, sexual orientation, gender identity or expression, age, or disability
Compliance Risk Assessment

Posted 4 days ago
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In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.
The anticipated salary range for this role is between $163,000.00 and $250,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.
**Role Description**
The results of the CRA are utilized to drive monitoring and testing activities and to prioritize Compliance and other resources as new emergent risks are identified.
This role will include conducting compliance risk assessments of certain U.S. legal entities in the role of subject matter expert ("SME") as well as managing other SMEs outside of the CRA team in their conduct of compliance risk assessments for the legal entities they cover (primarily non-U.S. entities). The role requires leading workshops with 1st line of defense ("1LOD") and Compliance and other 2nd line of defense ("2LOD") subject matter experts to assess relevant compliance risks and controls.
The scope of this function will encompass SMBC Group's Americas Division, inclusive of U.S. broker dealer and registered swap dealer; SMBC Group's wholesale and retail banking operations; U.S. and LATAM representative offices; Grand Cayman Branch; Canada Branch; Brazilian banking and trading subsidiary; and Mexican non-bank leasing affiliate.
The candidate should have a track record of successfully managing projects as well as a strong risk management / internal control mindset to assess compliance risks and controls. Additionally, strong knowledge of either U.S. securities/commodities laws and regulations (SEC, CFTC, FINRA) or U.S. banking regulations (e.g., Federal Reserve) and relevant products and services is essential.
**Role Objectives**
+ Manage comprehensive range of program management matters and supports prioritization, scope of work and deliverables related to the CRA program.
+ Assist Head of Risk and Control Assessment and CRA Program Lead in managing the CRA process, including ensuring required tasks are completed in a timely manner and that CRA team retains all required documentation.
+ Assist with the continuous enhancements to the design and methodology of the CRA framework for SMBC Americas Division.
+ Track status of initiative, projects, and milestones and circulate information in weekly and monthly status reports, as needed, including escalating to management and relevant stakeholders on potential issues.
+ Oversee execution of the book of work, budgets and change program with accountable stakeholders and technology partners, including handling day-to-day matters to ensure responsibilities are clear and milestones are being met according to plans.
+ Develop, document, and maintain tracking and reporting tools (through SharePoint, Excel, etc.) to facilitate effective and efficient management status reporting for development and maintenance of GRC and CRA related programs.
+ Work with CRA team to execute compliance risk assessments of various U.S. entities according to candidate's skills set (e.g., broker dealer or lending).
+ Learn how to utilize newly implemented CRA technology solution and provide training to subject matter experts outside the CRA team who are required to use the tool.
+ Assist in the presentation of CRA results to senior 1LOD and 2LOD management, including an overview of the level of compliance risk and the strength of relevant controls.
+ Help develop risk dashboards designed to identify the regulatory compliance risk profile on an ongoing basis.
+ Support the integration of the CRA results with the activities of the Compliance Department, including with respect to documenting key controls as well as driving monitoring and testing plans.
**Qualifications and Skills**
+ Bachelor's Degree required; JD or MBA is a strong plus (but not required).
+ Minimum of 15 years of prior regulatory, compliance, project management and/or risk management experience.
+ Experience managing projects, creating project plans, tracking statuses, and reporting issues to management.
+ Functional knowledge of either U.S. banking regulations (FRB, FDIC, CFPB) or securities/swap dealer regulations (SEC, CFTC, FINRA, NFA) and related products and services.
+ Experience working in a Compliance Advisory role covering either banking products/services or trading/capital markets businesses or conducting Compliance Risk Assessments is a strong plus.
+ Strong interpersonal and communications skills (written and verbal) to successfully interface with all levels of management and maintain solid working relationships in a collaborative group environment.
+ Demonstrated track record of successfully managing projects and utilizing project management documentation and reporting tools (SharePoint, PowerPoint, Excel, etc.)
+ Ability to manage multiple projects simultaneously and re-prioritize workloads as necessary.
+ Strong analytical skills to understand project goals and interpret them into meaningful action.
+ Ability to analyze results and identify trends / forecasting using resultant data and other available metrics (e.g., KPI, KRIs, etc.) while promoting measures to mitigate regulatory compliance risk.
SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the entire workweek is required.
SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at
Operational Risk Assessment
Posted today
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Job Description
Job Description
Provide Advisory and Assistance Support (A&AS) to support the NC3 Enterprise Center with the day-to-day responsibility for overseeing and managing NC3 operations, maintaining enterprise-wide visibility, assessing comprehensive operational and technical risk, and, with the active NC3 Enterprise Stakeholder participation, developing, presenting, and advocating future capabilities, risk management options, and prioritization recommendations to the Chairman Joint Chief of Staff (CJCS) and Deputy Secretary of Defense (DepSecDef) on behalf of all NC3 Stakeholders. The focus of this task order is for the contractor to provide subject matter expertise in conducting systems analysis, systems engineering, technical analysis, solution integration, operations assessment, operations analysis, risk management, requirements identification, requirements advocacy, intelligence assessments, technology identification, identifying future concepts and architectures, and other assigned tasks supporting CDRUSSTRATCOM's ability to plan and execute Strategic Deterrence and NC3 operations to accomplish the mission as outlined in the National Defense Strategy
POSITION REQUIREMENTS
At least 5 years of experience in the following:
Operation capabilities and procedures, and experience in the operations platforms, communications, and modes of operations. Desire: NC2/NC3 background to include an understanding of Chairman, Joint Chiefs of Staff Instructions, Manuals, and nuclear Emergency Action Procedures.
At least 3 years of experience in the following:
Familiarity with the Joint Risk Analysis process and how it applies to NC3enterprise; applying NC3 expertise, providing support for timely NC3 risk capability assessments and advice on mitigation options; experience employing cross-cutting methodology to measure risk for integrated systems; proficiency in building risk metrics and maintaining a framework for assessments.
We are an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender, gender identity, national origin, disability status, protected veteran status or any other characteristic protected by law. Constellation West will not discharge or, in any other manner, discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor’s legal duty to furnish information. 41 CFR 60-1.35(c)
ABOUT THE ORGANIZATION
Constellation West is an award-winning company that delivers Information Technology (IT) engineering services and solutions along with non-IT subject matter expertise worldwide. Established in 1997, Constellation West is an industry leader, partnering with key organizations. As a prime contractor or preferred subcontractor, we have a continual list of opportunities to fill across the nation with multiple agencies such as the Department of Veteran Affairs, the Department of Defense, civilian agencies, and the national intelligence community. Many of the positions supporting U.S. federal government require our employees be granted security clearances.
Constellation West provides fully integrated solutions spanning all aspects of system/network engineering, system/network administration, data management, information assurance, quality assurance, full lifecycle support, software development, and geospatial information services. Constellation West looks for the right people ready to step up and be part of a dynamic team.
If you are looking for a new challenge and a rewarding opportunity to apply your expertise, knowledge, and problem solving skills, come join our team! Constellation West offers competitive salary and benefits including:
• Tuition reimbursement
• Competitive 401(k) plan
• Competitive Health Benefits
• 10 Paid Holidays!
• 15 PTO Days!
• Veteran Hiring Preference
Constellation West is proud to be an EEO/AA employer M/F/D/V
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AI Risk Assessment Fellow
Posted 14 days ago
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Job Description
Common Sense Media is dedicated to improving the lives of kids and families by providing the trustworthy information, education, and independent voice they need to thrive. Our ratings, research, and resources reach more than 150 million users worldwide and 1.4 million educators every year. Learn more at commonsense.org.
About the Harvey Anderson Memorial Fellowship
The Harvey Anderson Fellowship honors the legacy of Harvey Anderson, a valued Common Sense Media board member and technology leader who embodied principles of innovation and impact. This fellowship creates transformative professional opportunities for first-generation college graduates passionate about the intersection of technology, education, and social impact.
About This Role
Our AI Programs team works at the forefront of AI's impact on kids, families, and schools and is focused on AI thought leadership, AI evaluations, AI literacy, and the creation of practical resources for families and educators.
The AI Risk Assessment Fellow will work directly with our AI Risk Assessment Analyst and the Senior Director of AI Programs, to conduct rigorous evaluations of AI tools and platforms used by children, teens, and educators. This two-year fellowship provides hands-on experience in AI safety research, content evaluation, and technology policy while building expertise at the intersection of AI and youth protection.
This fellowship is designed specifically for early-career professionals who are first-generation college graduates, and offers comprehensive mentorship, tailored professional development, and career-launching experience in AI safety and child protection.
Location: San Francisco Bay Area (Hybrid)
Reports to: AI Risk Assessment Analyst (primary), Senior Director of AI Programs (secondary)
Employment type: Full-time, non-exempt
Salary: $30.00–$38.00 per hour
Fellowship term: 2 years, with possibility of full-time role at Common Sense Media to follow
Fellowship Values
This fellowship embodies values shared by Harvey Anderson and Common Sense Media, including:
- Opportunity for All: Creating pathways for first-generation professionals.
- Supporting the Underserved: Focusing on protecting children and families.
- Transparency and Open Source: Contributing to frameworks that emphasize transparency and accessibility.
- Engaging Policymakers: Participating in work that informs policy about AI opportunities and challenges for youth.
- Adaptability: Helping design programs responsive to the rapidly evolving AI landscape.
Key Responsibilities
Research Execution & Data Analysis
- Conduct systematic prompt testing of AI tools and platforms under supervision of the AI Risk Assessment Analyst.
- Conduct literature reviews and background research on AI platforms, including analysis of technical documentation, academic papers, and industry reports.
- Compile and organize large data sets to identify patterns and analyze platform strengths and risks.
- Assist with technical testing procedures, including using Python scripts and APIs to conduct automated testing.
Content Evaluation
- In collaboration with content reviewers, evaluate AI-generated content (in categories such as age-appropriateness or safety concerns) and document findings, including for sensitive content areas with challenging material related to youth safety.
- In collaboration with the AI Risk Assessment Analyst, support the development of content evaluation frameworks and testing plans.
Assessment Support & Documentation
- Under analyst guidance, draft sections of risk assessment reports and briefs.
- Clearly document testing procedures, findings, and analysis methods.
- Prepare data summaries and preliminary analysis for inclusion in public-facing reports.
- Support quality assurance processes for assessment accuracy and reproducibility.
Research & Analysis Support
- Synthesize research findings from multiple sources to inform assessment approaches.
- Track emerging AI technologies and their potential impacts on youth safety and education.
- Contribute to research briefs summarizing key background information and known risks.
- Support competitive analysis and market research on AI tools in educational settings.
Project Coordination
- Assist with project timeline management and deliverable tracking across multiple concurrent assessments.
- Contribute to team meetings and strategic planning discussions.
Professional Development Activities
- Participate in AI safety conferences, workshops, and industry events.
- Present research findings to internal teams and external stakeholders as appropriate.
- Contribute to thought leadership content, including blog posts and policy briefs.
- Engage with broader AI safety and youth protection communities.
Required Qualifications
- Education: Bachelor's degree (must be first-generation college graduate).
- Experience: 2 years of professional experience in research, technology, or a related field, with a demonstrated interest in AI safety, child protection, and technology policy.
- Analytical Skills: Strong critical thinking and data analysis.
- Communication: Excellent written and verbal communication skills.
- Technical Aptitude: Proficiency with AI tools/platforms and willingness to learn technical testing procedures.
- Content Resilience: Ability to handle sensitive, potentially upsetting content in a professional research context.
Preferred Qualifications
- Experience with content moderation, trust and safety, or online safety research.
- Background in psychology, education, computer science, or a related field.
- Previous research experience in academic or professional settings.
- Interest in child development and youth protection issues.
- Experience working with diverse communities or underserved populations.
Professional Development Opportunities
Understanding the unique needs and opportunities for first-generation graduates, Common Sense Media will provide a range of development opportunities, including structured mentorship, leadership development, connection to professional networks, and exposure to industry.
Additional Benefits
- The chance to work with talented, passionate professionals.
- A great health and welfare benefits package, including medical, dental, vision, a matching 401(k), and other key benefits.
- An organization that offers work/life balance.
- The opportunity to really make a difference in the lives of kids and families!
Common Sense Media provides equal employment opportunities to all qualified individuals and prohibits discrimination and harassment of any type without regard to race, color, religion, sex, gender identity, sexual orientation, pregnancy, age, national origin, physical or mental disability, military or veteran status, genetic information, or any other protected classification or characteristic protected by federal, state, or local laws.
Common Sense Media will also consider for employment qualified applicants with arrest and conviction records. However, job offers are made on the condition that the applicant subsequently passes a criminal background check. If the background check indicates a prior criminal conviction, we will conduct an individualized assessment to determine whether the conviction should result in denial of employment. Pursuant to the San Francisco Fair Chance Ordinance, we will consider employment for qualified applicants with arrest and conviction records.
Cyber Risk Assessment Analyst
Posted 21 days ago
Job Viewed
Job Description
Job Family :
Cyber Consulting
Travel Required :
None
Clearance Required :
Active Secret
What You Will Do :
-
Provide cybersecurity analysis support in the delivery of detailed enterprise cybersecurity risk analysis and reporting project with a large federal agency; leverage advanced critical thinking capabilities to identify organizational cybersecurity risks and impacts. Note: This work is not related to the Assessment and Authorization (A&A) process.
-
Prepare for enterprise cybersecurity risk assessments by performing detailed organizational research and analysis to determine potential business impacts to mission objectives.
-
Conduct Tier 1 (organization) and Tier 2 (business/mission) level cybersecurity risk assessments in accordance with NIST Federal Information Processing Standards and Special Publications, OMB guidance, DHS Binding Operational Directives, and other regulatory authorities.
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Perform detailed quantitative and qualitative organizational research and analysis regarding cybersecurity risks (threats, vulnerabilities, likelihood, and impact).
-
Identify and develop detailed actionable recommendations for remediating cybersecurity risks in alignment with the organization's defined risk tolerances and risk threshold.
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Gather threat and vulnerability information from internal and external information sharing forums and sources.
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Communicate cybersecurity risk assessment results through written narrative reports and executive-level presentations
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Identify, coordinate, track remediation, and monitor risk exposures; identify and communicate trends in data
-
Evaluate cybersecurity program effectiveness in identifying, managing, and reducing risk.
-
Collaborate cross-functionally with internal analysts and engage external stakeholders to build awareness of cybersecurity risk assessment initiatives.
What You Will Need :
-
An ACTIVE and CURRENT SECRET federal security clearance.
-
Bachelor's Degree AND FOUR (4) years of relevant experience OR Master's Degree AND TWO (2) years of relevant experience.
-
Excellent verbal and written communication skills, specifically in report writing.
What Would Be Nice To Have :
-
CRISC, CISSP or a Cyber Security AI certification
-
Experience with NIST Federal Information Processing Standards and Special Publications, OMB guidance, and other regulatory authorities.
-
Experience working for or with the Department of State.
-
Demonstrated experience in the areas of external client-facing management and/or consulting for large firms.
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Demonstrated experience communicating highly technical subject matter to a non-technical audience.
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Ability to thrive in complex, challenging, and deadline-driven environments.
-
Willingness to participate in proposal development and other business development activities.
The annual salary range for this position is $113,000.00-$188,000.00. Compensation decisions depend on a wide range of factors, including but not limited to skill sets, experience and training, security clearances, licensure and certifications, and other business and organizational needs.
What We Offer :
Guidehouse offers a comprehensive, total rewards package that includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace.
Benefits include:
-
Medical, Rx, Dental & Vision Insurance
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Personal and Family Sick Time & Company Paid Holidays
-
Position may be eligible for a discretionary variable incentive bonus
-
Parental Leave and Adoption Assistance
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401(k) Retirement Plan
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Basic Life & Supplemental Life
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Health Savings Account, Dental/Vision & Dependent Care Flexible Spending Accounts
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Short-Term & Long-Term Disability
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Student Loan PayDown
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Tuition Reimbursement, Personal Development & Learning Opportunities
-
Skills Development & Certifications
-
Employee Referral Program
-
Corporate Sponsored Events & Community Outreach
-
Emergency Back-Up Childcare Program
-
Mobility Stipend
About Guidehouse
Guidehouse is an Equal Opportunity Employer-Protected Veterans, Individuals with Disabilities or any other basis protected by law, ordinance, or regulation.
Guidehouse will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of applicable law or ordinance including the Fair Chance Ordinance of Los Angeles and San Francisco.
If you have visited our website for information about employment opportunities, or to apply for a position, and you require an accommodation, please contact Guidehouse Recruiting at 1- or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodation.
All communication regarding recruitment for a Guidehouse position will be sent from Guidehouse email domains including @guidehouse.com or . Correspondence received by an applicant from any other domain should be considered unauthorized and will not be honored by Guidehouse. Note that Guidehouse will never charge a fee or require a money transfer at any stage of the recruitment process and does not collect fees from educational institutions for participation in a recruitment event. Never provide your banking information to a third party purporting to need that information to proceed in the hiring process.
If any person or organization demands money related to a job opportunity with Guidehouse, please report the matter to Guidehouse's Ethics Hotline. If you want to check the validity of correspondence you have received, please contact . Guidehouse is not responsible for losses incurred (monetary or otherwise) from an applicant's dealings with unauthorized third parties.
Guidehouse does not accept unsolicited resumes through or from search firms or staffing agencies. All unsolicited resumes will be considered the property of Guidehouse and Guidehouse will not be obligated to pay a placement fee.
Compliance Risk Assessment Manager

Posted today
Job Viewed
Job Description
New York, New York, United States of America
**Hours:**
40
**Pay Details:**
$86,840 - $139,360 USD
TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.
As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
**Line of Business:**
Compliance
**Job Description:**
**Department Overview:**
**Why Work with Us?**
At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a culture of compliance that will cascade throughout the organization.
**The Ideal Candidate**
The ideal candidate will thrive in a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future.
Beyond technical expertise, we're looking for someone with an entrepreneurial mindset-someone who can "roll up their sleeves", takes the initiative and can anticipate needs before they arise. A comfort level with ambiguity and the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure.
Most importantly, the right candidate is seeking an intellectual challenge, has a desire to learn, and is committed to building something impactful from the ground up. At TD Bank, you'll have the unique opportunity to help shape the future of the bank while collaborating with a team of enthusiastic colleagues dedicated to setting new industry standards.
**Role Description:**
+ Supports the U.S. Compliance Risk Assessment lead with managing and facilitating the U.S. Compliance Risk Assessment and reports up into the U.S. Head of Compliance Programs
+ Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities
+ Supports the facilitation of the Compliance Risk Assessment and manages the assessment process, including ensuring timely and quality completion of the assessment through the lifecycle stages
+ Provides subject matter expertise and leadership to Oversight Functions and other assessment participants and serve as single point of contact for stakeholders on assessment methodology, guidance, and applicable leading practices
+ Where necessary, support Oversight Functions and their covered businesses with defining and logging regulatory issues and/or remedial action plans
+ Support the review and interpretation of aggregated results and identify methodology deviations, quality deficiencies and potential points of challenge
+ Support program reporting analytics and insights in collaboration with the Compliance Data Analytics and Insights team
+ Assist with continuous enhancements to the target state design and methodology of the Compliance Risk Assessment framework
+ Possesses strong functional knowledge of U.S. banking regulations (e.g., Federal Reserve) as well as banking products and services. Additionally, a risk management / internal control mindset to apply and assess risk identification / mitigation is essential.
**Please review Desired Skills and Experience below as you consider this opportunity. The above details are specific to the role which is outlined in the general summary below.**
**Job Profile Summary:**
The Compliance Governance & Operations Manager leads the development and implementation (or lead support) of enterprise Compliance programs, including frameworks, policies, standards and development of procedures, awareness and specialized training, monitoring, reporting and information, escalation of issues and events.
**Depth & Scope:**
+ Highly seasoned professional role requiring substantial knowledge/expertise in a complex field and knowledge of broader related areas
+ Integrates knowledge of the enterprise sub-function's or business line's overarching strategy in developing solutions across multiple functions or operations
+ Interprets internal/external business challenges and the industry environment, recommends course of action and best practices to improve products, processes or services
+ Acts as a technical expert/lead integrating cross-function understanding within their own field of specialty; may manage team(s) of related specialists
+ Leads cross-functional teams or projects with significant resource requirements, risk and/or complexity
+ Independently manages end-to-end functional programs
+ Uses sophisticated analytical thought to exercise judgement and identify solutions
+ Solves or may lead others to solve complex problems; leads efforts or partners with others to develop new solutions
+ Impacts the achievement of sub-function or business line objectives within the area they are accountable for
+ Work is guided by policies and industry standards/methods
+ Communicates difficult concepts; converts information to compelling business context and advice; influences and gains alignment across increasingly senior stakeholders
+ Works autonomously as the lead and guides others within area of expertise
**Education & Experience:**
+ Undergraduate degree or equivalent work experience
+ 7+ years of experience
**Desired Skills & Experience**
+ Minimum of 7 years of prior regulatory, compliance, and/or risk management experience
+ Familiarity with conducting a Compliance Risk Assessment preferred
+ Experience working with top tier banks in large scale, cross-functional regulatory remediation
+ Familiarity with developing and implementing regulatory compliance risk management frameworks and programs, including Compliance Risk Assessment and regulatory controls management
+ Strong knowledge of laws, rules, regulations, risks and taxonomies related to consumer and commercial banking, securities (broker-dealer), and wealth management businesses
+ Excellent written, verbal and analytical skills
+ Highly motivated, strong attention to detail, team oriented, organized
+ Strong interpersonal and presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging; ability to influence and lead at a senior level
+ Ability to work collaboratively with cross functional partners across the three lines of defense
+ Ability to navigate a complex organization
+ Demonstrates advanced proficiency in desktop tools including, but not limited to, Microsoft Office Suite
**Customer Accountabilities:**
+ Works with Compliance partners and other related groups (such as Legal and Risk) to support creation of documentation and reports required by external regulatory bodies and TD internal groups
+ Leads development of team procedures and governance processes and advises the Compliance stakeholders and teams of changes and enhancements to enterprise Compliance programs and requirements and where they may impact in the organization
+ Provides governance oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees)
+ Assists Compliance team members in the use of Issues and Events system for tracking and reporting
+ Prepares summaries, presentations, briefing notes, and any other required documentation to effectively report on the status of the Compliance program
+ Represents CGO as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiative, as required
+ Delivers relevant subject matter expertise and Compliance advice to business Compliance partners
+ Interacts with control functions within the organization
+ Conducts meaningful research, analysis, and assessment of Compliance program activities at the functional level using results to draw conclusions, make recommendations, assess the effectiveness of enterprise Compliance programs
+ Participates in/manages regulatory examinations and external/internal audits with respect to request for information regarding CGO portfolio; reviewing, packaging and providing information for department executive
**Shareholder Accountabilities:**
+ Adheres to enterprise frameworks and methodologies that relate to activities for our business area
+ Makes sure respective programs/policies/practices are well managed, meets business needs, complies with internal and external requirements, and aligns with business priorities
+ Consistently exercises discretion in managing correspondence, information and all matters of confidentiality; escalates issues where appropriate
+ Manages business operations to be in compliance with applicable internal and external requirements (e.g. financial controls, segregation of duties, transaction approvals and physical control of assets)
+ Participates in cross-functional/enterprise/initiatives as a subject matter expert helping to identify risk/provide guidance for complex situations
+ Conducts internal and external research projects; supports the development/delivery of presentations/communications to management or broader audience
+ Conducts meaningful analysis at the functional or enterprise level using results to draw conclusions, makes recommendations, assesses the effectiveness of programs/policies/practices
+ Monitors service, productivity and assesses efficiency levels within own function and implements continuous process/performance improvements where opportunities exists
+ Leads/facilitates and/or implements actions/remediation plans to address performance/risk/governance issues
+ Actively manages relationships within and across various business lines, corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements
+ Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts
+ Maintains a culture of risk management and control, supported by effective processes in alignment with risk appetite
**Employee/Team Accountabilities:**
+ Participates fully as a member of the team, supports a positive work environment that promotes service to the business, quality, innovation and teamwork and ensures timely communication of issues/points of interest
+ Supports the team by continuously enhancing knowledge/expertise in own area and participates in knowledge transfer within the team and business unit
+ Keeps current on emerging trends/developments and grows knowledge of the business, related tools and techniques
+ Participates in personal performance management and development activities, including cross training within own team
+ Keeps others informed and up-to-date about the status/progress of projects and/or all relevant or useful information related to day-to-day activities
+ Contributes to the success of the team by willingly assisting others in the completion and performance of work activities; provides training, coaching and/or guidance as appropriate
+ Contributes to a fair, positive and equitable environment that supports a diverse workforce
+ Acts as a brand ambassador for your business area/function and the bank, both internally and/or externally
**Physical Requirements:**
Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100%
+ Domestic Travel - Occasional
+ International Travel - Never
+ Performing sedentary work - Continuous
+ Performing multiple tasks - Continuous
+ Operating standard office equipment - Continuous
+ Responding quickly to sounds - Occasional
+ Sitting - Continuous
+ Standing - Occasional
+ Walking - Occasional
+ Moving safely in confined spaces - Occasional
+ Lifting/Carrying (under 25 lbs.) - Occasional
+ Lifting/Carrying (over 25 lbs.) - Never
+ Squatting - Occasional
+ Bending - Occasional
+ Kneeling - Never
+ Crawling - Never
+ Climbing - Never
+ Reaching overhead - Never
+ Reaching forward - Occasional
+ Pushing - Never
+ Pulling - Never
+ Twisting - Never
+ Concentrating for long periods of time - Continuous
+ Applying common sense to deal with problems involving standardized situations - Continuous
+ Reading, writing and comprehending instructions - Continuous
+ Adding, subtracting, multiplying and dividing - Continuous
The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes.
#LI-AMCBCorporate
**Who We Are:**
TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing - and so will you.
**Our Total Rewards Package**
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn more ( Information:**
We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.
**Colleague Development**
If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD - and we're committed to helping you identify opportunities that support your goals.
**Training & Onboarding**
We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.
**Interview Process**
We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.
**Accommodation**
TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law.
If you are an applicant with a disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at . Include your full name, best way to reach you and the accommodation needed to assist you with the applicant process.
Federal law prohibits job discrimination based on race, color, sex, sexual orientation, gender identity, national origin, religion, age, equal pay, disability and genetic information.