4,840 Compliance Analyst jobs in the United States

Financial Compliance Analyst

20022 Washington, District Of Columbia Booz Allen Hamilton

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Job Description

The right mixture of great ideas and funding can create powerful change. In a complex organization, allocating funding to where it can be most effective can be a challenge. Thats why we need you, a financial analyst who can navigate the requirements Compliance Analyst, Financial, Analyst, Compliance, Programmatic, Technology

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Financial Compliance Analyst

78703 Austin, Texas PCSI

Posted 3 days ago

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Job Description

**Description**
PCSI is looking for a Financial Compliance Analyst to support our Director of Financial Compliance and Government Pricing. The Financial Compliance Analyst gains and applies an understanding of PCSI's annual compliance requirements and helps to maintain an accounting system that meets agency standards. This position is responsible for monitoring and reviewing how costs are coded for allocation and allowability, and developing training for accounting system users company-wide. The Financial Compliance Analyst's work is essential to making sure financial systems and processes are effective and audit-ready. **This role is based in south Austin, TX.**
We're looking for someone with strong accounting knowledge, training and presentation skills, and a desire for a new challenge; prior experience in accounting for federal government or DoD contracts is a major plus but not required.
**Benefits Include:**
+ Annual bonus of up to 6%.
+ 21 days of PTO per year, in addition to all federal holidays.
+ Medical, dental, vision, and other coverage: employer contribution offered to cover employee-only tier.
+ 401k plan with matching on contributions up to 6%.
**Who We Are:**
PCSI is a non-profit organization whose mission is to enhance the lives of people with disabilities through employment, advocacy, and partnerships. We vet, prepare, lead, and sustain a skilled workforce that provides top-tier services at job sites across the country. Our areas of expertise are wide and diverse; total facilities maintenance, hospital environmental services, custodial and grounds, disability awareness training, job coaching, and job placement are just a few. We integrate people with disabilities and veterans into meaningful jobs with competitive wages and benefits. Serving people of all abilities in their life's journey is at the heart of what we do.
**What You'll Do as Compliance Analyst:**
+ Review information and data used to generate the monthly general ledger and subsidiary ledgers, records, and reports in accordance with Generally Accepted Accounting Principles (GAAP), the Federal Acquisition Regulation (FAR), the Code of Federal Regulations (CFR), and related regulations.
+ Review the effectiveness of internal system and policy controls to ensure compliance with GAAP, FAR, CFR, and other applicable regulations.
+ Document, monitor, and continuously improve, standardize, and recommend improvements to internal processes and controls.
+ Support internal and external audits, including the development of analyses and reconciliations.
+ Prepare, perform, and document quarterly reviews for miscoded costs.
+ Prepare quarterly review of PCSI's indirect rates, including validation of pool and base costs, for presentation to senior financial leaders.
+ Develop and provide relevant training to appropriate personnel regarding government compliance topics, including the identification and coding of unallowable costs.
+ Support the preparation of PCSI's annual incurred cost rate proposal to the Defense Contract Audit Agency (DCAA).
+ Maintain professional and technical knowledge.
**Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.**
**What You'll Need:**
+ Bachelor's degree in Accounting or Business required.
+ Advanced knowledge of GAAP, accounting concepts, policies, requirements, and regulations required, focused on ensuring transactions are appropriately coded and identifying potential risk areas for audits.
+ Experience with training, presentations, and cross-department communications required.
+ Two (2) years of experience with a government contractor or agency with government contract accounting, working knowledge of FAR, CFR, and GAAP, and an understanding of DCAA operations preferred.
+ Experience with financial and variance analyses for a federal contractor preferred.
+ Experience and/or familiarity with government organizations within the Department of Defense (DoD) or other Federal agencies preferred.
**Knowledge, Skills and Abilities:**
+ Advanced understanding in accounting for federal government contracts, specifically around cost allowability, allocability, and reasonableness, preferred.
+ Proficient in the use of computerized office equipment and programs, and demonstrated knowledge of advanced spreadsheet (Excel) functions.
+ Ability to independently research, interpret, and compile information.
+ Ability to build relationships with various personalities and work as part of a team to achieve business goals.
+ Self-motivated with the ability to work proactively and achieve results without close supervision.
+ Organized with excellent attention to detail with the capacity to change priorities quickly and work effectively under deadlines.
+ Excellent written and verbal communication skills, with the ability to establish effective working relationships with other team members.
**Other Requirements:**
+ Ability to pass criminal, drug, financial, and driving screening.
+ May need to have the ability to legally drive a company vehicle.
+ Ability to gain approval for physical access to secure military base work locations. Restrictions vary from site to site.
+ Constantly operates a computer and other office equipment.
+ Ability to exchange accurate information in person and over the phone.
+ Occasional travel may be required, not likely to exceed to 5%.
**All veterans and/or persons with all types of disabilities are strongly encouraged to apply!**
**Qualifications**
**Education**
**Required**
+ Bachelors or better in Accounting
**Experience**
**Required**
+ Experience with training, presentations, and cross-department communications required.
+ Advanced knowledge of GAAP, accounting concepts, policies, requirements, and regulations required, focused on ensuring transactions are appropriately coded and identifying potential risk areas for audits.
**Preferred**
+ 2 years: Experience with a government contractor or agency with government contract accounting, working knowledge of FAR, CFR, and GAAP, and an understanding of DCAA operations preferred.
Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities
This employer is required to notify all applicants of their rights pursuant to federal employment laws.
For further information, please review the Know Your Rights ( notice from the Department of Labor.
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Financial Compliance Analyst

45208 Cincinnati, Ohio Ultimus Fund Solutions, LLC

Posted 6 days ago

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Job Description

SUMMARY

The Financial Compliance Analyst is responsible for assisting compliance officers in support of their Rule 38a-1 compliance program obligations for the clients of Ultimus Fund Solutions (UFS.) Additionally, this role may have significant contact with clients and various internal departments of UFS.

KEY ACCOUNTABILITIES

COMPLIANCE ANALYSIS

  • Maintains and updates the UFS Internal Operating Guidelines as directed for operational related changes.
  • Assists in examination of all fund and advisor-related compliance manuals for recent changes and updates on a weekly basis.
  • Maintains and updates the quarterly reporting checklists and site visit checklists as directed.
  • Assists in analyzing monthly portfolio holding disclosures for UFS clients; includes examining relevancy of timing, content, and audience according to SEC and rating agencies protocols.
  • Reviews and validates SEC compliance calendar for all UFS clients ensuring all required filings are made in a timely manner; aids the Chief Compliance Officers (CCO) by researching any issues and ensuring timely and appropriate corrective action is taken.
  • Conducts and reviews UFS prepared monthly portfolio compliance checklists of UFS clients; reviews for warning and exception activity or changes requiring updates; communicates findings to the appropriate CCO.
  • Prepares and conducts periodic (e.g., daily, monthly, quarterly, and annual) tests to cover monitoring fund and client compliance to the fund prospectus, statement of additional information and regulatory rules.
  • Reviews and analyzes various UFS prepared monthly reports, including rapid trading reports and commission reports for all UFS clients.
  • Reviews and analyzes various adviser prepared reports including cross trades and liquidity reporting.
  • Assists with monitoring, testing and oversight of service providers to fund clients including third-party and UFS transfer agents, distributors, administrators, and investment advisors.
  • Assists with monitoring, testing, and oversight of other third-party service providers including custodians, pricing services, and proxy services.
  • Maintains and updates monthly UFS billing schedules and periodic operation statistics.
  • Maintains UFS client contracts in an organized manager.
  • Coordinates background checks on new advisors and sub-advisors as requested.
  • May conduct annual on-site client visits for funds with simplistic strategies including the review of advisor documentation such as ADV forms, compliance manuals, code of ethics and compliance testing.
  • Assists in responding to SEC and other regulatory examinations and inquiries related to UFS, fund clients and their advisers.
  • Keeps current on regulatory and industry development changes.
  • Participates and assists in various projects.

REPORTING AND COMPLIANCE

  • Prepares quarterly board meeting materials and presentations by gathering reports, compiling results, and producing compliance summaries as needed; provides reports to the CCO for final review.
  • Reviews and summarizes board compliance reports as prepared by UFS for compliance with regulatory requirements; suggests edits to CCO as needed.
  • Observes and participates in company Disaster Recovery Plan testing ensuring compliance with regulatory standards.

WORKING RELATIONSHIPS

  • Daily contact with internal associates while performing routine compliance testing of policies and procedures.
  • Contact as needed with Service Provider Chief Compliance Officers regarding regulatory requirements.

May perform other duties as required and assigned.

EDUCATION AND EXPERIENCE

  • Bachelors degree in business administration, finance, accounting, or related field.
  • 1 year of general office experience.
  • Experience working in operations or compliance-related functions.
  • Experience working in a mutual fund or a mutual fund service provider.

KNOWLEDGE

  • Securities rules and regulatory requirements, investment limitations, and operating policies for mutual funds.
  • Microsoft Office Suite.
  • Adobe Acrobat.

SKILLS AND ABILITIES

  • Troubleshoots issues utilizing creative and critical thinking skills.
  • Multitasking, analytical, and organizational skills.
  • Initiative-taking, strategic, and meticulous approaches with a strong commitment to quality, efficiency, and effectiveness.
  • Demonstrates personal integrity, responsibility, and accountability.
  • Effectively uses resources such as time and information in conjunction with associates.
  • Participates in solving problems and making decisions.
  • Presents and expresses ideas and information, written and oral, clearly, and concisely.
  • Actively listens to others to achieve understanding and supports an open exchange of ideas and information.
  • Identifies needs, arranges for, and obtains resources to accomplish individual and department goals.
  • Establishes and develops effective working relationships with associates and clientele during both favorable and unfavorable situations.
  • Modifies team and individual priorities and deadlines in response to added information, changing conditions, or unexpected obstacles and ensures completion.

Equivalent education, experience, KSAs will be considered.

Ultimus is an equal opportunity employer and does not discriminate on the basis of the applicants or employees race, color, religion, national origin, ancestry, gender, sexual orientation, age, disability, veteran or military status, genetic information, citizenship or any other status entitled to protection under federal, state or local anti-discrimination laws. No questions on our employment application are intended to secure information that is to be used for impermissible purposes.

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Senior Financial Compliance Analyst

80238 Denver, Colorado Robert Half

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Job Description

Description
Partnering with a non-profit administration company seeking a Senior Analyst. This is a great opportunity with a small, growing organization looking to add to their team! This role will focus on reconciliations of grant programs and will manage large data sets.
The Senior Analyst will be responsible for.
+ data integrity management
+ monthly and quarterly reconciliations
+ end-to-end tax processes
+ supporting audit programs
+ compliance oversight
Benefits for the Senior Analyst include 401k, PTO, paid holidays, healthcare coverage, and a hybrid work environment.
Requirements
The ideal Senior Analyst comes with.
+ Bachelor's Degree
+ 5+ years of accounting/finance experience
+ Excel skills- vlookups, pivot tables, etc.
+ Large data/database experience
**For immediate consideration for the Senior Analyst role, reach out to Kyndra (Steeg) Strada directly on LinkedIn**
Robert Half is the world's first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.
Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. Download the Robert Half app ( and get 1-tap apply, notifications of AI-matched jobs, and much more.
All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals, including medical, vision, dental, and life and disability insurance. Hired contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit roberthalf.gobenefits.net for more information.
© 2025 Robert Half. An Equal Opportunity Employer. M/F/Disability/Veterans. By clicking "Apply Now," you're agreeing to Robert Half's Terms of Use ( .
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Financial Crimes Compliance Analyst

75080 Blue Ridge, Texas Guidehouse

Posted 3 days ago

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Job Description

Job Family:
Investigator

Travel Required:
None

Clearance Required:
None

What You Will Do:
  • Perform reviews and investigations of alerts/cases and/or files in regard to Bank Secrecy Act (BSA), Anti-Money Laundering, Market Surveillance (Insider Trading, Market Manipulation) Office of Foreign Asset Controls (OFAC), Know Your Customer (KYC), including Identification Verification (ID&V), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), Ongoing Monitoring, fraud and other financial crime investigations to mitigate risks associated with financial crimes.
  • Conduct investigative research of individuals, entities and/or events related to current or prospective customers through public records, open-source media, vendor systems or other research tools and reviewing customer's onboarding documentation according to current procedures to identify, assess and mitigate BSA/AML risk.
  • Analyze transaction data for patterns, anomalies, and potential fraud or other suspicious activity using general reasoning and logic; conduct detailed research, fact finding, and analysis; developing a narrative from research findings and identification of transaction patterns and anomalies; and assist with research and data gathering activities.
  • Apply research and analytic techniques to evaluate information sets to make logical and draft assessment summaries and other written investigative work products to support judgment, decisions, and recommendations.
  • When applicable, escalate and/or draft and file potentially suspicious activity reports when suspicious activity is identified in line with client SLA and regulatory reporting requirements.
  • Execute and deliver high quality work product, functioning both independently and in a collaborative setting with a focus on client satisfaction.
  • Learn client procedures, systems, and processes and adhere to client requirements.
What You Will Need:
  • 2+ years of prior relevant experience
  • Knowledge of applicable laws, regulations, and guidelines (e.g., BSA, OFAC, FinCEN guidance).
  • Knowledge of Financial Crimes Compliance functions such as OFAC Sanctions, Anti-Money Laundering, KYC, CDD, EDD and/or Financial Fraud Investigations.
  • Understanding of the legal, corporate governance, and regulatory environment related to the BSA and USA PATRIOT Act.
  • Familiarity with open-source research techniques and sources.
  • Experience composing and filing Suspicious Activity Reports.
  • Ability to detect and mitigate red flags for potential financial crimes activity and make sound recommendations.
  • Strong analytical and research skills.
  • Ability to excel within a team environment and independently.
  • Ability to multi-task and effectively prioritize tasks.
  • Ability to work in a production driven environment.
  • Effective oral and written communication skills.
  • Strong proficiency in Microsoft Excel and other Microsoft Suite Products.
  • Ability to quickly learn and adapt to new policies, procedures, and vendor systems.
  • A demonstrable willingness to work more than 40 hours when needed
  • Required to work full time in-office M-F, 8AM - 5PM CST.
What Would Be Nice To Have:
  • CAMS or CFE certification.
  • Bachelor's degree
What We Offer:

Guidehouse offers a comprehensive, total rewards package that includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace.

Benefits include:
  • Medical, Rx, Dental & Vision Insurance
  • Personal and Family Sick Time & Company Paid Holidays
  • Position may be eligible for a discretionary variable incentive bonus
  • Parental Leave
  • 401(k) Retirement Plan
  • Basic Life & Supplemental Life
  • Health Savings Account, Dental/Vision & Dependent Care Flexible Spending Accounts
  • Short-Term & Long-Term Disability
  • Tuition Reimbursement, Personal Development & Learning Opportunities
  • Skills Development & Certifications
  • Employee Referral Program
  • Corporate Sponsored Events & Community Outreach
  • Emergency Back-Up Childcare Program


About Guidehouse

Guidehouse is an Equal Opportunity Employer-Protected Veterans, Individuals with Disabilities or any other basis protected by law, ordinance, or regulation.

Guidehouse will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of applicable law or ordinance including the Fair Chance Ordinance of Los Angeles and San Francisco.

If you have visited our website for information about employment opportunities, or to apply for a position, and you require an accommodation, please contact Guidehouse Recruiting at 1- or via email at All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodation.

All communication regarding recruitment for a Guidehouse position will be sent from Guidehouse email domains including @guidehouse.com or Correspondence received by an applicant from any other domain should be considered unauthorized and will not be honored by Guidehouse. Note that Guidehouse will never charge a fee or require a money transfer at any stage of the recruitment process and does not collect fees from educational institutions for participation in a recruitment event. Never provide your banking information to a third party purporting to need that information to proceed in the hiring process.

If any person or organization demands money related to a job opportunity with Guidehouse, please report the matter to Guidehouse's Ethics Hotline. If you want to check the validity of correspondence you have received, please contact Guidehouse is not responsible for losses incurred (monetary or otherwise) from an applicant's dealings with unauthorized third parties.

Guidehouse does not accept unsolicited resumes through or from search firms or staffing agencies. All unsolicited resumes will be considered the property of Guidehouse and Guidehouse will not be obligated to pay a placement fee.
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Financial Programs Compliance Analyst

49423 Holland, Michigan Tommy's

Posted 7 days ago

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Job Description

Financial Programs Compliance Analyst

Tommy's is looking for a Financial Programs Compliance Analyst to oversee the use and quality control of the data and dashboards corresponding with the company's financial programs. This role will work deep within financial transaction data auditing, investigating, and resolving issues using skills of accessing data and coding. The role will design and implement policies and systems that manage and protect company data, optimize data analytics practices, and comply with regulatory standards.

What Can Tommy's Offer You?

  • Base pay and eligibility for annual profit-sharing bonus
  • Full insurance package including Health, Dental, Vision, Life, Disability, Employee Assistance
  • 401k match and complimentary financial planning services
  • Paid time off and paid holidays
  • Opportunity for continued education and tuition assistance
  • Valuable learning and development program
  • Significant ability to grow internally for motivated and strong performing team members
  • Fun, energetic, family-oriented work culture with an emphasis on team member morale
  • Growing nationwide brand / presence

Position Responsibilities:

  • Own integrity and accuracy of transaction and revenue data coming from in-house Point of Sale system for member subscription packages, promotional programs, price changes, discounting and coupon codes, refunds, processing fees, etc.
  • Identify sales variance between systems and resolve issues
  • Analyze program data abuse/misuse resulting in high discounting
  • Oversee store royalty payments, allocation and deployment managing/updating for custom royalty deals and monitoring for under reported revenues and underpaid franchise fees
  • Monitor subscription revenue data for crossover location calculation and distribution
  • Manage discounting and crossover for fleet program deals
  • Oversee first charge process for newly opened stores to ensure successful function
  • Establish and implement data governance strategies, policies, and procedures to ensure the integrity, availability, and accuracy of financial program data
  • Partner cross-functionally with departments to gather, audit, or analyze data and provide accurate and effective company dashboards
  • Monitor and assess data quality across various systems identifying areas for improvement, recommending solutions, and implementing measures to enhance data accuracy and consistency
  • Other duties as assigned; duties and responsibilities may change at any time with or without notice.

Position Qualifications & Candidate Attributes:

  • Bachelor's degree in finance, analytics, technology or related field
  • 2+ years' of related experience within financial analytics, business intelligence, or data management
  • Technical skills with SQL required, Python and Apache Spark preferred
  • Excellent written and oral communication skills
  • Process-oriented and strong collaborator with ability to communicate and manage well at all levels of the organization and across various departments
  • Strong organizational and time management skills; ability to multitask and prioritize workload
  • Highly adaptable with strong problem-solving and critical thinking skills; ability to exercise good judgment and make sound data-backed decisions
  • High level of integrity and dependability with a strong sense of urgency and results-orientation
  • Views customer care as high priority; exhibits a positive can-do attitude
  • Displays a strong initiative and drive to identify gaps and fill them

Work Environment and Physical Demands:

This job operates in a professional office environment. Office hours are Monday through Friday from 8:00am - 5:00pm. This role routinely uses standard office equipment such as computers, phones, photocopiers, filing cabinets and operates primarily indoors with limited to no travel expectation.

To successfully perform the essential functions of this job, team member must be able to:

  • Work and commute in all weather conditions
  • Able to effectively communicate, listen, detect, converse with, discern, convey, express oneself and exchange information
  • Able to walk, bend, twist, turn, stoop, climb steps, reach with hands, use hands to fingers
  • Work in a fast-paced environment where they will often be multitasking
  • Move about inside the office to access standard office equipment
  • Constantly operate a computer and other office productivity machinery such as keyboard, copy machine and printer
  • Remain in a stationary position 50%+ of the time, alternating between sitting and standing
  • Ability to move and lift up to 30 pounds

Overview of Tommy Enterprises Companies:

Tommy's Express is a national franchise for outstanding car washes and car care services. Powered by industry leading technology and decades of experience and planning, Tommy's Express car washes deliver a cutting-edge car wash experience unlike anything you've encountered before. Our fully automatic washes feature advances including the easy-loading car wash dual belt conveyor, wide open car wash bay for natural lighting, advanced presoak and sealer services, and free high-power self-serve vacuums on site.

Tommy's Express Operations consists of a number of corporately owned Tommy's Express car wash locations across the country. This is a quickly growing operation with intentions to open or acquire 3-5 new locations per year through the launch of Tommy's Express Capital, a new private fund strategy.

Tommy Car Wash Systems ("TCWS") is the power behind our Tommy's Express equipment. TCWS is a team of passionate car wash professionals working to create opportunities for our partners to become the best car wash operators they can be. We provide modular building designs, robust stainless-steel car wash equipment, an advanced Wash Club license plate reader system, the Tommy Transporter belt, high performance wash detergents, and an industry-leading franchise opportunity. At Tommy Car Wash Systems, we have a solution for almost any size operator. Our team has assisted in the development of hundreds of some of the most successful car washes around the world. Together, Tommy's Express and Tommy Car Wash Systems make up the Tommy's Corporate brand, headquartered in Holland, MI.

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Financial Crimes Compliance Analyst

75081 Wylie, Texas Guidehouse

Posted 27 days ago

Job Viewed

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Job Description

**Job Family** **:**
Investigator
**Travel Required** **:**
None
**Clearance Required** **:**
None
**What You Will Do** **:**
+ Perform reviews and investigations of alerts/cases and/or files in regard to Bank Secrecy Act (BSA), Anti-Money Laundering, Market Surveillance (Insider Trading, Market Manipulation) Office of Foreign Asset Controls (OFAC), Know Your Customer (KYC), including Identification Verification (ID&V), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), Ongoing Monitoring, fraud and other financial crime investigations to mitigate risks associated with financial crimes.
+ Conduct investigative research of individuals, entities and/or events related to current or prospective customers through public records, open-source media, vendor systems or other research tools and reviewing customer's onboarding documentation according to current procedures to identify, assess and mitigate BSA/AML risk.
+ Analyze transaction data for patterns, anomalies, and potential fraud or other suspicious activity using general reasoning and logic; conduct detailed research, fact finding, and analysis; developing a narrative from research findings and identification of transaction patterns and anomalies; and assist with research and data gathering activities.
+ Apply research and analytic techniques to evaluate information sets to make logical and draft assessment summaries and other written investigative work products to support judgment, decisions, and recommendations.
+ When applicable, escalate and/or draft and file potentially suspicious activity reports when suspicious activity is identified in line with client SLA and regulatory reporting requirements.
+ Execute and deliver high quality work product, functioning both independently and in a collaborative setting with a focus on client satisfaction.
+ Learn client procedures, systems, and processes and adhere to client requirements.
**What You Will Need** **:**
+ 2+ years of prior relevant experience
+ Knowledge of applicable laws, regulations, and guidelines (e.g., BSA, OFAC, FinCEN guidance).
+ Knowledge of Financial Crimes Compliance functions such as OFAC Sanctions, Anti-Money Laundering, KYC, CDD, EDD and/or Financial Fraud Investigations.
+ Understanding of the legal, corporate governance, and regulatory environment related to the BSA and USA PATRIOT Act.
+ Familiarity with open-source research techniques and sources.
+ Experience composing and filing Suspicious Activity Reports.
+ Ability to detect and mitigate red flags for potential financial crimes activity and make sound recommendations.
+ Strong analytical and research skills.
+ Ability to excel within a team environment and independently.
+ Ability to multi-task and effectively prioritize tasks.
+ Ability to work in a production driven environment.
+ Effective oral and written communication skills.
+ Strong proficiency in Microsoft Excel and other Microsoft Suite Products.
+ Ability to quickly learn and adapt to new policies, procedures, and vendor systems.
+ A demonstrable willingness to work more than 40 hours when needed
+ Required to work full time in-office M-F, 8AM - 5PM CST.
**What Would Be Nice To Have** **:**
+ CAMS or CFE certification.
+ Bachelor's degree
**What We Offer** **:**
Guidehouse offers a comprehensive, total rewards package that includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace.
Benefits include:
+ Medical, Rx, Dental & Vision Insurance
+ Personal and Family Sick Time & Company Paid Holidays
+ Position may be eligible for a discretionary variable incentive bonus
+ Parental Leave
+ 401(k) Retirement Plan
+ Basic Life & Supplemental Life
+ Health Savings Account, Dental/Vision & Dependent Care Flexible Spending Accounts
+ Short-Term & Long-Term Disability
+ Tuition Reimbursement, Personal Development & Learning Opportunities
+ Skills Development & Certifications
+ Employee Referral Program
+ Corporate Sponsored Events & Community Outreach
+ Emergency Back-Up Childcare Program
**About Guidehouse**
Guidehouse is an Equal Opportunity Employer-Protected Veterans, Individuals with Disabilities or any other basis protected by law, ordinance, or regulation.
Guidehouse will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of applicable law or ordinance including the Fair Chance Ordinance of Los Angeles and San Francisco.
If you have visited our website for information about employment opportunities, or to apply for a position, and you require an accommodation, please contact Guidehouse Recruiting at 1- or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodation.
All communication regarding recruitment for a Guidehouse position will be sent from Guidehouse email domains including @guidehouse.com or . Correspondence received by an applicant from any other domain should be considered unauthorized and will not be honored by Guidehouse. Note that Guidehouse will never charge a fee or require a money transfer at any stage of the recruitment process and does not collect fees from educational institutions for participation in a recruitment event. Never provide your banking information to a third party purporting to need that information to proceed in the hiring process.
If any person or organization demands money related to a job opportunity with Guidehouse, please report the matter to Guidehouse's Ethics Hotline. If you want to check the validity of correspondence you have received, please contact . Guidehouse is not responsible for losses incurred (monetary or otherwise) from an applicant's dealings with unauthorized third parties.
_Guidehouse does not accept unsolicited resumes through or from search firms or staffing agencies. All unsolicited resumes will be considered the property of Guidehouse and Guidehouse will not be obligated to pay a placement fee._
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About the latest Compliance analyst Jobs in United States !

Financial Compliance Analyst - OR - On Site

97204 Portland, Oregon Vensure Employer Services

Posted 9 days ago

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Job Description

About us

We were built on the philosophy that marketing and compliance can absolutely work in harmony and that this combined strategy would help build solid financial services firms. After 30+ years, this vision endures today. We strive to develop close relationships with a select number of financial services firms throughout the country and deliver timely, tailored, and hands-on support so that our clients are better positioned to achieve their goals while minimizing regulatory headaches.

Position Summary

We seek a Compliance Analyst with strong desire to learn and grow with our company. The Compliance Analyst's primary function is to work directly with Compliance Consultants on the completion and delivery of consulting services to the firm's advisory clients as well as the maintenance of the firm's compliance resources, materials, and systems.

Essential Duties and Responsibilities
  • Assisting Compliance Consultants with completion of various compliance tasks for RIA clients including, but not limited to, disclosure documentation updates, policies and procedures reviews, email/correspondence reviews, personal securities reviews, advertising reviews, etc.
  • Researching and keeping current on industry compliance regulations and requirements (SEC, DOL, Client, etc.).
  • Analyzing and evaluating regulations in the context of advisory operations and compliance policies.
  • Assisting with the development of advisory compliance policies and procedures.
  • Updating/Creating the firm's compliance resources used with RIA clients and available for sale on the firm's Online Store.
  • Developing and drafting the firm's compliance publications and content for clients and subscribers.
  • Maintaining WordPress website including, but not limited to, membership tracking and content posts as well as contact management and notifications via integrated MailChimp platform.
  • Assisting with RIA client State/Federal regulatory and registration/notice filing submissions.
  • Maintaining the firm's RIA client and compliance resource recordkeeping system.
  • Prolonged periods sitting at a desk and working on a computer.
  • Other duties as assigned.
Knowledge, Skills, and Abilities
  • Detail oriented with exceptional analytical abilities to understand and formulate compliance policies, procedures, and related documentation.
  • Effective research skills.
  • Exceptional communication and interpersonal skills.
  • Strong technical skills and working knowledge of Microsoft Office software.
Education & Experience
  • Bachelor's degree or equivalent combination of experience and education required.
  • Work experience in a compliance analyst and/or surveillance role (e.g. advertising, branch office, correspondence, outside business activities, securities transactions, etc.).
  • Compliance and fiduciary related examinations and certifications preferred, but not required.
  • Supervisory experience preferred, but not required.
  • In-depth knowledge of industry compliance requirements and standards.
  • Proficiency with the Client Gateway and SEC EDGAR websites.
  • Familiarity with financial services industry software (e.g. client relationship management, portfolio management, archiving solutions, surveillance and supervision software, etc.).
  • Ability to successfully balance multiple projects and work priorities in a highly independent and self-directed environment.
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Regulatory Compliance Analyst

85003 Phoenix, Arizona U-Haul

Posted 3 days ago

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Job Description

Location: 2721 N Central Ave, Phoenix, Arizona 85036 United States of America he Regulatory Compliance Analyst supports the Compliance, Actuarial, and Finance teams in the administration of Med Supp rate filings, regulatory tracking, and policyholder communications. This position assists in ensuring compliance with Medicare Supplement regulations, coordinating with internal teams on state filings, and maintaining documentation for regulatory approvals. Key Responsibilities: Regulatory Filings & Compliance Support Assist in the preparation and submission of Med Supp rate filings with state regulators.Monitor and track filing deadlines, approvals, and required documentation.Research and summarize regulatory requirements related to Med Supp pricing and policyholder notifications.Support Compliance leadership in responding to regulatory requests or objections. Cross-Department Coordination Work closely with Actuarial and Finance to collect data needed for rate filings.Assist in reviewing and drafting policyholder notices related to rate changes.Support Operations and Customer Service in implementing and explaining rate updates.Track and document changes in compliance policies affecting Med Supp products. Regulatory Monitoring & Reporting Monitor changes in Med Supp regulations at both state and federal levels.Prepare summaries and compliance updates for internal stakeholders.Assist in compliance audits to ensure adherence to regulatory filings and approved rates.Maintain organized records of all filings, approvals, and correspondence with regulators. Qualifications: Education: Bachelor's degree in Business, Finance, Insurance, Risk Management, related field or related educational experience. Experience: 1-2 years of experience in insurance compliance, regulatory affairs, actuarial support, or operations (Med Supp experience preferred but not required). Skills: + Basic understanding of insurance compliance and state filing processes. + Strong organizational skills and attention to detail. + Ability to analyze regulatory documents and summarize key points. + Good communication and teamwork skills. + Proficiency in Microsoft Excel and compliance tracking systems. Growth Path:This role provides an opportunity to grow into a Regulatory Compliance Manager or Senior Compliance Analyst with additional experience and regulatory knowledge. Task Breakdown (Daily, Weekly, Monthly) Daily Tasks: Track and update filing deadlines and status.Assist in preparing filing documentation and policyholder notices.Research regulatory changes and summarize municate with internal teams about compliance requirements. Weekly Tasks: Support Med Supp Rate Committee meetings by preparing compliance updates.Work with Actuarial and Finance teams to ensure accurate filing submissions.Monitor regulatory agency websites for any changes affecting Med Supp rates. Monthly Tasks: Help draft compliance reports for internal stakeholders.Assist in responding to regulatory inquiries or objections.Maintain an organized filing system for regulatory approvals. This role is ideal for an entry-level to early-career professional looking to gain experience in Med Supp compliance and eventually grow into a leadership position. U-Haul Offers: + Full Medical coverage + Prescription plans + Dental & Vision Plans + New indoor fitness gym + Gym Reimbursement Program + Registered Dietitian Program + Weight Watchers + Onsite medical clinic for you and your family + Career stability + Opportunities for advancement + Valuable on-the-job training + Tuition reimbursement program + Free online courses for personal and professional development at U-Haul Universityu00ae + Business and travel insurance + You Matter Employee Assistance Program + Paid holidays, vacation, and sick days + Employee Stock Ownership Plan (ESOP) + 401(k) Savings Plan + Life insurance + Critical Illness/Group Accident + 24-hour physician available for kids + Subsidized gym/ membership + MetLaw Legal program + MetLife auto and home insurance + Mindset App Program + Discounts on cell phone plans, hotels, and more + LifeLock identity Theft + Savvy consumer wellness programs- from health care tips to financial wellness + Dave Ramseyu2019s SmartDollar Program + U-Haul federal credit union + Wellness Program U-Haul Holding Company, and its family of companies including U-Haul International, Inc. (u201cU-Haulu201d), continually strives to create a culture of health and wellness. Consistent with applicable state law, U-Haul will not hire or re-hire individuals who use nicotine products. The states in which U-Haul will decline to hire nicotine users are: Alabama, Alaska, Arizona, Arkansas, Delaware, Florida, Georgia, Hawaii, Idaho, Iowa, Kansas, Maryland, Massachusetts, Michigan, Nebraska, Pennsylvania, Texas, Utah, Vermont, Virginia, and Washington. U-Haul has observed this hiring practice since February 1, 2020 as part of our commitment to a healthy work environment for our team. U-Haul is an equal opportunity employer. All applicants for employment will be considered without regard to race, color, religion, sex, national origin, physical or mental disability, veteran status, or any other basis protected by applicable federal, provincial, state or local law. Individual accommodations are available on requests for applicants taking part in all aspects of the selection process. Information obtained during this process will only be shared on a need to know basis.

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Regulatory Compliance Analyst

20022 Washington, District Of Columbia SPACE EXPLORATION TECHNOLOGIES CORP

Posted 3 days ago

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Job Description

SpaceX was founded under the belief that a future where humanity is out exploring the stars is fundamentally more exciting than one where we are not. Today SpaceX is actively developing the technologies to make this possible, with the ultimate goal ofenabling human life on Mars.

REGULATORY COMPLIANCE ANALYST

SpaceX is seeking to hire a Regulatory Compliance Analyst to support its Starlink satellite internet business with telecommunications regulatory compliance requirements in 150 markets around the world (and growing). Starlink uses a constellation of low Earth orbit satellites to deliver high-speed, low-latency broadband internet worldwide. As a Regulatory Compliance Analyst, you will play a key role in ensuring the company meets constantly evolving telecommunications regulatory requirements.

RESPONSIBILITIES:

  • Assist with the compilation and delivery of regulatory reports in over 150 markets worldwide
  • Create pipelines, tools, programs, and automation to combine data from multiple internal sources for efficient retrieval of data for regulatory reports and archiving/recordkeeping
  • Research relevant regulations issues around the world, including by coordinating research processes, managing internal data repositories, and completing other project management tasks
  • Transform complex, voluminous data about Starlink customers and business operations into succinct, user-friendly statistics to be shared with global telecom regulators and into dashboards/tools for use within the organization

BASIC QUALIFICATIONS:

  • 3+ years of experience related to regulatory compliance, including for example at a telecommunications company, law firm, international consulting firm, financial institution, energy company or other regulated business

PREFERRED SKILLS & EXPERIENCE:

  • Experience within the telecommunications industry
  • Strong project management, organization, and time management skills
  • Exceptional ability to work in a fast-paced environment and to communicate effectively with internal stakeholders about regulatory requirements
  • Technical skills to develop and maintain data systems for regulatory reporting, including Python automation, data processing and API requests, writing efficient SQL queries, Extract Transform Load experience for data integration, developing API endpoints, advanced Excel and PowerBI
  • GIS Mapping skills with QGIS software or similar
  • International experience with foreign language competency
  • Start-up, consulting, or other demonstrated experience in rapidly changing environment

ADDITIONAL REQUIREMENTS:

  • This position is based in Washington, DC,and requires being onsite - remote work not considered
  • Must be willing to work extended hours and/or weekends as needed
  • To conform to U.S. Government export regulations, applicant must be a (i) U.S. citizen or national, (ii) U.S. lawful, permanent resident (aka green card holder), (iii) Refugee under 8 U.S.C. 1157, or (iv) Asylee under 8 U.S.C. 1158, or be eligible to obtain the required authorizations from the U.S. Department of State. Learn more about the ITAR here .

SpaceX is an Equal Opportunity Employer; employment with SpaceX is governed on the basis of merit, competence and qualifications and will not be influenced in any manner by race, color, religion, gender, national origin/ethnicity, veteran status, disability status, age, sexual orientation, gender identity, marital status, mental or physical disability or any other legally protected status.

Applicants wishing to view a copy of SpaceXs Affirmative Action Plan for veterans and individuals with disabilities, or applicants requiring reasonable accommodation to the application/interview process should reach out .

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