3,477 Compliance Director jobs in the United States

Compliance Director

15289 Pittsburgh, Pennsylvania True Find Staffing (TFS)

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Job Description

Job Overview :
This position is responsible for developing, managing, and advancing the Fair Lending Risk-Based (FRB) Program by leading a team to execute compliance initiatives. The role requires broad experience in Fair Lending and FRB, with a strong focus on applying laws and regulations using advanced statistical and analytical tools. The Director of Compliance will design and oversee a comprehensive FRB Analytics program, focusing on compliance testing related to Fair Lending, UDAAP, HMDA, CRA, and other regulatory expectations.

The successful candidate will be responsible for communicating results clearly to a variety of audiences, including the Board of Directors, Executives, and Regulators, while ensuring high-quality reporting and deliverables.

Responsibilities :
  • Lead a team of compliance professionals to manage compliance risk across the organization.
  • Provide strategic guidance to business leaders on compliance risks.
  • Conduct compliance risk assessments and monitor business units' compliance risk controls.
  • Identify and address risks and issues, ensuring timely resolution.
  • Develop and maintain policies and procedures to align with regulatory requirements.
  • Perform or oversee statistical analysis, communicating results and actionable recommendations.
  • Prepare reports and deliver updates to the Board of Directors and other relevant committees.
  • Stay current on new and pending regulations and ensure effective change management processes.
  • Analyze complex datasets to identify risk trends and develop mitigation strategies.
  • Serve as a risk manager, ensuring all activities align with the organization's risk management program.
Qualifications :
  • Bachelor's degree required; advanced degree preferred.
  • 10+ years of related experience, with a focus on compliance and regulatory frameworks.
  • Proven management experience in compliance risk management programs.
  • In-depth knowledge of federal and state consumer protection laws and banking regulations.
  • Strong analytical, communication, and leadership skills.
  • Proficient in MS Word, Excel, and PowerPoint.
Preferred Certifications :
  • Certified Regulatory Compliance Manager (CRCM) designation preferred.
Role Requirements
  • Experience :
    • Fair lending background is essential.
    • Previous candidates in this role, like the 15-year veteran Fair Lending Officer, underscore the importance of this experience.
    • Executive communication skills, as the role involves regular interaction with senior leadership.
  • Leadership and Team Structure :
    • The position supervises three to four compliance specialists and collaborates with other compliance directors.
    • This role reports to the Managing Director of Corporate Compliance and indirectly to higher executives, emphasizing the need for leadership in fair lending initiatives.
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Compliance Director

27834 Greenville, North Carolina Victorian Senior Care

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Job Description

Compliance Director

The Compliance Director oversees the Corporate Compliance Program, functioning as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The position ensures management and employees are in compliance with the rules and regulations of regulatory agencies, that company policies and procedures are being followed, and that behavior in the organization meets the company's Standards of Conduct.

Must be credentialed LPN or RN

Responsibilities
  1. Ensures policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. Manages day-to-day operation of the Program.
  2. Assist in developing and completing periodical reviews and updates Standards of Conduct to ensure continuing currency and relevance in providing guidance to management and employees.
  3. Collaborates with other departments (e.g., Risk Management, Internal Audit, Employee Services, Human Resources, etc.) to direct compliance issues to appropriate existing channels for investigation and resolution.
  4. Responds to alleged violations of rules, regulations, policies, procedures, and Standards of Conduct by evaluating or recommending the initiation of investigative procedures. Oversees a system for uniform handling of such violations.
  5. Acts as an independent review and evaluation body to ensure that compliance issues/concerns within the organization are being appropriately evaluated, investigated, and resolved.
  6. Identifies potential areas of compliance vulnerability and risk; develops/implements corrective action plans for resolution of problematic issues and provides general guidance on how to avoid or deal with similar situations in the future.
  7. Provides reports on a regular basis, and as directed or requested, to keep the Corporate Compliance Committee informed of the operation and progress of compliance efforts.
  8. Ensures proper reporting of violations or potential violations to duly authorized enforcement agencies as appropriate and/or required.
  9. Establishes and provides direction and management of the corporate office.
  10. Other duties as needed by circumstances
Qualifications
  • Must have a high school diploma or GED; however, some college is preferred.
  • Licensed assisted living administrator and/or at least 3 years supervisory experience preferred.
  • Must be able to read, write, understand, and follow directions.
  • Must have strong organization skills, as well as written and verbal communication.
  • Must have no substantiated findings on the NC personnel registry or health care program.
  • Must have a clear SBI and DMV record and maintain them during the duration of employment.
  • Must have a valid NC driver's license and maintain them during the duration of employment.
  • Must have had at least 8 years of driving experience, as this is a requirement of the company's liability insurance carrier.
  • Creativity and quality teamwork skills are a must.
  • Computer proficiency with Word, Excel, and PowerPoint.
  • Must be able to bend, stoop, squat, and reach overhead as needed.
  • Must be able to lift, push, pull a minimum of 50 pounds
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Compliance Director

02472 Watertown, Massachusetts Cogentbio

Posted 1 day ago

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Job Description

Who We Are

Cogent Biosciences is a publicly traded biotechnology company focused on developing precision therapies for genetically defined diseases. Our most advanced clinical program, bezuclastinib, is a selective tyrosine kinase inhibitor designed to inhibit the KIT D816V mutation and other mutations in KIT exon 17. KIT D816V drives systemic mastocytosis (SM), a serious disease caused by unchecked proliferation of mast cells. Exon 17 mutations are also found in patients with advanced gastrointestinal stromal tumors (GIST), a type of cancer heavily dependent on oncogenic KIT signaling. Top-line results from registration-directed trials in Non-Advanced SM, Advanced SM, and GIST are expected in 2025. Additionally, we are studying an internally discovered FGFR2 inhibitor and developing therapies targeting mutations in ErbB2, PI3K?, and KRAS.

Our Team

Were seeking an energetic, versatile, and highly driven compliance professional to join our Legal & Compliance team as Compliance Director. The successful candidate will develop our corporate ethics and compliance program, working closely with departments including commercial, medical, market access, and R&D to ensure compliant launches of our late-stage therapeutics. Reporting to the Senior Corporate Counsel, this role involves collaboration across all levels of staff, requiring excellent project management, sound judgment, teamwork, and flexibility, with opportunities for professional growth.

Responsibilities
  • Contribute to developing and implementing Cogents ethics and compliance program, including policies, training, monitoring, and vendor management.
  • Partner with all departments to foster a culture of compliance, identify risks, and promote ethical business practices.
  • Conduct compliance training to ensure understanding of policies, laws, and ethical standards.
  • Support development of processes like transparency reporting, monitoring, and documentation systems.
  • Maintain knowledge of relevant laws and regulations, including the Anti-Kickback Statute, False Claims Act, and Sunshine Act.
  • Provide updates and training on legal developments to internal teams.
Qualifications
  • BA/BS degree required; J.D. or advanced degree preferred.
  • 10+ years in compliance roles within the biopharmaceutical industry, especially in emerging, publicly traded companies.
  • Experience creating and implementing compliance programs, notably for initial product launches.
  • Strong business partnering skills with the ability to communicate effectively and solve issues pragmatically.
  • Excellent multitasking, attention to detail, and interpersonal skills.
  • Commitment to ethical conduct and confidentiality.
  • Excellent verbal and written communication skills.
  • Willingness to travel up to 25%.
  • This is a hybrid role based in Waltham, MA, with local candidates preferred.

Compensation

$215,000 - $245,000 annually Target Bonus: 20% Compensation varies based on skills, experience, and location. Our Locations

Waltham, MA: Our Boston office features an open layout designed for collaboration, with free parking and gym access.

Boulder, CO: Our new research facility in the Denver/Boulder area is home to our discovery research organization, with the CEO based full-time here.

Our Offer To You

We offer a comprehensive benefits package, including competitive pay, bonuses, stock options, health insurance, generous time off, a 401(k), and commuter benefits.

We are committed to diversity and equal opportunity, hiring based on merit and business needs without discrimination.

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Compliance Director

02472 Watertown, Massachusetts Cogent Biosciences

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Job Description

Who We Are

Cogent Biosciences is a publicly traded biotechnology company focused on developing precision therapies for genetically defined diseases. The most advanced clinical program, bezuclastinib, is a selective tyrosine kinase inhibitor that is designed to potently inhibit the KIT D816V mutation as well as other mutations in KIT exon 17. KIT D816V is responsible for driving systemic mastocytosis (SM), a serious disease caused by unchecked proliferation of mast cells. Exon 17 mutations are also found in patients with advanced gastrointestinal stromal tumors (GIST), a type of cancer with strong dependence on oncogenic KIT signaling. Top-line results from registration-directed trials in NonAdvanced SM, Advanced SM and GIST are expected in 2025. The company also has an ongoing Phase 1 study of its novel internally discovered FGFR2 inhibitor. In addition, the Cogent Research Team is developing a portfolio of novel targeted therapies to help patients fighting serious, genetically driven diseases targeting mutations in ErbB2, PI3K? and KRAS.

Our Team



We're seeking an energetic, versatile, and highly driven compliance professional to join our growing Legal & Compliance team as Compliance Director. The successful candidate will help develop all aspects of our corporate ethics and compliance program and partner closely with all departments including commercial, medical, market access, and R&D to ensure the successful and compliant launch of our late-stage therapeutic candidate. Reporting to the Senior Corporate Counsel, Commercial Healthcare and Compliance, the Compliance Director will work with all levels of employees, including senior management. The role requires superb project management and operational skills, sound judgment, a team mentality, and flexibility to support our compliant and ethical business in this highly regulated space, with meaningful opportunities for professional development and career growth.

Responsibilitties

    • Contribute to the development and implementation of Cogent's ethics and compliance program, including by developing policies and trainings, supporting monitoring efforts, and working to implement key vendors.
    • Partner across all departments to promote and enhance a culture of compliance, identify and mitigate compliance risks, and guide compliant business practices.
    • Conduct compliance training for commercial and other teams to ensure understanding of key policies, laws, best practices, regulatory requirements and ethical standards.
    • Support development of key processes and programs, such as transparency reporting, compliance monitoring, and training documentation systems.
    • Develop and maintain knowledge of key laws, regulations, and industry guidance, including the Anti-Kickback Statute, False Claims Act, Federal Sunshine Act, and various state laws and industry guidance (e.g., PhRMA Code)
    • Develop and conduct training and periodic updates for internal teams on relevant topics and legal developments.
Qualifications
    • BA/BS degree required; J.D. or other advanced degree a plus.
    • 10+ years' experience in compliance departments in the biopharmaceutical industry, in both operational and business partnering roles. Broad experience in an emerging, publicly traded biopharmaceutical company environment is a plus.
    • Experience in creating and enhancing right-sized compliance programs. Prior experience implementing a corporate compliance program for a biopharmaceutical company through its initial commercial launch is highly preferred.
    • Business partnering skills: demonstrated ability to partner effectively with growing and evolving commercial and other teams to achieve business goals while mitigating compliance risks; think strategically and analytically to solve issues in a pragmatic and efficient manner; and communicate those solutions clearly and concisely.
    • Ability to manage multiple tasks timelines in a fast-paced environment with attention to quality and detail.
    • Strong interpersonal skills, including proven ability to interact and communicate effectively with individuals from multiple departments at all levels of the organization, including senior leadership.
    • Commitment to professionalism and ethical conduct, including ability to handle confidential and/or sensitive information.
    • Excellent verbal and written skills, allowing for an open and effective dialogue throughout the company.
    • Ability to travel up to 10- 25% of the time.
    • This role is hybrid (two days a week in office in Waltham, MA); local candidates are strongly preferred.


$215,000 - $245,000 a year

Target Bonus: 20%

Exact compensation will vary based on skills, experience, and location.

Our Locations

Waltham, MA: Our Boston office includes an open office layout that has recently undergone a makeover designed for collaboration and giving our employees the best work place possible. Free access is provided for both on-site parking and gym facilities in the building.

Boulder, CO: We have just moved into our new state-of-the art Research Facility in the fast-growing biopharmaceutical hub in the greater Denver/Boulder corridor. Our CEO is based full-time in this location and we are proud to call this the home of Cogent's discovery research organization.

Our Offer To You

To attract the very best talent, we offer a generous benefits package that includes competitive pay, performance-based bonus, stock options, insurance coverage (health, dental, life, and disability), competitive time-off, a 401(k) plan, and commuter/parking benefits.

We are proud to be an Equal Opportunity Employer. Our goal is to have a diverse workforce. We do not discriminate on the basis of race, age, color, religion, national origin, gender, sexual orientation, gender identity or expression, veteran status or disability, or any other status protected under federal, state, or local law. All employment is decided on the basis of qualifications, merit, and business need.
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Compliance Director

02298 Boston, Massachusetts Codman Square Health Center

Posted 1 day ago

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Job Details

Job Location
1100 Washington Street - Boston, MA

Description

Position Summary:

Reporting to the Chief Operating Officer this position is responsible for developing and coordinating compliance programs that monitor operational and programmatic compliance. This position for the development of clinical standards and training programs.

Primary Responsibilities:
  • Direct the development, implementation and evaluation of department goals, objectives, policies, procedures, and standards of practice;contributingto the delivery of care.
    • Define, implement, and maintain program and operational indicators that supportprogram compliance.
    • Develop and implement tools to conduct effective program evaluation.
    • Establish accreditation/regulatory preparation process and implement to ensure all areas achieve successful accreditation.
    • Perform and coordinate performance audits to identify areas of concern and ensure uniformity of practice standards.
    • Collaborate and coordinate with the Director of QI/Compliance to ensure regulatory standards are met and maintained.
  • Coordinate, develop and present educational/training programs to maintain, enhance, and assess job performance and competencies of staff.
    • Develop and implement a training curriculum, programs and training programs materials that promotes educational events and presents programs based on employee and management request and needs assessments.
    • Conduct and arrange for educational training sessions.
    • Conduct competency testing by collaborating with staff and management to determined competencies and the method of assessing those competencies through skill demonstration and/or written assessment.
    • Provide review of job descriptions and competencies in conjunction with Human Resources for nursing and other designated clinical staff.
    • Provide feedback regarding staff skills, reassessing specific needs, creating action plans and conducting or making provision for the affiliated health care agencies.
  • Direct activities related to the development and maintenance of administrative and clinical policies and procedures.
    • Perform annual review and update of policies and procedures.
    • Serve as clinical liaison on various internal and external committees involved inestablishing policies and procedures.
    • Coordinate with the clinical leadership in the development of new procedures.
    • Act as a resource to the community, outreach programs and other health-care organizations.
    • Supervise Compliance Specialist.
    • Manage special project activities.
    • Other duties and/or other locations as assigned.
Qualifications

Qualifications and Skills:
  • BSN, an allied health field or management.
  • Experience with staff and program development.
  • Knowledge of accreditation standards, federal guidelines, and health care organizational standards.
  • Strong written and verbal communication skills.


CODMAN SQUARE HEALTH CENTER MISSION, VISION, AND VALUES

Mission: To serve as a resource for improving the physical, mental, and social well-being of the community.

Vision: Codman Square Health Center is our community's first choice for comprehensive, holistic, and integrated serviced, and empowers individuals to lead healthy lives and build thriving communities.

Values:

Patients: Our patients are the center of our care team.

Community: The well-being of the individuals is deeply connected to the health of our community.

Advocacy: We advocate for responsive policies and resources to address health disparities and promote healthy equity.

Staff: We are a diverse, empowered, compassionate and prepared workforce.

Innovation: we promote a culture of innovation that has measurable and sustainable impact.

Partnership: We build and sustain diverse partnerships

Codman Square Health Center is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, sex, color, religion, national origin, sexual orientation, protected veteran status, or on the basis of disability.
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Compliance Director

37544 Memphis, Tennessee Veteran Hiring Solutions

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Job Description

Are you a U.S. military veteran with a strong background in compliance, legal policy, or risk management? Veteran Hiring Solutions is seeking a highly motivated and experienced Compliance Director to lead corporate compliance initiatives for a forward-thinking electric mobility company. As a key member of the Legal Team, you will be responsible for building and managing a comprehensive compliance program that ensures adherence to federal and state regulations, minimizes risk, and aligns with strategic business goals. Your leadership will help shape the legal and ethical foundation of a company that is redefining the future of transportation.

Why This Role?

This is a unique opportunity to architect and lead a company-wide compliance program in a fast-paced, high-growth environment. Youll be part of a pioneering team driving innovation in electric mobility while safeguarding operational integrity and ethical standards. Your service, leadership, and legal acumen will be instrumental in helping the organization navigate complex regulatory landscapes.

What Youll Do

Compliance Program Development & Oversight:

  • Develop and lead the implementation of a comprehensive, risk-based corporate compliance program.
  • Create and regularly update internal policies, procedures, controls, and training programs to maintain regulatory alignment.
  • Design and execute internal audits to evaluate compliance with legal and ethical standards.
  • Lead strategic and tactical compliance planning, ensuring alignment with industry regulations and corporate priorities.

Regulatory Strategy & Risk Mitigation

  • Monitor and interpret complex regulatory requirements; provide strategic advice to executive leadership.
  • Collaborate with stakeholders across legal, operations, and business units to assess and mitigate compliance risks.
  • Ensure full compliance with federal, state, and industry-specific regulations affecting the organization.
  • Respond to regulatory inquiries and interface with external agencies and auditors as the primary compliance contact.

Leadership & Communication

  • Lead investigations into compliance violations, recommend and enforce corrective actions, and maintain audit-ready records.
  • Partner with leadership teams to integrate compliance frameworks across departments and drive a culture of ethical excellence.
  • Present compliance updates and risk reports to Executive Leadership and key stakeholders.
  • Guide internal teams, outside counsel, and service providers in maintaining legal and regulatory readiness.

Who Should Apply?

Only U.S. Military Veterans are eligible to apply. If you served in the Army, Navy, Air Force, Marine Corps, Coast Guard, Space Force, Reserves, or National Guard, and have extensive experience in compliance, risk management, or legal strategy, we want to hear from you. Your leadership, precision, and integrity make you a natural fit for this critical role.

Requirements
  • Must have served in the U.S. Armed Forces (active duty, reserves, or guard).
  • Bachelors degree in Law, Business Administration, or a related field (Masters or JD preferred).
  • 8+ years of experience in compliance, legal, or risk management roles.
  • 35 years of leadership experience preferred.
Certifications (preferred)
  • Certified Compliance & Ethics Professional (CCEP) or equivalent.
Skills & Abilities
  • Deep knowledge of compliance frameworks, risk management, and regulatory law.
  • Experience with audits, internal controls, and corporate policy development.
  • Excellent written and verbal communication skills.
  • High attention to detail, accuracy, and deadline management.
  • Ability to lead cross-functional initiatives and influence at all levels of the organization.
  • Strong organizational and interpersonal skills.
  • Proficiency with legal platforms and Microsoft Office tools (Word, Access, Excel, PowerPoint).
Benefits

Full white glove relocation package. Benefits package to include retirement plan. More information will be presented during the interview process.

Seniority level
  • Director
Employment type
  • Full-time
Job function
  • Legal
  • Industries
  • Manufacturing

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Compliance Director

38611 Marshall County, Mississippi Amplify Cell Technologies

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Job Description

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About Amplify Cell Technologies:

Amplify Cell Technologies is a manufacturer of lithium-ion batteries for the commercial vehicle industry. Our commitment to innovation and sustainability drives our mission to provide reliable and efficient energy solutions. As part of our dedication to operational excellence, we prioritize the health, safety and environmental well-being of our employees and the communities we serve.

Brief Description

About Amplify Cell Technologies:

Amplify Cell Technologies is a manufacturer of lithium-ion batteries for the commercial vehicle industry. Our commitment to innovation and sustainability drives our mission to provide reliable and efficient energy solutions. As part of our dedication to operational excellence, we prioritize the health, safety and environmental well-being of our employees and the communities we serve.

What You Will Spark At Amplify

We are seeking a highly motivated and experienced Compliance Director to join our team. In this role, you will be instrumental in developing a compliance program (that includes effective risk-based systems, policies, procedures, internal controls, guidelines and trainings) and leading Amplifys corporate compliance initiatives. As a key member of Amplifys Legal Team, you will be responsible for ensuring that our policies, practices and systems are compliant with relevant laws and regulations, providing strategic guidance on complex regulatory requirements and collaborating with internal stakeholders to develop mitigation strategies. You will ensure the company operates in adherence to all applicable legal and regulatory requirements while managing and mitigating compliance risks. Embrace the thrill of shaping the landscape of electric mobility as you embark on this exhilarating journey, where your strategic legal and compliance expertise will be key in achieving unprecedented milestones under our dynamic leadership.

Key Responsibilities

  • Develop Amplify's compliance program.
  • Lead the strategic and tactical management of corporate compliance initiatives and ensure Amplifys policies, practices and systems are compliant with relevant laws and regulations.
  • Provide strategic advice on complex regulatory requirements and develop strategies to respond to regulatory inquiries.
  • Collaborate with internal stakeholders, outside counsel and service providers to develop mitigation strategies and ensure compliance with emerging laws.
  • Ensure Amplify remains compliant with federal and state regulations.
  • Create, implement and update company policies and procedures to ensure they align with legal and ethical standards.
  • Assess and identify compliance risks and take proactive measures to mitigate those risks across the organization.
  • Oversee regular audits to assess compliance with policies, procedures and regulations and recommend improvements as needed.
  • Prepare and present compliance report findings to Executive Leadership.
  • Lead investigations into compliance violations, implement corrective actions and enforce policies to maintain compliance.
  • Collaborate with leaders throughout the organization to ensure seamless integration of compliance practices.
  • Serve as the main point of contact for external regulatory agencies and auditors.

Qualifications

  • Bachelor's degree in Law, Business Administration or a related field; Masters or Juris Doctorate preferred
  • 8+ years of experience in compliance, legal or risk management required
  • 3-5 years of experience in a leadership role preferred
  • Certified Compliance & Ethics Professional or other relevant compliance certifications preferred
  • In-depth knowledge of industry regulations, legal frameworks and compliance best practices
  • Ability to analyze complex regulations, identify potential risks and create solutions
  • Excellent communication skills, both written and verbal
  • Strong organizational, interpersonal and analytical skills
  • Ability to manage multiple projects and prioritize effectively, adapting to rapidly changing priorities in a fast-paced environment
  • Must be self-motivated and deadline-driven with high attention to detail and accuracy
  • Ability to build relationships and influence at all levels of the organization
  • Proficiency in legal software and Microsoft Office Suite (Word, Access, Excel, PowerPoint)
Seniority level
  • Seniority level Director
Employment type
  • Employment type Full-time
Job function
  • Job function Legal
  • Industries Manufacturing

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About the latest Compliance director Jobs in United States !

Compliance Director

02298 Boston, Massachusetts Fidelity Corp

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Compliance Director, Fixed Income Compliance

Fidelity Institutional Compliance is seeking an associate to provide compliance coverage for Fidelity Capital Markets (FCM) fixed income trading, sales and underwriting desks. FCM is the trading arm of Fidelity Investments, executing trades on behalf of institutional clients and many of Fidelitys other businesses.

The FCM Compliance Director will be responsible for providing a broad range of direct advisory support to trading desks and product areas within FCM. The associate will build and maintain relationships with business partners, advise on policy matters, and coordinate key compliance activities relevant to our businesses. In addition to fixed income coverage, the Compliance Director will support FCMs Equity Syndicate Desk.

The Compliance Director will be responsible for:

  • Providing ongoing advisory support to FCM fixed income trading, sales, and underwriting desks.
  • Developing and maintaining written supervisory procedures and compliance policies applicable to the teams coverage area.
  • Facilitating the implementation of new or amended regulations.
  • Collaborating with the FI Compliance Regulatory Management team in regulatory matters, as necessary.
  • Supporting the introduction of new products and service initiatives by providing advice and developing the appropriate Compliance/supervisory infrastructure.
  • Designing and delivering targeted training to business personnel.
  • Tracking emerging regulatory issues that may impact the firm by analyzing relevant enforcement matters and being an active participant in relevant industry groups.

The expertise and skills you bring:

  • Prior experience in a fixed income trading environment and/or relevant experience with a securities regulator.
  • Familiarity with one or more of the following fixed income product areas: underwriting, trading, institutional sales, or fixed income trade reporting (TRACE/RTRS).
  • Strong written and oral communication skills including the ability to explain issues accurately and succinctly to compliance and business management.
  • The ability to work both independently and as part of a closeknit team.
  • Accountability and ownership of issues and initiatives, with an ability to independently exercise good judgment and see projects through to completion.
  • Intellectual curiosity and sharp investigative skills, as well as strong analytical and problem-solving skills.
  • Ability to influence key decision makers through a combination of knowledge, reasoning and relationships.

The base salary range for this position is $100,000-$169,000 per year. Placement in the range will vary based on job responsibilities and scope, geographic location, candidates relevant experience, and other factors.

Base salary is only part of the total compensation package. Depending on the position and eligibility requirements, the offer package may also include bonus or other variable compensation.

We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career. Note, the application window closes when the position is filled or unposted.

Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

Fidelitys hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite every other week (all business days, M-F) in a Fidelity office.

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Compliance Director

10261 New York, New York Cardea Group

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Job Description

Our client, a private equity fund with successful fundraises and increased AUM over the past decade, has a need for a strong, insightful Compliance Manager to join their team in a #3 capacity. The Compliance Director will work closely with the Deputy CCO and CCO to oversee the day to day compliance program. This is an exceptional opportunity for a strategic thinking compliance professional who would like to segway their career into a pivotal role collaborating with leadership on compliance initiatives and driving the compliance program to be best in class.

Key Points:
  • Hiring manager is excited to onboard someone who is driven, strong at project management, and has a command of compliance programs
  • Firm has a long track record and manages north of $40B in assets and a 20+ year history with a tremendous reputation in the industry
  • High visibility generalist role working under two tremendous mentors in the compliance department
  • Collaborative group of individuals across the organization where growth is promoted from within
Responsibilities:
  • Prepare regulatory filings, administer the firms compliance program, and oversee Code of Ethics
  • Collaborate with the marketing and investor inquiries teams to respond to RFPs, DDQs and other communications
  • Drive compliance initiatives across various areas of the program depending on regulatory trends
  • Conduct compliance testing and update policies/procedures
  • Create risk matrices to outline compliance initiatives
  • Monitor the investment/researchs team use of expert networks
  • Partner with compliance consultants to conduct mock audits and heed advice on regulatory updates
Qualifications:
  • 8-12+ years of experience in an investment advisor (private equity, private credit, hedge fund, etc.)
  • Bachelors Degree
  • Strong command of full suite of compliance responsibilities with the ability to drive and lead projects
  • Excellent judgment and ability to communicate with all levels of professionals
  • Proactive, driven and mentality of excellence

Compensation Expectations: $25-250K base; 350-500K+ all-in

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Compliance Director

40201 Louisville, Kentucky Careringhealth

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Join to apply for the Compliance Director role at CareRing Health

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Overview
The Director, Compliance is responsible for developing and establishing compliance policies, procedures and strategies to ensure the Company complies with all applicable contractual and legal requirements. Oversees the development, implementation, and maintenance of a comprehensive, data-driven QAPI program in a healthcare facility to improve quality of care and outcomes.

About Us
CareRing Health is the healthcare-at-home leader, dedicated to bringing a comprehensive and coordinated ring of care including home health, home-based primary care, homecare, and hospice care to the chronically-ill, Medicaid/Medicare-eligible population. Our innovative healthcare delivery model will result in better patient outcomes and bring health equity to this underserved population. We are seeking talented, passionate individuals to join our mission and help our patients live happier and healthier lives where they want to bein their homes.

What We Offer:

  • Be part of a unique healthcare company where we can help those who need our help the most
  • Competitive pay
  • Paid on a weekly basis
  • Medical/dental/vision/life insurance
  • Paid holidays/PTO/401(k) match
  • Career growth opportunities
  • Great and collaborative work environment

Responsibilities

  • Identify, assess, and address areas of significant organizational risk
  • Develop, implement, and maintain internal audit policies and procedures in accordance with applicable law and best practices
  • Ensure that ongoing learning for employees meets all credentialing, contractual and/or licensing requirements
  • Ensure that onboarding for new employees meets all credentialing, contractual and/or licensing requirements
  • Collaborate with the Operations teams to create appropriate training, orientation and in-service programs
  • Monitor all regulatory agencies to maintain compliance with all current rules and regulations
  • On-site survey readiness assessments as necessary
  • Hands on participation with external survey agencies to assist provider locations in completing the survey process
  • Develop, train, and monitor any corrective action plans needed as a result of the internal/external survey process
  • Assist with identifying general and specific educational and training needs
  • Ensure employee qualifications/certifications are compliant with applicable law
  • Coordinates QAPI activities, develops and implements Performance Improvement Projects
  • Review and monitor data for compliance and performance improvement
  • Monitor insurance and licensing contract credentialing and renewal process
  • Perform risk management activities for program complaints and incidents
  • Assist with managing aspects of the Quality & Compliance programs
  • Communicate and implement all activities to maintain full compliance with legal and accreditation initiatives
  • Review patient and referral source satisfaction with trend identifications for improvement as necessary
  • Review and monitor organizations Emergency Management & Infection Control program
  • Monitors progress and reports to senior leadership and regulatory bodies
  • May perform other duties as needed and/or assigned

Qualifications

  • RN with minimum two (2) years of home health/home care management/compliance experience
  • RN with minimum one (1) year of experience in compliance coordination and/or audit preparedness in multi-state and multi-service lines
  • Maintain current knowledge of local, state and federal regulations as they relate to home care and home health while staying proficient in researching and interpreting Conditions of Participations (COPs) in Medicaid, Medicare, Waiver, HMO, MCO licensure & Accreditation
  • Valid drivers license required
  • Ability to exercise sound judgment and good problem-solving skills at all times
  • Strong written and verbal communication skills
  • Ability to work independently
  • Ability to work flexible hours
  • Eligibility for certain benefits may depend on employment status

CareRing Health is an equal opportunity employer committed to providing equal employment opportunities without regard to race, color, religion, sex (including pregnancy), sexual orientation, age, national origin, disability, genetic information, veteran status, or any other classification protected by applicable law.

Seniority level

Mid-Senior level

Employment type

Full-time

Job function

Legal

Industries

Home Health Care Services

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