1,852 Equity Trading jobs in the United States
Compliance Officer - Options/Equity Trading
Posted 3 days ago
Job Viewed
Job Description
We are seeking an experienced Compliance Officer with a strong background in financial services, specifically within broker-dealer operations, US capital markets, and FINRA regulatory oversight. This role is critical in ensuring compliance with the SEC and FINRA regulations and supporting the firm's regulatory initiatives.
Key Responsibilities
- Support regular compliance testing and monitoring of policies and procedures including: personal trading; outside business activities; gifts and entertainment; registrations and filings; sales practice; and, operations
- Prepare written policies and procedures and support remediation efforts of compliance
- Assist in rule reviews of all U.S. options and equities exchanges along with FINRA and the SEC
- Assist in ongoing compliance training of the firm and orientation for new hires
- Ensure all required regulatory filings are completed on a timely basis and updated as necessary and confirm all associated persons and entities hold appropriate licenses and registrations
- Ensure all required books and records and properly maintained pursuant to SEC requirements
- Assist in connection with periodic testing, on-site regulatory examinations and ad-hoc inquiries
- Work proactively to identify potential problems & compliance issues
- Will report to and work closely with the company's Chief Compliance Officer as to issues, problems, and sales practice.
- 4+ years of Compliance experience with a Broker-Dealer or an Investment Adviser / Broker-Dealer, Compliance Consulting firm, or Bank.
- Bachelor's Degree in a related field required.
- Familiarity with SRO rules and regulations, regulatory filings, compliance technology platforms, and risk management frameworks.
- Experience identifying compliance issues and operational risk concepts.
- Strong understanding of SEC, FINRA and U.S. options and equity exchange rules.
- Juris Doctor (JD) or equivalent legal training in financial regulatory matters is highly desirable.
- Candidates with FINRA compliance, broker-dealer operations, and US capital markets regulatory experience are strongly preferred.
- Strong written and verbal communication skills, a can-do-attitude, enthusiasm, and a strong aptitude for learning.
- The ability to effectively prioritize workloads and complete tasks within well-defined guidelines and time constraints is essential.
- Organizational skills and attention to detail are critical given the nature of paperwork, processes, and work, upon which both clients and the Firm depend.
- This person is an intelligent, analytical thinker with the ability to draw on a range of resources to ensure a high-quality outcome across the position responsibilities.
- Series 7 and 63 registrations.
- Ability to collaborate and interact with multiple business structures and the temperament and skill to manage different types of personalities
- Ability to handle competing priorities, be self-directed and able to manage workload and make decisions
- Teamwork, excellent communication and analytical skills are essential
- Proficient in Word, Excel, Outlook, and PowerPoint
- Regulatory experience
- Written communication
- Communicativeness
- Problem solving & decision making
- Industry knowledge
- Functional/technical expertise
- High standards
- Integrity
Salary Range:
The estimated salary range is $110,000 - $130,000. Salary is negotiable depending on experience and skills.
About Us:
We're a diverse group of visionary innovators who provide trading and workflow automation software, high-value analytics, and strategic consulting to corporations, central banks, financial institutions, and governments. Founded in 1999, we've achieved tremendous growth by bringing together some of the best and most successful financial technology companies in the world.
Over 2,000 of the world's leading corporations, including 50% of the Fortune 500 and 30% of the world's central banks, trust ION solutions to manage their cash, in-house banking, commodity supply chain, trading and risk.
Over 800 of the world's leading banks and broker-dealers use our electronic trading platforms to operate the world's financial market infrastructure.
ION is a rapidly expanding and dynamic group with 13,000 employees and offices in more than 40 cities around the globe,
Our ever-expanding global footprint, cutting edge products, and over 40,000 customers worldwide provide an unparalleled career experience for those who share our vision.
ION is committed to maintaining a supportive and inclusive environment for people with diverse backgrounds and experiences. We respect the varied identities, abilities, cultures, and traditions of the individuals who comprise our organization and recognize the value that different backgrounds and points of view bring to our business. ION adheres to an equal employment opportunity policy that prohibits discriminatory practices or harassment against applicants or employees based on any legally impermissible factor.
Director, Equity Trading Product Manager

Posted 4 days ago
Job Viewed
Job Description
The Equities business is seeking an Electronic Trading Product Manager at the Director level to build on and innovate Citi's electronic trading offering for key institutional clients, including Asset Managers, Hedge Funds, and Quant Funds. This role reports into the Equities Electronic Product team and requires a strong technical background as well as a proactive approach to product management. This role also supports development work across the Equities platform, including the Electronic Trading desk and Citi's internal Central Risk Book, High Touch desk, the Portfolio Trading team.
**Key Responsibilities**
+ Support all aspects of product management for Citi Equity Electronic Trading Products.
+ Conduct product research and data analysis in support of the innovation, design and maintenance of equities execution algorithms, Smart Order Routers and related trading products.
+ Support the growth of Liquidity Hub Product - Citi's proprietary central risk framework, which facilitates trading for the broader institutional equity business.
+ Maintain strong policy, risk management, and governance compliance structure within the EE and central risk platform.
+ Develop and maintain new features within Citi's IOI platform - to efficiently deliver and optimize liquidity with core institutional clients
+ Support all aspects of the international create/redeem product and international CIBs- in coordination with the Central Risk and Program Trading desks
+ Continue to innovate within Cit's Electronic Execution platform- developing and tailoring algorithmic strategies to changing market structure dynamics and client demands
**Required Skills**
+ Subject matter expertise on Electronic Trading products - execution algorithms, Smart Routers, DMA.
+ Extensive relevant experience in electronic trading product management or a related field, with a deep understanding of platform architecture, technologies, and market microstructure across Futures and Cash Equities.
+ Strong analytical and problem-solving skills, with ability to analyze data, identify liquidity trends, and make data-driven decisions.
+ Proven track record of successfully managing complex global technology projects.
+ Strong communication and interpersonal skills, with ability to effectively communicate technical concepts to both technical and non-technical internal partners.
+ Strong understanding of global regulatory and compliance requirements related to electronic trading and cash equities.
**Education/Licenses**
+ Bachelor's degree or higher in Computer Science, Math Finance, Engineering or a related field
+ Series 7, 57, 63
---
**Job Family Group:**
Product Management and Development
---
**Job Family:**
Product Management
---
**Time Type:**
Full time
---
**Primary Location:**
New York New York United States
---
**Primary Location Full Time Salary Range:**
$200,000.00 - $300,000.00
In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire.
---
**Most Relevant Skills**
Please see the requirements listed above.
---
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
---
**Anticipated Posting Close Date:**
Jul 29, 2025
---
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi ( ._
_View Citi's EEO Policy Statement ( and the Know Your Rights ( poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
Sr. Software Developer- Equity Trading Systems
Posted 4 days ago
Job Viewed
Job Description
The successful candidate will join the OMS development team. The OMS team is responsible for developing software that facilitates portfolio implementation, compliance, and trading workflows for a variety of investment products, namely equities, equity swaps, futures, options, fixed income derivatives, and FX, across both Institutional and Private client business lines.
The role requires hands-on coding and design in an n-tier Java, .NET (C#), SQL Server environment. The candidate's primary responsibility includes designing UI features, enhancing or creating new API calls, implementing financial logic, interfacing with numerous internal/external systems. In addition, the candidate will provide technical leadership by assisting with technical design and mentoring junior team members.
The team is small, efficient and works in an agile manner. Projects are done in teams as well as individually, and there are lively discussions about design. A passion for solving real world problems and coding software is shared by all! This is a great opportunity to get in on a small but highly visible team.
What We're Looking For
- BS in Computer Science or related field, MS in Computer Science preferred
- 5+ years of experience with modern OOP language
- 5+ years of experience with T-SQL (SQL Server preferred) or other SQL language
- 5+ years hands-on experience with OEMS applications
- Strong understanding of securities industry, namely trading and order management processes
- Experience with FIX messaging is desired
- N-tier design, DDD, SOA, asynchronous processing, threading designs
- Java, C#, VB.NET, .NET 4.x
- XML, JSON, Serialization
- WCF, Web Services, MSMQ, ActiveMQ
- SQL, ETL, stored procedures, table variables
- Job scheduling, Control-M
Location: City/State/Country: Nashville, TN
EOE Statement: Specialist Staffing Group is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.
In addition to base pay, direct-hire employees may be eligible for client offered benefits such as medical, dental, and vision coverage, and paid leave where required by applicable law. Eligibility may vary based on factors such as location and hire date and is subject to change.
To find out more about Huxley, please visit
VP, Quantitative Analyst-Developer, Electronic Equity Trading
Posted 15 days ago
Job Viewed
Job Description
Under limited direction, with a high level of autonomy, uses extensive knowledge and skills obtained through education and experience to enhance and support a wide variety of projects assigned by the Lead Quant, Equity Trading, related to algo-enhancement & development, creating back-testing framework, and related data-analytics projects. Leads the design and oversees the creation and deployment of algo enhancement and additions while leveraging internal sources and coordinating with external vendors. Works independently to complete complex task within the timeframe provided. Uses understanding of the goal to generate ideas and enhancements that provide a more complete and effective product.
Job Description
Essential Duties And Responsibilities
- Develops and implements added execution algos and enhancements for Raymond James electronic trading business.
- Analyzes and provides quantitative analysis of Raymond James (RJ) historical trade data from several sources.
- Creates back-testing models to evaluate and optimize the firm's trading strategies.
- Initiates and maintains excellent working rapport with business contacts.
- Takes new ideas, methods, or models and implements them efficiently.
- Work on other quantitative tasks assigned by the group.
- Recommend and implement enhancements and improvements to our electronic trading product offering.
- Work with various internal teams to understand existing and new trading applications and processes employed to develop, test, deploy, support and troubleshoot them.
- Disseminates information to the Raymond James (RJ) Electronic Trading team and clients on a timely basis.
- Communicate with vendors to drive the evolution of platforms and work with new vendors on opportunities to deliver new methods, or models to implement efficiently.
- Perform in-depth venue analysis, market structure analysis, pre- and post-transaction cost analysis and algorithmic customization for clients.
- Performs and manages other quantitative duties and responsibilities as assigned.
At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.
We Expect Our Associates At All Levels To
- Grow professionally and inspire others to do the same
- Work with and through others to achieve desired outcomes
- Make prompt, pragmatic choices and act with the client in mind
- Take ownership and hold themselves and others accountable for delivering results that matter
- Contribute to the continuous evolution of the firm
- Company's working structure, policies, mission, and strategies.
- Global Equity Market structure.
- Working within various databases.
- Programming (C++, JAVA, C-Sharpe, Python), desired.
- Financial markets and products.
- Advanced concepts, practices, and procedures of Market Structure, Electronic and Algorithmic Trading, Portfolio Trading, ATS and Dark Pool functionality, working with Tick-data and Programming desired.
- Order Management and Trading Systems, Smart Order Routers, and CSA management.
- Regulations and Compliance.
- TCA and Data Analytics, network concepts, topologies, and technologies.
- Principles of banking and finance and securities industry operations.
- Using technical/professional knowledge and interpersonal skills to obtain others' commitment to ideas, services, or products.
- Strong project and time management skills.
- Business and product development, strategic planning, direct client interaction and communication, training and staff development, systems integration, trade surveillance.
- Advanced math and analytics sufficient for quantitative analysis.
- Identifying relationships, draw logical conclusions, and interpret results.
- Operating standard office equipment and using required software application to produce correspondence, reports, electronic communication, and spreadsheets.
- Work in a fast-paced, dynamic environment, as well as collaboratively in a team driven environment while also being able to work independently and remain calm under pressure.
- Self-motivate, multi-task and work independently.
- Read, interpret, analyze and apply information from industry data.
- Organize, manage, and track multiple detailed tasks and assignments with critical deadlines.
- Use appropriate interpersonal styles and communicate effectively, both verbally and in writing with all organizational levels.
- Attend to detail while maintaining a big picture orientation.
- Project a positive, professional image both internal and with external business contacts.
- Convey information clearly and effectively through both formal and informal documents.
- Bachelor's Degree (B.A. or B.S.) in Mathematics, Engineering, Finance, Accounting, Computer Science, Statistics or Financial Engineering or Business and a minimum of (5) five to (7) seven years of experience in Quantitative Development & Research. ~or~
- Any equivalent combination of experience, education, and/or training approved by Human Resources.
- SIE, FINRA Series 7, Series 55 and Series 63 Licenses. (Preferable but not required)
Education
Bachelor's: Accounting (Required), Bachelor's: Business Administration (Required), Bachelor's: Finance (Required)
Work Experience
General Experience - 6 to 10 years
Certifications
Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)
Salary Range
$130,000.00-$200,000.00
Travel
Workstyle
Resident
At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.
We expect our associates at all levels to:
• Grow professionally and inspire others to do the same
• Work with and through others to achieve desired outcomes
• Make prompt, pragmatic choices and act with the client in mind
• Take ownership and hold themselves and others accountable for delivering results that matter
• Contribute to the continuous evolution of the firm
At Raymond James - as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.
Sr. Full Stack .Net Developer (Equity Trading)
Posted 20 days ago
Job Viewed
Job Description
Our client is looking to hire a team of consultants to build a new Equity trading platform. This platform will take all trades from beginning to end, but most important is the trade execution. The consultants will be developing the trading engine. Design and develop trading solutions and manage their implementation ensuring that software components are built / designed in a robust manner in a rapid/ agile application development. They will need to know all the rules, regulations, and ins and outs of developing an Equity trading system.
Requirements
Required Skills
Candidate Years Experience
MUST HAVE a minimum 12 years of IT Industry experience.
MUST HAVE a minimum 8 years of experience working for US companies in the US.
MUST HAVE 6+ years of recent (With in last 2 years) experience working in a commercial environment for a Bank or Major brokerage houses.
Must have 4+ years of experience in capital markets working and experience with financial products.
MUST HAVE at least 4 years 'Recent' experience participating on teams that have developed 'Equity' Trading systems.
Must have 10+ years of experience Developing and enhance 'New' and existing .NET, C# & C++ Equity architecting and build out.
Recent experience participating on teams that have developed real-time or near real-time trading systems.
Must have recent experience utilizing experience with Bloomberg instruments.
Communicate and collaborate with trading desk, middle office personnel and peer technology teams.
Provide day to day level 3 application support for multiple trading applications.
Must have excellent communication.
Benefits
Benefit Package includes:
- Paid Sick Time
- Insurance for Medical, Dental, Vision and Life Available
- 401(k) including Employer Match
- HSA, Short-term & Long-term Disability Available
- We are an EEO/Veterans/Disabled employer.
VP, Quantitative Analyst-Developer, Electronic Equity Trading

Posted 19 days ago
Job Viewed
Job Description
+ Develops and implements added execution algos and enhancements for Raymond James electronic trading business.
+ Analyzes and provides quantitative analysis of Raymond James (RJ) historical trade data from several sources.
+ Creates back-testing models to evaluate and optimize the firm's trading strategies.
+ Initiates and maintains excellent working rapport with business contacts.
+ Takes new ideas, methods, or models and implements them efficiently.
+ Work on other quantitative tasks assigned by the group.
+ Recommend and implement enhancements and improvements to our electronic trading product offering.
+ Work with various internal teams to understand existing and new trading applications and processes employed to develop, test, deploy, support and troubleshoot them.
+ Disseminates information to the Raymond James (RJ) Electronic Trading team and clients on a timely basis.
+ Communicate with vendors to drive the evolution of platforms and work with new vendors on opportunities to deliver new methods, or models to implement efficiently.
+ Perform in-depth venue analysis, market structure analysis, pre- and post-transaction cost analysis and algorithmic customization for clients.
+ Performs and manages other quantitative duties and responsibilities as assigned.
**Raymond James Guiding Behaviors**
At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.
**We Expect Our Associates At All Levels To**
+ Grow professionally and inspire others to do the same
+ Work with and through others to achieve desired outcomes
+ Make prompt, pragmatic choices and act with the client in mind
+ Take ownership and hold themselves and others accountable for delivering results that matter
+ Contribute to the continuous evolution of the firm
**Knowledge of:**
+ Company's working structure, policies, mission, and strategies.
+ Global Equity Market structure.
+ Working within various databases.
+ Programming (C++, JAVA, C-Sharpe, Python), desired.
+ Financial markets and products.
+ Advanced concepts, practices, and procedures of Market Structure, Electronic and Algorithmic Trading, Portfolio Trading, ATS and Dark Pool functionality, working with Tick-data and Programming desired.
+ Order Management and Trading Systems, Smart Order Routers, and CSA management.
+ Regulations and Compliance.
+ TCA and Data Analytics, network concepts, topologies, and technologies.
+ Principles of banking and finance and securities industry operations.
**Skill in:**
+ Using technical/professional knowledge and interpersonal skills to obtain others' commitment to ideas, services, or products.
+ Strong project and time management skills.
+ Business and product development, strategic planning, direct client interaction and communication, training and staff development, systems integration, trade surveillance.
+ Advanced math and analytics sufficient for quantitative analysis.
+ Identifying relationships, draw logical conclusions, and interpret results.
+ Operating standard office equipment and using required software application to produce correspondence, reports, electronic communication, and spreadsheets.
**Ability to:**
+ Work in a fast-paced, dynamic environment, as well as collaboratively in a team driven environment while also being able to work independently and remain calm under pressure.
+ Self-motivate, multi-task and work independently.
+ Read, interpret, analyze and apply information from industry data.
+ Organize, manage, and track multiple detailed tasks and assignments with critical deadlines.
+ Use appropriate interpersonal styles and communicate effectively, both verbally and in writing with all organizational levels.
+ Attend to detail while maintaining a big picture orientation.
+ Project a positive, professional image both internal and with external business contacts.
+ Convey information clearly and effectively through both formal and informal documents.
**Educational/Previous Experience Requirements**
+ Bachelor's Degree (B.A. or B.S.) in Mathematics, Engineering, Finance, Accounting, Computer Science, Statistics or Financial Engineering or Business and a minimum of (5) five to (7) seven years of experience in Quantitative Development & Research. ~or~
+ Any equivalent combination of experience, education, and/or training approved by Human Resources.
**Licenses/Certifications**
+ SIE, FINRA Series 7, Series 55 and Series 63 Licenses. (Preferable but not required)
Software Engineer - Equity Sales & Trading Technology
Posted 16 days ago
Job Viewed
Job Description
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status.
Need Help? (
If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility ( ?subject=Accommodation%20request)
(accommodation requests only; other inquiries won't receive a response).
Regular or Temporary:
Regular
Language Fluency: English (Required)
Work Shift:
1st shift (United States of America)
Please review the following job description:
Truist Securities is seeking a Developer to contribute to the development, enhancement, and support of applications specific to Equity Sales and Trading.
Join an established, fast-paced Equity Sales and Trading Technology team to help enhance our Equity Sales and Trading Desk capabilities with a holistic focus on the full trade lifecycle, from Execution through Clearing and Settlement.
In this role, the successful candidate will:
Assist in the analysis, design, development, and testing of a new in-house developed system as well as enhancements to existing trading applications.
Support system implementation, maintenance, and Level 2 escalation support.
Collaborate with internal teams, including audit/regulatory teams and cross-bank groups, to support ongoing projects.
Demonstrate a proactive approach to problem-solving and a strong ability to prioritize tasks effectively.
Engage with traders and stakeholders in a professional and effective manner.
***This is not a virtual opportunity. This person must work in our Hudson Yards office in New York.
ESSENTIAL DUTIES AND RESPONSIBILITIES
-
Assist in the analysis, technical design, and customization of software solutions supporting Equity Sales and Trading.
-
Contribute to the integration of applications with tools such as MuleSoft or other event-driven messaging platforms.
-
Conduct unit testing and work toward automated testing using DevSecOps best practices.
-
Assist in the design, development, and maintenance of applications throughout the Product Development Lifecycle.
-
Collaborate with business stakeholders to understand requirements and deliver high-quality software solutions.
-
Participate in integration and functional testing to ensure software meets business requirements.
-
Provide front-office support to traders across locations.
-
Support trading platforms in high-paced production environments.
-
Investigate and resolve production issues, ensuring timely communication with traders.
-
Work closely with traders to explain and support new technology implementations.
-
Ensure timely responses to inquiries from stakeholders, traders, and external clients.
Required Qualifications:
-
Master's or Bachelor's degree in Computer Science, Finance, Economics, or a related field.
-
5-10 years of experience in Financial Services or Banking.
-
2+ years of experience with Fidessa OMS or equivalent Order Management Systems.
-
Proficient in AWS (Amazon Web Services) including ECS, EC2, Glacier, S3, Cloud Watch
-
Strong knowledge of Data Analysis/Mining using Python is a must
-
Business Intelligence tools ( Python Dash, QlikView, Tableau, MS Power BI)
-
Proficiency in object-oriented programming languages (Java, .NET) and scripting languages (JavaScript, TypeScript, Lua, etc.).
-
Fundamental database knowledge, including FinSpace/KDB, SQL Server, Oracle, Sybase, MySQL, or MariaDB.
-
Understanding of FIX protocol and FIX ATDL protocol.
-
Familiarity with Agile methodologies, preferably SAFe Agile certification or similar experience.
-
Ability to work in a fast-paced, high-pressure environment.
-
Experience in an Agile environment (Kanban, SCRUM, or similar frameworks).
-
Experience or familiarity with trading platforms such as Bloomberg.
-
Basic knowledge of industry regulations and securities trading practices.
-
Knowledge of machine learning or AI principles is a plus.
-
Familiarity with REST and SOAP APIs for data integration.
-
Experience in DevOps practices, including CI/CD pipelines.
-
Understanding of data services, including data architecture and warehousing.
-
Ability to work in the office 4 days/wk. (Hudson Yards, New York).
The annual base salary for this position is $125,000 - $180,000
General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist's generous benefit plans, please visit our Benefits site (
. Depending on the position and division, this job may also be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work.
Truist is an Equal Opportunity Employer that does not discriminate on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law. Truist is a Drug Free Workplace.
EEO is the Law (
Pay Transparency Nondiscrimination Provision (
E-Verify (
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Software Engineer - Equity Sales & Trading Technology

Posted 17 days ago
Job Viewed
Job Description
Need Help? ( you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility ( ?subject=Accommodation%20request)_
_(accommodation requests only; other inquiries won't receive a response)._
**Regular or Temporary:**
Regular
**Language Fluency:** English (Required)
**Work Shift:**
1st shift (United States of America)
**Please review the following job description:**
Truist Securities is seeking a Developer to contribute to the development, enhancement, and support of applications specific to Equity Sales and Trading.
Join an established, fast-paced Equity Sales and Trading Technology team to help enhance our Equity Sales and Trading Desk capabilities with a holistic focus on the full trade lifecycle, from Execution through Clearing and Settlement.
In this role, the successful candidate will:
Assist in the analysis, design, development, and testing of a new in-house developed system as well as enhancements to existing trading applications.
Support system implementation, maintenance, and Level 2 escalation support.
Collaborate with internal teams, including audit/regulatory teams and cross-bank groups, to support ongoing projects.
Demonstrate a proactive approach to problem-solving and a strong ability to prioritize tasks effectively.
Engage with traders and stakeholders in a professional and effective manner.
***This is not a virtual opportunity. This person must work in our Hudson Yards office in New York.
**ESSENTIAL DUTIES AND RESPONSIBILITIES**
+ Assist in the analysis, technical design, and customization of software solutions supporting Equity Sales and Trading.
+ Contribute to the integration of applications with tools such as MuleSoft or other event-driven messaging platforms.
+ Conduct unit testing and work toward automated testing using DevSecOps best practices.
+ Assist in the design, development, and maintenance of applications throughout the Product Development Lifecycle.
+ Collaborate with business stakeholders to understand requirements and deliver high-quality software solutions.
+ Participate in integration and functional testing to ensure software meets business requirements.
+ Provide front-office support to traders across locations.
+ Support trading platforms in high-paced production environments.
+ Investigate and resolve production issues, ensuring timely communication with traders.
+ Work closely with traders to explain and support new technology implementations.
+ Ensure timely responses to inquiries from stakeholders, traders, and external clients.
**Required Qualifications:**
+ Master's or Bachelor's degree in Computer Science, Finance, Economics, or a related field.
+ 5-10 years of experience in Financial Services or Banking.
+ 2+ years of experience with Fidessa OMS or equivalent Order Management Systems.
+ Proficient in AWS (Amazon Web Services) including ECS, EC2, Glacier, S3, Cloud Watch
+ Strong knowledge of Data Analysis/Mining using Python is a must
+ Business Intelligence tools ( Python Dash, QlikView, Tableau, MS Power BI)
+ Proficiency in object-oriented programming languages (Java, .NET) and scripting languages (JavaScript, TypeScript, Lua, etc.).
+ Fundamental database knowledge, including FinSpace/KDB, SQL Server, Oracle, Sybase, MySQL, or MariaDB.
+ Understanding of FIX protocol and FIX ATDL protocol.
+ Familiarity with Agile methodologies, preferably SAFe Agile certification or similar experience.
+ Ability to work in a fast-paced, high-pressure environment.
+ Experience in an Agile environment (Kanban, SCRUM, or similar frameworks).
+ Experience or familiarity with trading platforms such as Bloomberg.
+ Basic knowledge of industry regulations and securities trading practices.
+ Knowledge of machine learning or AI principles is a plus.
+ Familiarity with REST and SOAP APIs for data integration.
+ Experience in DevOps practices, including CI/CD pipelines.
+ Understanding of data services, including data architecture and warehousing.
+ Ability to work in the office 4 days/wk. (Hudson Yards, New York).
The annual base salary for this position is $125,000 - $180,000
**General Description of Available Benefits for Eligible Employees of Truist Financial Corporation:** All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist's generous benefit plans, please visit our Benefits site ( Depending on the position and division, this job may also be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work.
**_Truist is an Equal Opportunity Employer that does not discriminate on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law. Truist is a Drug Free Workplace._**
EEO is the Law ( Transparency Nondiscrimination Provision ( (
Director, Portfolio Management
Posted 8 days ago
Job Viewed
Job Description
Anchor Loans is one of several operating companies owned by Pretium Partners (+$60B AUM Financial Services Entity) and is working diligently to expand and grow its lending footprint.
Anchor Loans, established in 1998, is the nation's leading private, direct lender to experienced residential real estate investors and builders, and the first to surpass $0 billion in total fundings. Renowned for expediting financing for developers and investors, we specialize in bridge loans, ground-up construction, and single-family rental solutions for non-owner-occupied projects. Headquartered in beautiful Thousand Oaks, California, Anchor Loans currently lends in 48 states and is expanding into new markets and service lines to better serve our current and future borrowers.
Position Summary:
We are seeking an experienced and strategic professional with 7+ years of experience in construction servicing, surveillance, asset management and portfolio risk management to join our team as a Director of Portfolio Management for our construction lending division. This role will manage a diverse portfolio of construction loans across the country and will serve as a key point of contact for internal and external stakeholders.
Essential Duties & Responsibilities:
- Portfolio Surveillance & Risk Monitoring:
- Oversee the surveillance of a diverse portfolio of construction loans, ensuring timely identification of early delinquencies, credit deterioration, and market risks.
- Continuously enhance risk rating system and ensure consistent application of internal risk framework.
- Analyze trends in portfolio performance and emerging risks across markets, sponsors, and project types.
- Generate comprehensive project-by-project and portfolio-level reports and presentations for various internal and external stakeholders highlighting portfolio health, key risks, and mitigation efforts.
- Asset & Portfolio Management:
- Oversee an active portfolio of construction loans, ensuring compliance with loan covenants, monitoring construction progress and overseeing sell-out/lease-up progress
- Design and execute early-stage intervention strategies to resolve at risk loans an mitigate transfers to Special Servicing.
- Manage the watchlist process, including setting inclusion criteria, leading periodic reviews, and overseeing action plans.
- Develop tailored workout solutions that result in successful completion of the project and/or repayment of the loan.
- Cross-functional Collaboration :
- Work closely with originators, capital markets, underwriting, construction monitoring, and special servicing teams to maintain end-to-end visibility into loan and portfolio performance.
- Participate in enhancing policies in procedures.
- Team Leadership & Development:
- Lead and mentor a team of analysts and asset managers responsible for ongoing monitoring and workouts.
- Develop performance goals, provide coaching, and foster a high performance culture within the team.
- Preform other duties as assigned.
- 7+ years of direct industry experience.
- Strong surveillance, risk management, portfolio management, and asset management skills.
- Deep understanding of and direct experience with all stages of the full lifecycle of commercial real estate development-from acquisition and entitlements to design, permitting, construction, and stabilization/sell-out.
- Specialized experience in residential/multifamily development is highly desirable.
- Strong management and interpersonal skills for direct reports
- Strong analytical and credit underwriting skills.
- Excellent project management and communication skills.
- Ability to work independently and collaboratively in a hybrid work environment.
This is a hybrid position which requires in-office reporting to Anchor's Thousand Oaks office on Tuesday, Wednesday, and Thursday. Remote work is optional Monday and Friday.
Compensation:
The base pay range for this position is 130,000- 160,000 plus annual discretionary bonus based on performance of the individual and company.
What We Offer:
The values of our employees reflect those of the company as a whole. If you embrace teamwork, innovation, and accountability you'll feel right at home. Our mission is to create opportunities for success by improving homes and communities. We set up our team members for success by offering a competitive benefits package that includes:
- Comprehensive health insurance options including Medical, Dental, Vision, Basic Life/AD&D insurance
- Generous sick leave & vacation benefits for rest, relaxation, and personal pursuits
- Highly competitive performance bonus
- 401(k) retirement program with employer match
- Tuition reimbursement toward professional development
- Workplace Celebrations, Team Building, Charity Drives, and Food Truck luncheons
- Onsite gym (Thousand Oaks only)
- 12 Paid Holidays
Diversity matters to our organization, and we are proud to be an equal opportunity employer. All qualified candidates are welcome and will receive consideration for employment regardless of race, color, religion, gender, gender identity or expression, genetic information, marital status, sexual orientation, natural origin, disability, age, veteran status, or any other protected characteristic.
AVP, Portfolio Management
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When you join Verizon You want more out of a career. A place to share your ideas freely - even if they're daring or different. Where the true you can learn, grow, and thrive. At Verizon, we power and empower how people live, work and play by connecting them to what brings them joy. We do what we love - driving innovation, creativity, and impact in the world. Our V Team is a community of people who anticipate, lead, and believe that listening is where learning begins. In crisis and in celebration, we come together - lifting our communities and building trust in how we show up, everywhere & always. Want in? Join the #VTeamLife. At Verizon, we believe that everyone deserves access to seamless, reliable, and affordable wireless solutions that enhance their day-to-day lives. By joining our team, you'll play a pivotal role in this mission, delivering innovative, customer-focused solutions that open up a world of possibilities. We're not just in the business of technology; we're in the business of connecting people, empowering them to explore, share, and engage with the world around them in ways they never thought possible. We are seeking a strategic and highly analytical AVP of Portfolio Managemen t to lead brand prioritization, marketing investment strategy, and cross-brand trade-offs across our complex portfolio made up of eight consumer-facing brands, with oversight of a significant budget. This role is mission-critical to how we operate, scale, and compete-serving as the connective tissue between strategy, finance, and execution. You will report directly to the Verizon Value VP Marketing/Verizon Value Chief Marketing Officer and oversee a team of Brand Marketing Leads, analysts, and budget managers responsible for ensuring our marketing spend and brand resources are aligned to opportunity and need in real time. Scope: You will drive dynamic portfolio decisions, scenario planning, and competitive response strategies. From shaping our quarterly investment strategy to shepherding innovative brand plans to facilitating marketing war rooms, this role combines rigorous financial thinking with sharp brand acumen. The ideal candidate is comfortable with both numbers and nuance-able to shift from dashboards to storytelling, and from modeling to influencing. This is the strategic engine of the marketing organization. As AVP of Portfolio Management, you'll directly influence which brands we prioritize, how we invest, and how we respond to change. You will shape the decisions that drive brand competitiveness, marketing innovation and ROI, and cross-functional alignment-serving as both a steward of the present and an architect of what comes next. What you'll be doing: Own brand prioritization and resource allocation across the full brand portfolio Lead investment reallocation and scenario planning cycles Oversee dynamic brand budget deployment and spend tracking in coordination with Finance Directly manage brand marketing leads and ensure outstanding brand planning and innovation, operational alignment and performance accountability Manage a cross- brand marketing team to bring to life cross-platform scale initiatives Lead and mentor a team of portfolio analysts and budget managers Facilitate competitive response war rooms with brand marketing and functional leaders Integrate performance data, consumer insights, and financial signals to inform decision-making Partner with the VP Marketing (Value) and Finance to continuously monitor ROI and optimize marketing effectiveness Establish operating rhythms and governance for portfolio trade-offs, escalation, and decision rights Present investment decisions, performance updates, and strategic shifts to senior executives What we're looking for: 12+ years in strategic planning, marketing investment strategy or brand general management with P&L experience Experience leading cross-functional teams with direct budget and brand accountability Strong strategic planning and scenario modeling skills Fluency in key marketing KPIs and financial metrics (CAC, LTV, ROAS, working/non-working spend, etc.) Skilled in providing strategic direction and support to a leadership team Exceptional communication and stakeholder management experience at the executive level Proven track record leading operating cadences for forecasting, reallocation, and trade-off decisions Gravitas: comfortable leading difficult conversations 2 to 3 levels above Even better if you have: Background in consulting, corporate strategy, finance or investment planning Experience in multi-brand consumer portfolios or value-focused segments Familiarity with agile marketing or sprint-based operating models In Office Days: Ability to adhere to a hybrid schedule in office that includes assigned office days (3 days minimum Tues-Thurs) The Value Organization: Powering Connections with Purpose Verizon's Value brands offer a comprehensive portfolio of no-contract, prepaid wireless solutions, all powered by Verizon's leading nationwide 5G and 4G LTE network. Designed to fit the varied needs of the value consumer, our diverse brand offerings include: Straight Talk: Available exclusively through Walmart, Straight Talk offers reliable value, helping hard-working customers save money and live better. Benefits include Walmart+ membership and home internet options. Total Wireless: Total Wireless is the local neighborhood brand with urban stores across the country. The brand offers the power of the Verizon network at an outstanding value, with a 5 year price guarantee on select plans. Visible: Available online, Visible is the brand that savvy consumers know to go to for a great value. Visible believes you shouldn't have to join a family plan to save on wireless, and offers a simple streamlined online-first way to buy a wireless plan. Simple Mobile: Simple Mobile empowers customers to feel at home wherever they are, acting as a neighborhood catalyst through its service. It provides affordable, flexible plans with international calling and operates on Verizon's reliable network. Tracfone: For individuals who see tech as a tool, not a way of life, Tracfone is the reliable, affordable option. For over 25 years, Tracfone has focused on providing high-quality wireless to those overlooked by conventional providers due to affordability or credit history, emphasizing "No Bills, No Contracts, No Surprises". Verizon Prepaid: Leveraging the strong Verizon brand recognition, Verizon Prepaid is ideal for those who want service directly from Verizon without a postpaid commitment or credit checks, offering flexibility and access to the leading 5G and 4G LTE network. Walmart Family Mobile: As another essential tool in busy people's utility belt, Walmart Family Mobile exists to empower heroic parents to stay ahead of their family's every need. It offers affordable, no-contract plans with family discounts and supports programs like Lifeline. SafeLink Wireless: SafeLink believes that in today's digital-first society, connectivity is a new basic need and a right for every person. Without judgment, SafeLink fulfills our obligation to connect the disconnected through government subsidies and the Lifeline program, utilizing Verizon's nationwide network. Your Role in Our Mission Join a team driven by Integrity, Respect, Performance Excellence, Accountability, and Social Responsibility. We foster a culture of innovation and collaboration, where your contributions directly impact millions of lives by delivering essential, high-quality wireless services. We are seeking individuals who are passionate about value, dedicated to customer success, and eager to contribute to a dynamic environment that champions accessibility and connectivity for all. Where you'll be working In this hybrid role, you'll have a defined work location that includes work from home and a minimum eight assigned office days per month that will be set by your manager. Scheduled Weekly Hours 40 Equal Employment Opportunity Verizon is an equal opportunity employer. We evaluate qualified applicants without regard to veteran status, disability or other legally protected characteristics. Benefits and Compensation Our benefits are designed to help you move forward in your career, and in areas of your life outside of Verizon. From health and wellness benefit options including: medical, dental, vision, short and long term disability, basic life insurance, supplemental life insurance, AD&D insurance, identity theft protection, pet insurance and group home & auto insurance. We also offer a matched 401(k) savings plan, stock incentive programs, up to 8 company paid holidays per year and up to 6 personal days per year, parental leave, adoption assistance and tuition assistance, plus other incentives, we've got you covered with our award-winning total rewards package. Depending on the role, employees have the opportunity to receive compensation in the form of premium pay such as overtime, shift differential, holiday pay, allowances, etc. Newly hired employees receive up to 15 days of vacation per year, which grows with additional service. For part-timers, your coverage will vary as you may be eligible for some of these benefits depending on your individual circumstances. The salary will vary depending on your location and confirmed job-related skills and experience. This is an incentive based position with the potential to earn more. For part-time roles, your compensation will be adjusted to reflect your hours.The annual salary range for the location(s) listed on this job requisition based on a full-time schedule is: $216,500.00 - $78,000.00.The annual salary range for the New York location(s) listed on this job requisition based on a full-time schedule is: 216,500.00 - 378,000.00. #J-18808-Ljbffr