1,170 Investment Lead jobs in the United States

Investment Compliance Lead

60290 Chicago, Illinois 1872 Consulting

Posted 3 days ago

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Job Description

Investment Compliance Lead - Chicago
Hybrid- 3 days onsite, 2 days WFH

Position Summary

The Investment Compliance function is responsible for ensuring compliance with regulatory, prospectus, client-directed, and internal investment and operational restrictions for every portfolio. The Manager of Investment Compliance is responsible for the management and execution of the investment compliance monitoring and will work with internal users/stakeholders across all levels of the organization to ensure adherence to policies and procedures designed to mitigate risk of compliance guideline breaches. Success in this role means being responsive, accountable, and having exceptional attention to detail. This position reports to the Deputy Chief Compliance Officer.

Duties and Responsibilities

  • Oversight of the investment compliance guideline monitoring and trade surveillance program to ensure portfolios are invested in accordance with investment and client guidelines, internal policies and procedures, and applicable laws and regulations.
  • Review and interpret all account governing documents, including but not limited to Investment Management Agreements (IMA), Prospectuses and Statements of Additional Information to identify investment restrictions that require monitoring by compliance and the business and establish systematic compliance rule validations or manual work-around solutions.
  • Create, test, and document new compliance rules in Charles River IMS.
  • Ensure highest level of quality control through detail-oriented setup of portfolio compliance rules.
  • Ensure accuracy and completeness of compliance system with relative benchmark information.
  • Determine and implement improvements to automation capabilities.
  • Oversee the daily review of post-trade reports/monitors for trade overrides and compliance alerts and take necessary actions to facilitate the correction of any breaches detected.
  • Partner with Portfolio Implementation and Trading on compliance-related issues/questions that may come from clients or internal colleagues.
  • Lead and develop a high performing investment compliance team that is proactive, execution-focused, and disciplined in approach.
  • Oversee forensic testing to ensure adherence to trading-related policies (i.e., Trade Allocations, Trade Corrections, Cross Trades) and to identify instances of inappropriate activities (i.e., cherry picking, portfolio pumping, window dressing) or other regulatory prohibitions.
  • Provide support and responses to internal audit findings, SOC 1 audits, and regulatory exams as they relate to investment compliance.
  • Prepare reporting for internal governance committees as well as fund company boards.
  • Analyze why a compliance alert is generated using proficient knowledge of investment guidelines, regulatory requirements, compliance systems, internal policies, data, etc. to provide independent, accurate and timely decisions to investment and trading personnel.
  • Demonstrate a proficient understanding of Charles River IMS in order to support the implementation of new policies, including lending expertise to develop creative solutions where full automation is not possible.
  • Oversee the daily review of supervisory exception reports.
  • Oversee the completion of periodic client account certifications (monthly, quarterly, and annually).
  • Develop, maintain, and execute a repeatable test plan to be used during upgrades to Charles River IMS.
  • Provide input to various project initiatives that involve the investment compliance needs of the firm.
  • Monitor and advise of compliance issues, recommended actions, and remediations on a regular basis.
  • Participate in Trading Practices Committee meetings and draft meeting minutes.
  • Review and update existing investment compliance and trade-related policies and procedures in response to changes in the business or regulations.
  • Participate in and/or manage compliance-related initiatives and special projects as assigned.

Requirements

  • 10+ years of professional experience in compliance within investment management industry.
  • 5+ years experience coding client rules, benchmark comparative rules and regulatory guidelines in Charles River IMS (CRIMS).
  • Knowledge of Securities industry and regulatory requirements related to Investment Advisers Act of 1940, Investment Company Act of 1940, and ERISA regulations.
  • Experience with other rules and regulations under the Securities Act of 1933, the Securities Exchange Act of 1934, CFTC and Client a plus.

Nice to Have's

  • Knowledge of other related rules and regulations under Securities Act of 1933, Securities Exchange Act of 1934, CFTC and Client.
  • Familiarity with Environmental, Social and Governance (ESG) factors and global regulatory requirements.
  • Deal effectively with investment personnel, with a strong knowledge of equity, fixed income, and derivative asset classes.
  • Technical PC skills proficiency in MS Office (Word, Excel) and data analysis (v-lookup, pivot tables).

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Lead Investment Analyst, Portfolio Management

98101 Seattle, Washington $90000 Annually WhatJobs

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Job Description

full-time
Our client, a distinguished financial institution, is seeking an accomplished Lead Investment Analyst to join their dynamic team in Seattle, Washington, US . This critical role focuses on rigorous financial analysis, portfolio construction, and performance evaluation to support strategic investment decisions. The Lead Investment Analyst will be responsible for conducting in-depth research on various asset classes, markets, and economic trends to identify investment opportunities and risks. You will develop sophisticated financial models, perform valuation analyses, and prepare detailed reports and presentations for senior management and investment committees. Key responsibilities include monitoring portfolio performance, assessing risk exposures, and recommending adjustments to optimize asset allocation and achieve investment objectives. The ideal candidate will possess a strong understanding of investment theory, financial markets, and quantitative analysis techniques. Excellent analytical, critical thinking, and problem-solving skills are essential, along with proficiency in financial modeling software and data analysis tools. A CFA designation or progress towards one is highly desirable. You should have proven experience in portfolio management or investment research, with a track record of making sound investment recommendations. Strong communication and presentation skills are necessary to articulate complex financial information clearly and concisely. This role offers a challenging and rewarding opportunity to contribute significantly to our client's investment success and shape their portfolio strategies. Join us and be part of a collaborative team dedicated to achieving exceptional financial outcomes.
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Investment Strategy Project Manager

02298 Needham Heights, Massachusetts MassMutual

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Job Description

Alternative Investment Operations & Accounting Ecosystem Project Manager

Full-Time

Boston, MA or Springfield, MA

The Opportunity

The Corporate Function Program Management Office (CFPMO) is seeking an experienced project manager to support the long-term programs to implement the target state operating models and other strategy changes across our finance, investments, and risk organizations. In this role, you will report directly to the CFPMO Portfolio Lead and be accountable for the planning, day-to-day execution, management, implementation and reporting of investment operations & accounting projects while using the defined project management (PM) processes and standards. The CFPMO PM process is designed to support the CFPMO’s mission to increase the value impact of change efforts across MassMutual’s corporate functions. As a CFPMO Project Manager, you will execute by following a standardized process for project initiation, planning, execution, and close. Project managers will partner and support project sponsors, work with program managers and portfolio leads in developing required detailed project artifacts tailored to project complexity.

The Team

The CFPMO oversees the execution of initiatives across Corporate Finance, Enterprise Risk, Investment Management, Law, and HR & Employee Experience, as well as defines and owns project management standards across the company. The team is focused on driving and aligning critical programs and projects across our Corporate Functions, creating more visibility into this work, while enabling better prioritization, collaboration, and execution.

We are a team of self-starters, who enjoy solving complex business problems with proven track records of excellence in project management and the ability to quickly structure and manage work in a dynamic, complex environment.

The Impact:

As a Corporate Function Project Manager focused on investment operations & investment accounting projects, you will:

  • Bring an understanding of how alternative instruments & alternative products work in financial services to accomplish the following
  • Partner with Project Sponsors and Functional Managers to compile Discovery artifacts such as a Cost Benefit Analysis (CBA), Project Charter, high level Resource Plan, and high-level Milestone Plan to be reviewed to receive Discovery Funding
  • Develop and maintain required Detailed Planning artifacts and manage plan execution
  • Determine project scope and manage scope execution across multiple large projects or medium to large programs where scope is subject to change, contains high complexity and high degree of risk, large number of resources, and complex organizational change issues that support complex enterprise or strategic corporate goals
  • Develop financial forecasts, record cost variance, anticipate and address delivery challenges, and request budget changes if needed following associated Change Request Process
  • Develop high-level milestones during Discovery and develop detailed project schedules during Detailed Planning
  • Works with a high degree of autonomy to apply industry leading project and program management knowledge to refine the resource plan, develop a RACI Matrix, conduct a Key-Person Risk Assessment, and Third-Party Support Needs Assessment
  • Ensure early identification, resolution, and escalation of project risks through maintenance of Risk and Issue Log and project Pre-Mortem activity
  • Drives continuous improvement and efficiencies beyond own scope of responsibility
  • Accountable for meeting all business requirements from development through implementation

The Minimum Qualifications

  • Bachelor's degree or equivalent experience and expertise
  • 8+ years of project management experience
  • 1+ years experience with project management software including but not limited to MS Project, Smartsheet, and Jira

The Ideal Qualifications

  • 10+ years of project management experience, 5+ within a PMO
  • 8+ years of experience leading projects impacting core Investment Management and Capital Market systems and business process.
  • Experience leading projects related to improving investment operations & investment accounting processes, technologies, and overall organizational design spanning public & private asset classes
  • Project Management Professional (PMP) certification or equivalent
  • Agile/Waterfall project management experience
  • Excellent communication (written and verbal) and interpersonal skills

What to Expect as Part of MassMutual and the Team

  • Regular meetings with the CFPMO
  • Focused one-on-one meetings with your manager
  • Networking opportunities including access to Asian, Hispanic/Latinx, African American, women, LGBTQIA+, veteran and disability-focused Business Resource Groups
  • Access to learning content on Degreed and other informational platforms
  • Your ethics and integrity will be valued by a company with a strong and stable ethical business with industry leading pay and benefits

#LI-DM2

#CFPMO

MassMutual is an equal employment opportunity employer. We welcome all persons to apply. If you need an accommodation to complete the application process, please contact us and share the specifics of the assistance you need.

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Investment Strategy Project Manager

06112 Hartford, Connecticut MassMutual

Posted today

Job Viewed

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Job Description

Alternative Investment Operations & Accounting Ecosystem Project Manager

Full-Time

Boston, MA or Springfield, MA

The Opportunity

The Corporate Function Program Management Office (CFPMO) is seeking an experienced project manager to support the long-term programs to implement the target state operating models and other strategy changes across our finance, investments, and risk organizations. In this role, you will report directly to the CFPMO Portfolio Lead and be accountable for the planning, day-to-day execution, management, implementation and reporting of investment operations & accounting projects while using the defined project management (PM) processes and standards. The CFPMO PM process is designed to support the CFPMO’s mission to increase the value impact of change efforts across MassMutual’s corporate functions. As a CFPMO Project Manager, you will execute by following a standardized process for project initiation, planning, execution, and close. Project managers will partner and support project sponsors, work with program managers and portfolio leads in developing required detailed project artifacts tailored to project complexity.

The Team

The CFPMO oversees the execution of initiatives across Corporate Finance, Enterprise Risk, Investment Management, Law, and HR & Employee Experience, as well as defines and owns project management standards across the company. The team is focused on driving and aligning critical programs and projects across our Corporate Functions, creating more visibility into this work, while enabling better prioritization, collaboration, and execution.

We are a team of self-starters, who enjoy solving complex business problems with proven track records of excellence in project management and the ability to quickly structure and manage work in a dynamic, complex environment.

The Impact:

As a Corporate Function Project Manager focused on investment operations & investment accounting projects, you will:

  • Bring an understanding of how alternative instruments & alternative products work in financial services to accomplish the following
  • Partner with Project Sponsors and Functional Managers to compile Discovery artifacts such as a Cost Benefit Analysis (CBA), Project Charter, high level Resource Plan, and high-level Milestone Plan to be reviewed to receive Discovery Funding
  • Develop and maintain required Detailed Planning artifacts and manage plan execution
  • Determine project scope and manage scope execution across multiple large projects or medium to large programs where scope is subject to change, contains high complexity and high degree of risk, large number of resources, and complex organizational change issues that support complex enterprise or strategic corporate goals
  • Develop financial forecasts, record cost variance, anticipate and address delivery challenges, and request budget changes if needed following associated Change Request Process
  • Develop high-level milestones during Discovery and develop detailed project schedules during Detailed Planning
  • Works with a high degree of autonomy to apply industry leading project and program management knowledge to refine the resource plan, develop a RACI Matrix, conduct a Key-Person Risk Assessment, and Third-Party Support Needs Assessment
  • Ensure early identification, resolution, and escalation of project risks through maintenance of Risk and Issue Log and project Pre-Mortem activity
  • Drives continuous improvement and efficiencies beyond own scope of responsibility
  • Accountable for meeting all business requirements from development through implementation

The Minimum Qualifications

  • Bachelor's degree or equivalent experience and expertise
  • 8+ years of project management experience
  • 1+ years experience with project management software including but not limited to MS Project, Smartsheet, and Jira

The Ideal Qualifications

  • 10+ years of project management experience, 5+ within a PMO
  • 8+ years of experience leading projects impacting core Investment Management and Capital Market systems and business process.
  • Experience leading projects related to improving investment operations & investment accounting processes, technologies, and overall organizational design spanning public & private asset classes
  • Project Management Professional (PMP) certification or equivalent
  • Agile/Waterfall project management experience
  • Excellent communication (written and verbal) and interpersonal skills

What to Expect as Part of MassMutual and the Team

  • Regular meetings with the CFPMO
  • Focused one-on-one meetings with your manager
  • Networking opportunities including access to Asian, Hispanic/Latinx, African American, women, LGBTQIA+, veteran and disability-focused Business Resource Groups
  • Access to learning content on Degreed and other informational platforms
  • Your ethics and integrity will be valued by a company with a strong and stable ethical business with industry leading pay and benefits

#LI-DM2

#CFPMO

MassMutual is an equal employment opportunity employer. We welcome all persons to apply. If you need an accommodation to complete the application process, please contact us and share the specifics of the assistance you need.

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Lead Investment Banker

77002 Houston, Texas $150000 annum + bon WhatJobs

Posted 3 days ago

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Job Description

full-time
Our client, a leading financial institution, is actively seeking a seasoned and highly accomplished Lead Investment Banker to join our fully remote team. This pivotal role demands exceptional financial acumen, a deep understanding of capital markets, and a proven ability to lead complex transactions. As a remote-first organization, we leverage cutting-edge technology and collaborative platforms to ensure seamless communication and productivity across our globally distributed workforce. You will be instrumental in originating, structuring, and executing a wide range of M&A, debt, and equity financing deals for our diverse client base. This position offers the flexibility of working from anywhere in the US, with occasional travel as required for client meetings and conferences.

Key responsibilities will include:
  • Leading deal teams in the execution of M&A advisory, capital raising, and corporate finance transactions.
  • Developing and maintaining strong relationships with corporate clients, private equity firms, and institutional investors.
  • Identifying and originating new business opportunities through proactive client engagement and market analysis.
  • Conducting in-depth financial analysis, valuation modeling, and due diligence for potential transactions.
  • Preparing comprehensive presentations, pitch books, and marketing materials.
  • Negotiating transaction terms and conditions to achieve optimal outcomes for clients.
  • Mentoring and developing junior banking professionals within the team.
  • Staying abreast of market trends, regulatory changes, and emerging opportunities in the investment banking landscape.
  • Ensuring compliance with all regulatory requirements and internal policies.
  • Collaborating effectively with colleagues across different divisions and geographies.

The successful candidate will possess: A Bachelor's degree in Finance, Economics, or a related field; an MBA or CFA designation is highly desirable. A minimum of 10 years of relevant investment banking or corporate finance experience, with a strong track record of closing deals. Demonstrated leadership and team management skills. Expertise in financial modeling, valuation techniques, and transaction structuring. Excellent communication, negotiation, and interpersonal skills. Proven ability to build and maintain strong client relationships. Self-motivated, proactive, and able to work independently in a remote setting. Familiarity with financial databases and analytical software. This is an unparalleled opportunity for a driven professional to contribute to a highly successful team and advance their career in investment banking from the convenience of their home office.
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Lead Investment Strategist

20001 Washington, District Of Columbia $160000 Annually WhatJobs

Posted 7 days ago

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Job Description

full-time
Our client, a distinguished financial institution, is seeking a seasoned Lead Investment Strategist to spearhead their investment advisory services. This pivotal role involves developing and executing sophisticated investment strategies for a diverse clientele, managing portfolio performance, and conducting in-depth market analysis. You will be a key player in guiding clients toward achieving their financial goals through astute investment decisions. This is a fully remote position, allowing for optimal focus and flexibility.

Responsibilities:
  • Develop, implement, and manage comprehensive investment strategies across various asset classes, including equities, fixed income, alternatives, and derivatives.
  • Conduct rigorous market research, economic analysis, and forecasting to identify investment opportunities and risks.
  • Construct and rebalance client portfolios to align with strategic objectives, risk tolerance, and market conditions.
  • Monitor portfolio performance and provide regular, insightful reporting to clients and internal stakeholders.
  • Utilize quantitative and qualitative analysis to support investment decisions and recommendations.
  • Stay abreast of global economic trends, geopolitical events, and regulatory changes impacting financial markets.
  • Collaborate with relationship managers and other client-facing teams to ensure client satisfaction and proactive communication.
  • Lead and mentor junior investment analysts and portfolio managers.
  • Develop and present investment outlooks, thematic research, and strategic insights.
  • Ensure compliance with all regulatory requirements and internal policies.
Qualifications:
  • Master's degree in Finance, Economics, or a related quantitative field; MBA or CFA designation highly preferred.
  • 8+ years of progressive experience in investment management, portfolio strategy, or wealth management.
  • Demonstrated success in developing and implementing successful investment strategies for institutional or high-net-worth clients.
  • Deep understanding of financial markets, asset allocation, portfolio construction, and risk management.
  • Exceptional analytical, quantitative, and problem-solving skills.
  • Superior communication, presentation, and interpersonal skills, with the ability to articulate complex financial concepts clearly.
  • Proficiency with financial modeling software, statistical packages, and Bloomberg Terminal.
  • Strong ethical standards and commitment to fiduciary duty.
  • Ability to work independently and lead teams in a remote environment.
This role offers a fully remote work arrangement, allowing you to contribute your expertise to our **Washington, D.C., US** based operations from any location, providing unparalleled flexibility and autonomy.
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Lead Investment Strategist

30301 Atlanta, Georgia $150000 Annually WhatJobs

Posted 7 days ago

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Job Description

full-time
Our client, a leading asset management firm based in Atlanta, Georgia, US , is actively seeking an experienced and visionary Lead Investment Strategist. This executive-level position is responsible for developing and articulating the firm's overall investment philosophy, strategy, and asset allocation framework across various market cycles. The ideal candidate will possess a deep understanding of global financial markets, macroeconomics, and a diverse range of asset classes. You will lead a team of analysts and portfolio managers, guiding them in conducting in-depth market research, identifying investment opportunities, and managing risk effectively. Key responsibilities include formulating tactical and strategic asset allocation recommendations, constructing model portfolios, and presenting investment outlooks and recommendations to clients, investment committees, and senior management. This role demands exceptional analytical prowess, superior communication and presentation skills, and the ability to influence key stakeholders. You will play a crucial role in shaping the firm's investment performance and its reputation in the market. The ability to anticipate market shifts and translate them into concrete investment actions is paramount.

Key Responsibilities:
  • Develop and implement the firm's global investment strategy and asset allocation framework.
  • Lead and mentor a team of investment professionals, including analysts and portfolio managers.
  • Conduct comprehensive macroeconomic and market analysis to identify investment themes and opportunities.
  • Formulate tactical and strategic asset allocation recommendations across various asset classes (equities, fixed income, alternatives, etc.).
  • Construct and manage model portfolios based on defined investment objectives and risk parameters.
  • Present investment outlooks, strategies, and performance reviews to clients, investment committees, and senior leadership.
  • Monitor portfolio performance, risk exposures, and economic developments, making necessary adjustments to strategy.
  • Engage with external research providers, economists, and industry experts to gather insights.
  • Contribute to thought leadership by authoring white papers and participating in industry forums.
  • Ensure adherence to all regulatory requirements and firm policies.
Qualifications:
  • Master's degree in Finance, Economics, or a related quantitative field; MBA or CFA designation is highly preferred.
  • 10+ years of progressive experience in investment management, portfolio strategy, or macroeconomic research.
  • Demonstrated expertise in global financial markets, multi-asset class investing, and risk management.
  • Proven track record of developing and implementing successful investment strategies.
  • Strong leadership and team management skills, with the ability to inspire and guide a team.
  • Exceptional analytical, quantitative, and problem-solving abilities.
  • Outstanding written and verbal communication and presentation skills, with the ability to convey complex ideas effectively.
  • Experience with sophisticated financial modeling and data analysis tools.
  • Ability to think critically and strategically in a dynamic and complex market environment.
  • Deep understanding of financial instruments and derivatives.
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Lead Investment Analyst

45201 Cincinnati, Ohio $100000 Annually WhatJobs

Posted 7 days ago

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Job Description

full-time
Our client, a prestigious financial institution, is seeking a highly analytical and experienced Lead Investment Analyst to join their dynamic, fully remote team. This role is critical in driving investment strategies, conducting in-depth market research, and providing expert financial insights to support portfolio management and decision-making.

Responsibilities:
  • Lead the research and analysis of financial markets, economic trends, and industry developments to identify investment opportunities.
  • Develop and maintain sophisticated financial models to forecast performance, assess risk, and evaluate potential investments across various asset classes.
  • Formulate investment recommendations based on rigorous quantitative and qualitative analysis, presenting findings and strategic insights to senior management and investment committees.
  • Monitor and manage existing investment portfolios, ensuring alignment with strategic objectives and performance targets.
  • Conduct due diligence on potential investments, including thorough analysis of company financials, management teams, and competitive landscapes.
  • Collaborate with portfolio managers, traders, and other financial professionals to implement investment strategies and optimize portfolio allocation.
  • Stay abreast of regulatory changes and market dynamics impacting investment decisions.
  • Prepare comprehensive investment reports, performance reviews, and market commentary for internal stakeholders and, at times, clients.
  • Mentor and guide junior analysts, fostering their analytical capabilities and professional development.
  • Utilize financial databases, analytical software, and data visualization tools to extract and present key information.
  • Contribute to the continuous improvement of analytical processes and investment frameworks.

Qualifications:
  • Master's degree in Finance, Economics, Business, or a related quantitative field.
  • CFA charterholder or progress towards CFA designation strongly preferred.
  • Minimum of 5-7 years of progressive experience in investment analysis, portfolio management, or financial research.
  • Demonstrated expertise in financial modeling, valuation techniques, and risk assessment.
  • Proficiency in analyzing equity, fixed income, or alternative investments.
  • Strong understanding of macroeconomic principles and their impact on financial markets.
  • Excellent analytical, critical thinking, and problem-solving skills.
  • Exceptional written and verbal communication skills, with the ability to articulate complex financial concepts clearly and concisely.
  • Proven ability to manage multiple projects, work independently, and meet strict deadlines in a remote setting.
  • Proficiency with financial data platforms (e.g., Bloomberg, Refinitiv Eikon) and advanced Excel skills.
  • Experience with statistical software (e.g., R, Python) is a plus.
  • Must possess a strong work ethic and the ability to thrive in a fully remote, collaborative environment.

This remote position offers a challenging and rewarding career opportunity for a seasoned investment professional seeking to make a significant impact.
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Lead Investment Strategist

84601 Orem, Utah $140000 Annually WhatJobs

Posted 7 days ago

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Job Description

full-time
Our client, a globally recognized financial institution, is seeking an accomplished Lead Investment Strategist to join their fully remote team. This pivotal role involves developing and executing innovative investment strategies across a diverse range of asset classes. You will leverage your deep market knowledge and analytical prowess to guide portfolio construction, asset allocation, and risk management for high-net-worth clients and institutional investors. This is a remote-first opportunity, offering you the flexibility to work from anywhere within the US while contributing to a culture of excellence and client success.

Responsibilities:
  • Formulate and articulate comprehensive investment strategies aligned with market conditions and client objectives.
  • Conduct rigorous research and analysis on global economic trends, market dynamics, and investment opportunities.
  • Develop and manage multi-asset portfolios, ensuring optimal diversification and risk-adjusted returns.
  • Collaborate closely with portfolio managers, research analysts, and client relationship teams to deliver tailored investment solutions.
  • Present investment recommendations and performance reviews to internal stakeholders and external clients.
  • Monitor portfolio performance, identify deviations from strategic targets, and implement necessary tactical adjustments.
  • Contribute to thought leadership through the creation of white papers, market commentaries, and internal research.
  • Mentor and guide junior members of the investment strategy team.
  • Ensure compliance with all relevant regulatory requirements and internal policies.
Qualifications:
  • Master's degree in Finance, Economics, or a related quantitative discipline. MBA or CFA designation is strongly preferred.
  • Minimum of 7 years of experience in investment management, portfolio strategy, or financial analysis, with a proven track record of success.
  • Extensive knowledge of global financial markets, various asset classes (equities, fixed income, alternatives), and investment vehicles.
  • Demonstrated expertise in portfolio construction, asset allocation, and risk management methodologies.
  • Proficiency in financial modeling, data analysis tools, and investment research platforms.
  • Exceptional analytical, quantitative, and problem-solving skills.
  • Outstanding communication, presentation, and interpersonal skills, with the ability to influence stakeholders at all levels.
  • Proven ability to thrive in a fast-paced, remote work environment, demonstrating self-discipline and strong organizational skills.
  • Experience with performance attribution and risk analytics.
This is an exceptional opportunity for a seasoned investment professional to shape the future of our client's investment offerings. As a fully remote role, the position is ideal for candidates seeking a flexible and impactful career, ideally based within commuting distance to Provo, Utah, US , to attend occasional in-person strategy sessions, though this is not a requirement. If you are a strategic thinker with a passion for navigating financial markets, we invite you to apply.
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Associate Director, Index Investment Strategy

10176 New York, New York S&P Global

Posted 6 days ago

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Job Description

**About the Role:**
**Grade Level (for internal use):**
12
**About the Role:** **We are seeking applicants for the role of** **Associate Director** **in the** **Index Investment Strategy** **in the NY office of S&P Dow Jones Indices (S&P DJI).**
**The Team:**
**Reporting to a Senior Director, you will collaborate with a global team to design, create and promote thought leadership to enhance S&P DJI's revenues, relationships, and reputation. Your contributions will help develop interest in a market-leading range of indices, with a particular focus** **on growing our** **indices in Direct Indexing and Models Portfolios across asset managers, wealth managers, technology platforms and other financial institutions. You will also have the chance to support S&P DJI's market leading SPIVA® research.**
**You will have the potential to work on a wide range of investment topics, calibrated for a wide range of investor sophistication levels, addressed to a global audience of market participants.**
**Responsibilities and Impact:**
**Activities** **span the development and delivery actionable insights across a range of formats. You will:**
**conduct original research with a focus on applications for direct indexing/model portfolios**
**create and maintain analytic and reporting tools**
**support regular market commentary and analysis**
**provide frequent thought leadership and educational presentations internally and externally**
**Responsibilities** **include:**
**act as a subject matter expert for direct indexing and model portfolios**
**executing on relevant research topics**
**answering one-off requests from clients and management**
**producing content for public dissemination and distribution**
**Although you will primarily support your direct line manager, your work will also support a team of colleagues based in London and New York.**
**Compensation/Benefits Information:** **(This section is only applicable to US candidates)**
**S&P Global states that the anticipated base salary range for this position is $135,000 to $165,000. Final base salary for this role will be based on the individual's geographic location, as well as experience level, skill set, training, licenses and certifications.**
**In addition to base compensation, this role is eligible for an annual incentive plan.**
**This role is eligible to receive additional S&P Global benefits. For more information on the benefits we provide to our employees, please click here ( .**
**What we are looking for:**
**Basic Required Qualifications:**
**Collaborative, creative, and curious approach**
**5-10 years of experience in a quantitative role in financial services**
**Strong understanding of markets;**
**Experience related to digital wealth will be an advantage**
**Interest in the global markets and investing landscape**
**Excellence in written and oral communication**
**Excellent analytical and quantitative capabilities (Prior experience with Zephyr/PSN, eVestment, FactSet, CIQ Pro, Morningstar, SPICE, VBA, Python is a plus)**
**The Index Investment Strategy Team's mission** **is to enhance the reputation, relationships, and revenues of S&P Dow Jones Indices through actionable insights. We provide research and commentary across our full range of indices and data sets, covering a wide range of topics including but not limited to: the active-passive debate, factor indices, Climate and ESG indices, risk and volatility, and index dynamics. Our thought leadership promotes index-based investing, trading, and benchmarking to a variety of financial market participants, providing actionable insights at a variety of sophistication levels and frequency.**
**About S&P Global** **Dow Jones Indic** **e** **s**
At S&P Dow Jones Indices, we provide iconic and innovative index solutions backed by unparalleled expertise across the asset-class spectrum. By bringing transparency to the global capital markets, we empower investors everywhere to make decisions with conviction. We're the largest global resource for index-based concepts, data and research, and home to iconic financial market indicators, such as the S&P 500® and the Dow Jones Industrial Average®. More assets are invested in products based upon our indices than any other index provider in the world. With over USD 7.4 trillion in passively managed assets linked to our indices and over USD 11.3 trillion benchmarked to our indices, our solutions are widely considered indispensable in tracking market performance, evaluating portfolios and developing investment strategies.
S&P Dow Jones Indices is a division of S&P Global (NYSE: SPGI). S&P Global is the world's foremost provider of credit ratings, benchmarks, analytics and workflow solutions in the global capital, commodity and automotive markets. With every one of our offerings, we help many of the world's leading organizations navigate the economic landscape so they can plan for tomorrow, today. For more information, visit .
**What's In It For** **You?**
**Our Purpose:**
Progress is not a self-starter. It requires a catalyst to be set in motion. Information, imagination, people, technology-the right combination can unlock possibility and change the world.
Our world is in transition and getting more complex by the day. We push past expected observations and seek out new levels of understanding so that we can help companies, governments and individuals make an impact on tomorrow. At S&P Global we transform data into Essential Intelligence®, pinpointing risks and opening possibilities. We Accelerate Progress.
**Our People:**
We're more than 35,000 strong worldwide-so we're able to understand nuances while having a broad perspective. Our team is driven by curiosity and a shared belief that Essential Intelligence can help build a more prosperous future for us all.
From finding new ways to measure sustainability to analyzing energy transition across the supply chain to building workflow solutions that make it easy to tap into insight and apply it. We are changing the way people see things and empowering them to make an impact on the world we live in. We're committed to a more equitable future and to helping our customers find new, sustainable ways of doing business. We're constantly seeking new solutions that have progress in mind. Join us and help create the critical insights that truly make a difference.
**Our Values:**
**Integrity, Discovery, Partnership**
At S&P Global, we focus on Powering Global Markets. Throughout our history, the world's leading organizations have relied on us for the Essential Intelligence they need to make confident decisions about the road ahead. We start with a foundation of **integrity** in all we do, bring a spirit of **discovery** to our work, and collaborate in close **partnership** with each other and our customers to achieve shared goals.
**Benefits:**
We take care of you, so you can take care of business. We care about our people. That's why we provide everything you-and your career-need to thrive at S&P Global.
Our benefits include:
+ Health & Wellness: Health care coverage designed for the mind and body.
+ Flexible Downtime: Generous time off helps keep you energized for your time on.
+ Continuous Learning: Access a wealth of resources to grow your career and learn valuable new skills.
+ Invest in Your Future: Secure your financial future through competitive pay, retirement planning, a continuing education program with a company-matched student loan contribution, and financial wellness programs.
+ Family Friendly Perks: It's not just about you. S&P Global has perks for your partners and little ones, too, with some best-in class benefits for families.
+ Beyond the Basics: From retail discounts to referral incentive awards-small perks can make a big difference.
For more information on benefits by country visit: Hiring and Opportunity at S&P Global:**
At S&P Global, we are committed to fostering a connected and engaged workplace where all individuals have access to opportunities based on their skills, experience, and contributions. Our hiring practices emphasize fairness, transparency, and merit, ensuring that we attract and retain top talent. By valuing different perspectives and promoting a culture of respect and collaboration, we drive innovation and power global markets.
**Recruitment Fraud Alert:**
If you receive an email from a spglobalind.com domain or any other regionally based domains, it is a scam and should be reported to . S&P Global never requires any candidate to pay money for job applications, interviews, offer letters, "pre-employment training" or for equipment/delivery of equipment. Stay informed and protect yourself from recruitment fraud by reviewing our guidelines, fraudulent domains, and how to report suspicious activity here ( .
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**Equal Opportunity Employer**
S&P Global is an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race/ethnicity, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, marital status, military veteran status, unemployment status, or any other status protected by law. Only electronic job submissions will be considered for employment.
If you need an accommodation during the application process due to a disability, please send an email to:   and your request will be forwarded to the appropriate person. 
**US Candidates Only:** The EEO is the Law Poster   describes discrimination protections under federal law. Pay Transparency Nondiscrimination Provision - - Middle Professional (EEO Job Group) (inactive), 20 - Professional (EEO-2 Job Categories-United States of America), RESECH202.2 - Middle Professional Tier II (EEO Job Group)
**Job ID:**
**Posted On:**
**Location:** New York, New York, United States
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